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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+2.41%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.19B
AUM Growth
+$515M
Cap. Flow
+$409M
Cap. Flow %
5.68%
Top 10 Hldgs %
13.33%
Holding
5,189
New
264
Increased
2,160
Reduced
1,542
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$17.5M
3
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$16.5M
4
ABUS icon
Arbutus Biopharma
ABUS
+$15.4M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$14.6M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$36M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$12.1M
3
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$11.1M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$6.94M
5
MSM icon
MSC Industrial Direct
MSM
+$6.76M

Sector Composition

Rank Sector Weight
1 Financials 6.15%
2 Industrials 5.32%
3 Technology 5.28%
4 Consumer Staples 4.98%
5 Healthcare 4.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WBMD
3851
DELISTED
WebMD Health Corp.
WBMD
$11K ﹤0.01%
218
-155
-42% -$8.01K
ADPT
3852
DELISTED
Adeptus Health Inc
ADPT
$11K ﹤0.01%
1,400
+1,038
+287% +$19.1K
ELNK
3853
DELISTED
EarthLink Holdings Corp.
ELNK
$11K ﹤0.01%
1,866
+110
+6% +$626
CQH
3854
DELISTED
Cheniere Energy Partners LP Holdings LLC
CQH
$11K ﹤0.01%
500
– –
GMTB
3855
DELISTED
Columbia Core Bond ETF
GMTB
$11K ﹤0.01%
219
– –
ACRE
3856
Ares Commercial Real Estate
ACRE
$264M
$10K ﹤0.01%
+719
New +$9.56K
ALRM icon
3857
Alarm.com
ALRM
$2.74B
$10K ﹤0.01%
361
-56
-13% -$1.63K
AMSF icon
3858
AMERISAFE
AMSF
$504M
$10K ﹤0.01%
154
+81
+111% +$4.91K
AOSL icon
3859
Alpha and Omega Semiconductor
AOSL
$916M
$10K ﹤0.01%
456
+156
+52% +$3.37K
BTE icon
3860
Baytex Energy
BTE
$3B
$10K ﹤0.01%
2,129
-88
-4% -$382
CASS icon
3861
Cass Information Systems
CASS
$750M
$10K ﹤0.01%
187
+145
+345% +$6.99K
CFFN icon
3862
Capitol Federal Financial
CFFN
$1.09B
$10K ﹤0.01%
+604
New +$9.28K
CHRS icon
3863
Coherus Oncology
CHRS
$176M
$10K ﹤0.01%
372
– –
CLW icon
3864
Clearwater Paper
CLW
$354M
$10K ﹤0.01%
154
– –
CSV icon
3865
Carriage Services
CSV
$555M
$10K ﹤0.01%
361
-29
-7% -$752
DVAX
3866
DELISTED
Dynavax Technologies
DVAX
$10K ﹤0.01%
2,478
– –
ETHO icon
3867
Amplify Etho Climate Leadership US ETF
ETHO
$197M
$10K ﹤0.01%
334
– –
FEUZ icon
3868
First Trust Eurozone AlphaDEX
FEUZ
$134M
$10K ﹤0.01%
315
– –
FLGT icon
3869
Fulgent Genetics
FLGT
$513M
$10K ﹤0.01%
+848
New +$8K
FTHI icon
3870
First Trust Exchange-Traded Fund VI First Trust BuyWrite Income ETF
FTHI
$2.48B
$10K ﹤0.01%
+481
New +$9.97K
GVAL icon
3871
Cambria Global Value ETF
GVAL
$600M
$10K ﹤0.01%
521
+222
+74% +$4.37K
ICFI icon
3872
ICF International
ICFI
$1.6B
$10K ﹤0.01%
180
+10
+6% +$508
IMTB icon
3873
iShares Core 5-10 Year USD Bond ETF
IMTB
$276M
$10K ﹤0.01%
+200
New +$9.78K
KAI icon
3874
Kadant
KAI
$3.91B
$10K ﹤0.01%
166
+23
+16% +$1.32K
KT icon
3875
KT
KT
$9.03B
$10K ﹤0.01%
730
-260
-26% -$3.91K
153 154
155
156 157

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HAM
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Ladenburg Thalmann Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Ladenburg Thalmann Financial Services held 5,189 positions worth $7.19B, up 7.7% from $6.68B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $409M of net new capital in Q4 2016, opening 264 new positions and adding to 2,160 existing holdings. Its largest new stake was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.

By sector, the portfolio is most concentrated in Financials at 6.1% of assets, up from 5.3% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $36M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2016 buy was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $38.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2016 reduction was iShares Russell 2000 ETF, cutting an estimated $36M.
  • Ladenburg Thalmann Financial Services fully exited Financial Services Select Sector SPDR Fund in Q4 2016, selling an estimated $4.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $7.19B portfolio in Q4 2016.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 203 in Q4 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 7.7% quarter-over-quarter to $7.19B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2016, filed 14 Feb 2017.