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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+6.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.24B
AUM Growth
+$294M
Cap. Flow
+$124M
Cap. Flow %
3.84%
Top 10 Hldgs %
18.07%
Holding
4,077
New
197
Increased
1,450
Reduced
1,165
Closed
217

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$71.2M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$68.7M
3
SSO icon
ProShares Ultra S&P500
SSO
+$38.6M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$37.6M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$19.2M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$63M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$59.3M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$38.1M
4
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$32.9M
5
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$22.1M

Sector Composition

Rank Sector Weight
1 Energy 4.75%
2 Industrials 4.34%
3 Technology 4.01%
4 Consumer Staples 3.87%
5 Healthcare 3.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ORBK
3901
DELISTED
Orbotech Ltd
ORBK
– –
-3,500
Closed -$42K
ABCD
3902
DELISTED
Cambium Learning Group, Inc.
ABCD
$0 ﹤0.01%
20
– –
SEII
3903
DELISTED
Sharing Economy International Inc. Common Stock (NV)
SEII
– –
-50
Closed -$1K
PERY
3904
DELISTED
Perry Ellis International Inc
PERY
$0 ﹤0.01%
6
– –
XCRA
3905
DELISTED
Xcerra Corporation
XCRA
– –
-6
Closed –
KODK.WS
3906
DELISTED
Eastman Kodak Company
KODK.WS
$0 ﹤0.01%
+4
New +$57
SHLM
3907
DELISTED
Schulman (A.) Inc
SHLM
– –
-2
Closed –
JNP
3908
DELISTED
Juniper Pharmaceuticals, Inc. Common Stock
JNP
– –
-50
Closed –
DBBR
3909
DELISTED
Xtrackers MSCI Brazil Hedged Equity ETF
DBBR
– –
-2,000
Closed -$35K
NRCIB
3910
DELISTED
National Research Corp Class B
NRCIB
– –
-15
Closed –
JJG
3911
DELISTED
iPath Bloomberg Grains Subindex Total Return ETN due October 22, 2037
JJG
$0 ﹤0.01%
3
– –
JO
3912
DELISTED
iPath Bloomberg Coffee Subindex Total Return ETN due June 24, 2038
JO
– –
-200
Closed -$5K
BSFT
3913
DELISTED
BroadSoft, Inc.
BSFT
– –
-7
Closed –
OME
3914
DELISTED
Omega Protein
OME
$0 ﹤0.01%
38
– –
GIGA
3915
DELISTED
Giga-Tronics Inc
GIGA
$0 ﹤0.01%
150
– –
LDR
3916
DELISTED
Landauer Inc
LDR
– –
-24
Closed -$1K
SCLN
3917
DELISTED
Sciclone Pharmaceuticals Inc
SCLN
– –
-26
Closed –
PKY
3918
DELISTED
Parkway, Inc.
PKY
– –
-44
Closed -$1K
BSTG
3919
DELISTED
Biostage, Inc. Common Stock
BSTG
$0 ﹤0.01%
+75
New +$351
WBMD
3920
DELISTED
WebMD Health Corp.
WBMD
$0 ﹤0.01%
3
– –
JIVE
3921
DELISTED
Jive Software, Inc.
JIVE
$0 ﹤0.01%
34
– –
XCO
3922
DELISTED
Exco Resources
XCO
– –
-202
Closed -$20K
CHMT
3923
DELISTED
Chemtura Corporation
CHMT
$0 ﹤0.01%
1
-879
-100% -$22K
TNGO
3924
DELISTED
Tangoe, Inc.
TNGO
– –
-46
Closed -$1K
LIOX
3925
DELISTED
Lionbridge Technologies
LIOX
– –
-1,000
Closed -$4K
155 156
157
158 159

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Ladenburg Thalmann Financial Services's Q4 2013 Portfolio in Review

As of Q4 2013, Ladenburg Thalmann Financial Services held 4,077 positions worth $3.24B, up 10% from $2.95B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $124M of net new capital in Q4 2013, opening 197 new positions and adding to 1,450 existing holdings. Its largest new stake was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.

By sector, the portfolio is most concentrated in Energy at 4.8% of assets, up from 4.7% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $63M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2013 buy was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2013, an estimated $71.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2013 reduction was iShares Russell 2000 ETF, cutting an estimated $63M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra 7-10 Year Treasury in Q4 2013, selling an estimated $22.1M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.24B portfolio in Q4 2013.
  • Ladenburg Thalmann Financial Services opened 197 new positions and closed 217 in Q4 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 10% quarter-over-quarter to $3.24B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2013, filed 14 Feb 2014.