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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+2.41%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.19B
AUM Growth
+$515M
Cap. Flow
+$409M
Cap. Flow %
5.68%
Top 10 Hldgs %
13.33%
Holding
5,189
New
264
Increased
2,160
Reduced
1,542
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$17.5M
3
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$16.5M
4
ABUS icon
Arbutus Biopharma
ABUS
+$15.4M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$14.6M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$36M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$12.1M
3
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$11.1M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$6.94M
5
MSM icon
MSC Industrial Direct
MSM
+$6.76M

Sector Composition

Rank Sector Weight
1 Financials 6.15%
2 Industrials 5.32%
3 Technology 5.28%
4 Consumer Staples 4.98%
5 Healthcare 4.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MZTI
3876
The Marzetti Company
MZTI
$3.22B
$10K ﹤0.01%
73
-71
-49% -$9.6K
LIVE icon
3877
Live Ventures
LIVE
$30.8M
$10K ﹤0.01%
+424
New +$6.3K
MFG icon
3878
Mizuho Financial
MFG
$134B
$10K ﹤0.01%
2,675
-140
-5% -$488
MMI icon
3879
Marcus & Millichap
MMI
$1.2B
$10K ﹤0.01%
397
– –
MSD
3880
Morgan Stanley Emerging Markets Debt Fund
MSD
$148M
$10K ﹤0.01%
1,027
+527
+105% +$4.86K
NSIT icon
3881
Insight Enterprises
NSIT
$4.6B
$10K ﹤0.01%
248
-61
-20% -$2.1K
NVCR icon
3882
NovoCure
NVCR
$2.02B
$10K ﹤0.01%
1,286
+500
+64% +$4.02K
OPTT icon
3883
Ocean Power Technologies
OPTT
$55.4M
$10K ﹤0.01%
169
+165
+4,125% +$11.5K
PALI icon
3884
Palisade Bio
PALI
$375M
– –
0
– –
PGHY icon
3885
Invesco Global ex-US High Yield Corporate Bond ETF
PGHY
$227M
$10K ﹤0.01%
400
– –
PRIM icon
3886
Primoris Services
PRIM
$4.35B
$10K ﹤0.01%
459
+88
+24% +$1.94K
QTWO icon
3887
Q2 Holdings
QTWO
$4.13B
$10K ﹤0.01%
339
-8
-2% -$236
RDY icon
3888
Dr. Reddy's Laboratories
RDY
$10.3B
$10K ﹤0.01%
1,125
-60
-5% -$558
ROL icon
3889
Rollins
ROL
$17.4B
$10K ﹤0.01%
621
+11
+2% +$153
RUSHA icon
3890
Rush Enterprises Class A
RUSHA
$9.62B
$10K ﹤0.01%
675
+38
+6% +$470
SHE icon
3891
State Street SPDR MSCI USA Gender Diversity ETF
SHE
$339M
$10K ﹤0.01%
158
– –
SSNC icon
3892
SS&C Technologies
SSNC
$19.3B
$10K ﹤0.01%
338
+29
+9% +$899
STC icon
3893
Stewart Information Services
STC
$2.07B
$10K ﹤0.01%
227
– –
SYNA icon
3894
Synaptics
SYNA
$4.2B
$10K ﹤0.01%
188
– –
TNDM icon
3895
Tandem Diabetes Care
TNDM
$1.61B
$10K ﹤0.01%
474
+444
+1,480% +$17.1K
TROX icon
3896
Tronox
TROX
$958M
$10K ﹤0.01%
1,017
-927
-48% -$9.25K
UNF icon
3897
Unifirst Corp
UNF
$5.21B
$10K ﹤0.01%
69
– –
UVSP icon
3898
Univest Financial
UVSP
$1.19B
$10K ﹤0.01%
341
-629
-65% -$16.8K
VALU icon
3899
Value Line
VALU
$341M
$10K ﹤0.01%
+500
New +$9.77K
WRLD icon
3900
World Acceptance Corp
WRLD
$875M
$10K ﹤0.01%
154
+51
+50% +$2.86K
154 155
156
157 158

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HAM
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Ladenburg Thalmann Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Ladenburg Thalmann Financial Services held 5,189 positions worth $7.19B, up 7.7% from $6.68B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $409M of net new capital in Q4 2016, opening 264 new positions and adding to 2,160 existing holdings. Its largest new stake was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.

By sector, the portfolio is most concentrated in Financials at 6.1% of assets, up from 5.3% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $36M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2016 buy was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $38.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2016 reduction was iShares Russell 2000 ETF, cutting an estimated $36M.
  • Ladenburg Thalmann Financial Services fully exited Financial Services Select Sector SPDR Fund in Q4 2016, selling an estimated $4.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $7.19B portfolio in Q4 2016.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 203 in Q4 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 7.7% quarter-over-quarter to $7.19B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2016, filed 14 Feb 2017.