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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+6.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.24B
AUM Growth
+$294M
Cap. Flow
+$124M
Cap. Flow %
3.84%
Top 10 Hldgs %
18.07%
Holding
4,077
New
197
Increased
1,450
Reduced
1,165
Closed
217

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$71.2M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$68.7M
3
SSO icon
ProShares Ultra S&P500
SSO
+$38.6M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$37.6M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$19.2M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$63M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$59.3M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$38.1M
4
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$32.9M
5
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$22.1M

Sector Composition

Rank Sector Weight
1 Energy 4.75%
2 Industrials 4.34%
3 Technology 4.01%
4 Consumer Staples 3.87%
5 Healthcare 3.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QADB
3876
DELISTED
QAD Inc. Class B
QADB
$0 ﹤0.01%
6
– –
FFG
3877
DELISTED
FBL Financial Group
FFG
$0 ﹤0.01%
1
– –
IPHI
3878
DELISTED
INPHI CORPORATION
IPHI
– –
-104
Closed -$1K
MUH
3879
DELISTED
Blackrock Muniholdings Fund II, Inc.
MUH
– –
-2,600
Closed -$37K
CZZ
3880
DELISTED
Cosan Limited
CZZ
– –
-100
Closed -$2K
TCO.PRK
3881
DELISTED
TAUBMAN CENTERS, INC. 6.25% SER K
TCO.PRK
– –
-3,100
Closed -$69K
HDS
3882
DELISTED
HD Supply Holdings, Inc.
HDS
– –
-600
Closed -$13K
FRAN
3883
DELISTED
Francesca's Holdings Corporation
FRAN
$0 ﹤0.01%
1
– –
AMAG
3884
DELISTED
AMAG Pharmaceuticals
AMAG
$0 ﹤0.01%
15
-3
-17% -$71
WMGI
3885
DELISTED
Wright Medical Group Inc
WMGI
– –
-1
Closed –
CCMP
3886
DELISTED
CMC Materials, Inc. Common Stock
CCMP
– –
-1
Closed –
DTYL
3887
DELISTED
iPath US Treasury 10-year Bull ETN
DTYL
– –
-1
Closed –
TUES
3888
DELISTED
Tuesday Morning Corp
TUES
$0 ﹤0.01%
32
– –
AVX
3889
DELISTED
AVX Corporation
AVX
$0 ﹤0.01%
19
– –
HOS
3890
DELISTED
Hornbeck Offshore Services, Inc.
HOS
$0 ﹤0.01%
7
– –
ARTX
3891
DELISTED
Arotech Corporation
ARTX
$0 ﹤0.01%
103
+32
+45% +$72
FCSC
3892
DELISTED
Fibrocell Science Inc.
FCSC
$0 ﹤0.01%
+5
New +$291
NNC
3893
DELISTED
Nuveen North Carolina Quality Municipal Income Fund
NNC
– –
-166
Closed -$2K
UBNK
3894
DELISTED
United Financial Bancorp, Inc.
UBNK
– –
-4
Closed –
RTEC
3895
DELISTED
Rudolph Technologies Inc
RTEC
– –
-3,768
Closed -$43K
FRED
3896
DELISTED
Fred's Inc
FRED
$0 ﹤0.01%
10
– –
CBK
3897
DELISTED
Christopher & Banks Corporation
CBK
– –
-5,050
Closed -$36K
IPCI
3898
DELISTED
Intellipharmaceuticals International Inc.
IPCI
$0 ﹤0.01%
2
– –
NTRI
3899
DELISTED
NutriSystem, Inc.
NTRI
$0 ﹤0.01%
18
-393
-96% -$6.88K
SGYP
3900
DELISTED
Synergy Pharmaceuticals, Inc Common Stock
SGYP
$0 ﹤0.01%
+80
New +$345
154 155
156
157 158

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Ladenburg Thalmann Financial Services's Q4 2013 Portfolio in Review

As of Q4 2013, Ladenburg Thalmann Financial Services held 4,077 positions worth $3.24B, up 10% from $2.95B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $124M of net new capital in Q4 2013, opening 197 new positions and adding to 1,450 existing holdings. Its largest new stake was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.

By sector, the portfolio is most concentrated in Energy at 4.8% of assets, up from 4.7% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $63M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2013 buy was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2013, an estimated $71.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2013 reduction was iShares Russell 2000 ETF, cutting an estimated $63M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra 7-10 Year Treasury in Q4 2013, selling an estimated $22.1M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.24B portfolio in Q4 2013.
  • Ladenburg Thalmann Financial Services opened 197 new positions and closed 217 in Q4 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 10% quarter-over-quarter to $3.24B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2013, filed 14 Feb 2014.