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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-11.08%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$11.1B
AUM Growth
-$848M
Cap. Flow
+$682M
Cap. Flow %
6.14%
Top 10 Hldgs %
14.4%
Holding
5,597
New
319
Increased
2,567
Reduced
1,671
Closed
195

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$110M
2
HDV
iShares Core High Dividend ETF
HDV
+$56.5M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$47.2M
4
AAPL icon
Apple
AAPL
+$47M
5
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$36.6M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$75.2M
2
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$59.4M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$27.4M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$26.3M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$19.6M

Sector Composition

Rank Sector Weight
1 Technology 6.75%
2 Financials 5.93%
3 Healthcare 4.22%
4 Industrials 4.18%
5 Consumer Discretionary 3.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NAV
3876
DELISTED
Navistar International
NAV
$20K ﹤0.01%
796
+35
+5% +$1.09K
CNXM
3877
DELISTED
CNX Midstream Partners LP
CNXM
$20K ﹤0.01%
1,227
+356
+41% +$6.44K
KONA
3878
DELISTED
Kona Grill, Inc.
KONA
$20K ﹤0.01%
19,000
+1,000
+6% +$1.79K
ICON
3879
DELISTED
Iconix Brand Group, Inc.
ICON
$20K ﹤0.01%
24,120
+22,367
+1,276% +$39.5K
DOD
3880
DELISTED
ELEMENTS "Dogs of the Dow" Total Return Index Note
DOD
$20K ﹤0.01%
858
– –
OSG
3881
Octave Specialty Group
OSG
$222M
$19K ﹤0.01%
1,080
– –
BRF icon
3882
VanEck Brazil Small-Cap ETF
BRF
$20.1M
$19K ﹤0.01%
972
+25
+3% +$496
BSCR icon
3883
Invesco BulletShares 2027 Corporate Bond ETF
BSCR
$4.6B
$19K ﹤0.01%
1,000
– –
CNXN icon
3884
PC Connection
CNXN
$2.05B
$19K ﹤0.01%
639
+117
+22% +$3.74K
EDOW icon
3885
First Trust Dow 30 Equal Weight ETF
EDOW
$322M
$19K ﹤0.01%
+880
New +$19.9K
CHRN
3886
ChronoScale Holdings
CHRN
$3.03B
$19K ﹤0.01%
71
+7
+11% +$3K
ENS icon
3887
EnerSys
ENS
$7.46B
$19K ﹤0.01%
250
-27
-10% -$2.19K
FTRI icon
3888
First Trust Exchange-Traded Fund II First Trust Indxx Global Natural Resources Income ETF
FTRI
$130M
$19K ﹤0.01%
1,735
-200
-10% -$2.36K
FUSB icon
3889
First US Bancshares
FUSB
$90.8M
$19K ﹤0.01%
2,400
– –
HEEM icon
3890
iShares Currency Hedged MSCI Emerging Markets
HEEM
$292M
$19K ﹤0.01%
839
+563
+204% +$13.4K
HOFT icon
3891
Hooker Furnishings Corp
HOFT
$158M
$19K ﹤0.01%
707
+202
+40% +$6.02K
KEMQ icon
3892
KraneShares Public-Private Emerging Markets Internet and Technology ETF
KEMQ
$26.4M
$19K ﹤0.01%
1,000
– –
KN icon
3893
Knowles
KN
$3.3B
$19K ﹤0.01%
1,452
-391
-21% -$5.73K
LRFC
3894
DELISTED
Logan Ridge Finance Corp
LRFC
$19K ﹤0.01%
446
+54
+14% +$2.6K
MSTR icon
3895
Strategy Inc
MSTR
$36.7B
$19K ﹤0.01%
1,630
-1,090
-40% -$13.8K
NVEC icon
3896
NVE Corp
NVEC
$582M
$19K ﹤0.01%
212
-486
-70% -$44K
BCIC
3897
BCP Investment Corp
BCIC
$94.7M
$19K ﹤0.01%
550
– –
SHAK icon
3898
Shake Shack
SHAK
$3.03B
$19K ﹤0.01%
413
+100
+32% +$5.16K
TGTX icon
3899
TG Therapeutics
TGTX
$7.47B
$19K ﹤0.01%
4,727
-1,000
-17% -$4.97K
TRS icon
3900
TriMas Corp
TRS
$1.39B
$19K ﹤0.01%
+684
New +$19.5K
154 155
156
157 158

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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2018 Portfolio in Review

As of Q4 2018, Ladenburg Thalmann Financial Services held 5,597 positions worth $11.1B, down 7.1% from $12B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $682M of net new capital in Q4 2018, opening 319 new positions and adding to 2,567 existing holdings. Its largest new stake was Linde: 13,311 shares worth $2.07M.

By sector, the portfolio is most concentrated in Technology at 6.7% of assets, down from 7.2% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $75.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2018 buy was Linde: 13,311 shares worth $2.07M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2018, an estimated $110M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2018 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $75.2M.
  • Ladenburg Thalmann Financial Services fully exited Corporate Capital Trust, Inc. in Q4 2018, selling an estimated $12M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $11.1B portfolio in Q4 2018.
  • Ladenburg Thalmann Financial Services opened 319 new positions and closed 195 in Q4 2018.
  • Ladenburg Thalmann Financial Services's portfolio value fell 7.1% quarter-over-quarter to $11.1B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2018, filed 14 Feb 2019.