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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.67B
AUM Growth
+$18.7M
Cap. Flow
+$70.4M
Cap. Flow %
1.92%
Top 10 Hldgs %
14.53%
Holding
4,235
New
204
Increased
1,520
Reduced
1,249
Closed
158

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$51.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$44.1M
3
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$40.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$16.6M
5
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$15.9M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$47.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$25.8M
3
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$23.8M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$22.5M
5
IYE icon
iShares US Energy ETF
IYE
+$19.8M

Sector Composition

Rank Sector Weight
1 Energy 4.52%
2 Technology 4.35%
3 Financials 4.34%
4 Industrials 4.06%
5 Healthcare 4.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HPTX
3876
DELISTED
HYPERION THERAPEUTICS INC COM STK (DE)
HPTX
$1K ﹤0.01%
39
– –
KNM
3877
DELISTED
KONAMI CORPORATION ADS (1 SH COM STK)
KNM
$1K ﹤0.01%
33
– –
RCPI
3878
DELISTED
ROCK CREEK PHARMACEUTICALS INC COM STK (DE)
RCPI
$1K ﹤0.01%
128
+8
+7% +$79
AVIV
3879
DELISTED
AVIV REIT INC COM STK (MD)
AVIV
$1K ﹤0.01%
24
– –
WHX
3880
DELISTED
WHITING USA TRUST I UNITS OF BENE INT
WHX
$1K ﹤0.01%
300
– –
PIKE
3881
DELISTED
PIKE CORPORATION COM STK (NC)
PIKE
$1K ﹤0.01%
55
– –
DNDN
3882
DELISTED
DENDREON CORPORATION
DNDN
$1K ﹤0.01%
587
– –
AMBI
3883
DELISTED
Ambit Biosciences Corp
AMBI
$1K ﹤0.01%
50
– –
GAB.RT
3884
DELISTED
GABELLI EQUITY TR INC RTS EXP 10/20/14 (MD)
GAB.RT
$1K ﹤0.01%
+16,926
New +$1.29K
QTWW
3885
DELISTED
QUANTUM FUEL SYS TECHNOLOGIES WORLDWIDE INC COM STK (DE)
QTWW
$1K ﹤0.01%
164
– –
REGI
3886
DELISTED
Renewable Energy Group, Inc.
REGI
$1K ﹤0.01%
127
+47
+59% +$528
MCF
3887
DELISTED
Contango Oil & Gas Co.
MCF
$1K ﹤0.01%
24
– –
BVSN
3888
DELISTED
Broadvision Inc Com
BVSN
$1K ﹤0.01%
70
– –
IMUC
3889
DELISTED
ImmunoCellular Therapeutics, Ltd.
IMUC
$1K ﹤0.01%
25
– –
OREX
3890
DELISTED
Orexigen Therapeutics, Inc.
OREX
$1K ﹤0.01%
25
-15
-38% -$806
FBRC
3891
DELISTED
FBR & Co. Common Stock
FBRC
$1K ﹤0.01%
33
– –
NWLIA
3892
DELISTED
NATL WESTN LIFE INS CO CL A
NWLIA
$1K ﹤0.01%
5
-2
-29% -$400
ALD
3893
DELISTED
WisdomTree Asia Local Debt Fund
ALD
$1K ﹤0.01%
+31
New +$1.53K
FXCB
3894
DELISTED
FOX CHASE BANCORP INC COM STK (MD)
FXCB
$1K ﹤0.01%
57
+1
+2% +$17
ACTG icon
3895
Acacia Research
ACTG
$465M
$0 ﹤0.01%
26
-11
-30% -$185
ADC icon
3896
Agree Realty
ADC
$9.22B
– –
-1,000
Closed -$30K
ADUS icon
3897
Addus HomeCare
ADUS
$2.23B
– –
-500
Closed -$11K
AGEN
3898
Agenus
AGEN
$315M
$0 ﹤0.01%
3
– –
ALLT icon
3899
Allot
ALLT
$369M
$0 ﹤0.01%
28
– –
ANGI icon
3900
Angi Inc
ANGI
$186M
$0 ﹤0.01%
5
– –
154 155
156
157 158

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HAM
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Ladenburg Thalmann Financial Services's Q3 2014 Portfolio in Review

As of Q3 2014, Ladenburg Thalmann Financial Services held 4,235 positions worth $3.67B, up 0.51% from $3.65B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2014 filing shows 204 new, 1,520 increased, 1,249 reduced and 158 closed positions. Its largest new stake was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M. The largest sale was iShares Russell Mid-Cap Value ETF, an estimated $47.4M.

By sector, the portfolio is most concentrated in Energy at 4.5% of assets, down from 4.9% a quarter earlier, followed by Technology and Financials.

  • Ladenburg Thalmann Financial Services's largest Q3 2014 buy was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2014, an estimated $51.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2014 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $47.4M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra Utilities in Q3 2014, selling an estimated $1.4M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $3.67B portfolio in Q3 2014.
  • Ladenburg Thalmann Financial Services opened 204 new positions and closed 158 in Q3 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 0.51% quarter-over-quarter to $3.67B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2014, filed 14 Nov 2014.