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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.76%
2 Technology 5.43%
3 Industrials 5.06%
4 Consumer Staples 4.97%
5 Healthcare 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ENFY
3851
DELISTED
Enlightify Inc
ENFY
$6K ﹤0.01%
271
– –
SGI
3852
Somnigroup International
SGI
$14B
$6K ﹤0.01%
308
-284
-48% -$5.21K
ITCI
3853
DELISTED
Intra-Cellular Therapies Inc.
ITCI
$6K ﹤0.01%
+150
New +$4.89K
CCLP
3854
DELISTED
CSI Compressco LP
CCLP
$6K ﹤0.01%
500
– –
FDEU
3855
DELISTED
First Trust Dynamic Europe Equity Income Fund
FDEU
$6K ﹤0.01%
+300
New +$6K
SNP
3856
DELISTED
CHINA PETROLEUM & CHEMICAL CORPORATION ADS (REP 100 ORDINARY H SHARES)
SNP
$6K ﹤0.01%
107
– –
CSOD
3857
DELISTED
Cornerstone OnDemand, Inc.
CSOD
$6K ﹤0.01%
167
-46
-22% -$1.68K
FBSS
3858
DELISTED
Fauquier Bankshares Inc
FBSS
$6K ﹤0.01%
400
– –
MUH
3859
DELISTED
Blackrock Muniholdings Fund II, Inc.
MUH
$6K ﹤0.01%
400
– –
MCEP
3860
DELISTED
Mid-Con Energy Partners, LP
MCEP
$6K ﹤0.01%
140
+115
+460% +$7.1K
VSLR
3861
DELISTED
VIVINT SOLAR, INC.
VSLR
$6K ﹤0.01%
+600
New +$7.73K
ZN
3862
DELISTED
Zion Oil & Gas, Inc.
ZN
$6K ﹤0.01%
4,240
– –
PNTR
3863
DELISTED
Pointer Telocation Ltd.
PNTR
$6K ﹤0.01%
875
– –
TCF
3864
DELISTED
TCF Financial Corporation Common Stock
TCF
$6K ﹤0.01%
200
– –
LXFT
3865
DELISTED
Luxoft Holding, Inc.
LXFT
$6K ﹤0.01%
90
– –
DM
3866
DELISTED
Dominion Energy Midstream Ptr LP
DM
$6K ﹤0.01%
229
-73
-24% -$2.46K
FBR
3867
DELISTED
Fibria Celulose Sa
FBR
$6K ﹤0.01%
485
+30
+7% +$409
KTWO
3868
DELISTED
K2M Group Holdings, Inc
KTWO
$6K ﹤0.01%
+334
New +$7.31K
BAC.WS.B
3869
DELISTED
Bank Of America Corporation Ws B
BAC.WS.B
$6K ﹤0.01%
20,000
– –
YGE
3870
DELISTED
Yingli Green Energy Holding Comp
YGE
$6K ﹤0.01%
1,555
– –
JJC
3871
DELISTED
iPath Bloomberg Copper Subindex Total Return ETN due October 22, 2037
JJC
$6K ﹤0.01%
200
– –
STLY
3872
DELISTED
Stanley Furniture Co Inc
STLY
$6K ﹤0.01%
2,120
-3,940
-65% -$11.6K
GAZ
3873
DELISTED
iPath Bloomberg Natural Gas Subindex Total Return ETN due October 22, 2037
GAZ
$6K ﹤0.01%
5,762
– –
SNOW
3874
DELISTED
Intrawest Resorts Holdings, Inc.
SNOW
$6K ﹤0.01%
698
+588
+535% +$5.77K
SIPE
3875
DELISTED
SPDR Bloomberg Barclays 0-5 Year TIPS ETF
SIPE
$6K ﹤0.01%
+300
New +$5.81K
153 154
155
156 157

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Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.7% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.