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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.59%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$2.95B
AUM Growth
+$147M
Cap. Flow
+$36.4M
Cap. Flow %
1.23%
Top 10 Hldgs %
18.66%
Holding
4,031
New
225
Increased
1,492
Reduced
1,087
Closed
151

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$68M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$30.7M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$29.2M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$21.5M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$15.8M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$50.1M
2
SSO icon
ProShares Ultra S&P500
SSO
+$33.5M
3
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$27.6M
4
GLD icon
SPDR Gold Trust
GLD
+$21.4M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.5M

Sector Composition

Rank Sector Weight
1 Energy 4.74%
2 Industrials 4.14%
3 Technology 3.92%
4 Consumer Staples 3.86%
5 Healthcare 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HGG
3901
DELISTED
hhgregg Inc.
HGG
– –
-200
Closed -$3K
TEUM
3902
DELISTED
Pareteum Corporation
TEUM
– –
-400
Closed -$7.4K
APOL
3903
DELISTED
Apollo Education Group Inc Class A
APOL
$0 ﹤0.01%
13
-230
-95% -$4.45K
AEPI
3904
DELISTED
AEP Industries Inc
AEPI
– –
-2
Closed –
FES
3905
DELISTED
Forbes Energy Services Ltd
FES
$0 ﹤0.01%
54
– –
RSTI
3906
DELISTED
Rofin-Sinar Technologies Inc
RSTI
$0 ﹤0.01%
13
– –
N
3907
DELISTED
Netsuite Inc
N
– –
-125
Closed -$11K
COB
3908
DELISTED
CommunityOne Bancorp
COB
$0 ﹤0.01%
5
– –
ERB
3909
DELISTED
ERBA DIAGNOSTICS
ERB
$0 ﹤0.01%
100
– –
FMD
3910
DELISTED
FIRST MARBLEHEAD CORP COM STK NEW (DE)
FMD
$0 ﹤0.01%
44
– –
RSE
3911
DELISTED
ROUSE PPTYS INC COM (DE)
RSE
$0 ﹤0.01%
12
– –
ARO
3912
DELISTED
Aeropostale Inc
ARO
– –
-14
Closed –
BLT
3913
DELISTED
BLOUNT INTERNATIONAL (NEW)
BLT
$0 ﹤0.01%
14
– –
RVLT
3914
DELISTED
Revolution Lighting Technologies, Inc. - Class A
RVLT
– –
-600
Closed -$24K
RJET
3915
DELISTED
REPUBLIC AWYS HLDGS INC
RJET
– –
-15
Closed –
ZINC
3916
DELISTED
HORSEHEAD HLDG CORP COM STK (DE)
ZINC
$0 ﹤0.01%
15
– –
WPP
3917
DELISTED
WAUSAU PAPER CORP.
WPP
$0 ﹤0.01%
6
– –
ROYL
3918
DELISTED
ROYALE ENERGY INC
ROYL
– –
-750
Closed -$2K
WAVX
3919
DELISTED
WAVE SYS CORP CL A NEW COM STK (DE)
WAVX
$0 ﹤0.01%
10
+9
+900% +$123
NYNY
3920
DELISTED
Empire Resorts, Inc.
NYNY
$0 ﹤0.01%
27
– –
ISH
3921
DELISTED
INTL SHIPHOLDING CORP
ISH
$0 ﹤0.01%
2
-148
-99% -$3.73K
DEJ
3922
DELISTED
DEJOUR ENERGY INC COM
DEJ
$0 ﹤0.01%
2,000
– –
PPO
3923
DELISTED
POLYPORE INTERNATIONAL, INC
PPO
– –
-1,200
Closed -$48K
CSRE
3924
DELISTED
CSR PLC SPON ADR (UK)
CSRE
$0 ﹤0.01%
1
– –
MILL
3925
DELISTED
MILLER ENERGY RESOURCES, INC COM STK
MILL
– –
-3,000
Closed -$12K
155 156
157
158 159

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Ladenburg Thalmann Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Ladenburg Thalmann Financial Services held 4,031 positions worth $2.95B, up 5.3% from $2.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2013 filing shows 225 new, 1,492 increased, 1,087 reduced and 151 closed positions. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M. The largest sale was iShares Core S&P 500 ETF, an estimated $50.1M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 4.7% a quarter earlier, followed by Industrials and Technology.

  • Ladenburg Thalmann Financial Services's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M.
  • Ladenburg Thalmann Financial Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $68M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $50.1M.
  • Ladenburg Thalmann Financial Services fully exited Arrow Dow Jones Global Yield ETF in Q3 2013, selling an estimated $464K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 19% of its $2.95B portfolio in Q3 2013.
  • Ladenburg Thalmann Financial Services opened 225 new positions and closed 151 in Q3 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.3% quarter-over-quarter to $2.95B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2013, filed 14 Nov 2013.