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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.67B
AUM Growth
+$18.7M
Cap. Flow
+$70.4M
Cap. Flow %
1.92%
Top 10 Hldgs %
14.53%
Holding
4,235
New
204
Increased
1,520
Reduced
1,249
Closed
158

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$51.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$44.1M
3
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$40.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$16.6M
5
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$15.9M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$47.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$25.8M
3
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$23.8M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$22.5M
5
IYE icon
iShares US Energy ETF
IYE
+$19.8M

Sector Composition

Rank Sector Weight
1 Energy 4.52%
2 Technology 4.35%
3 Financials 4.34%
4 Industrials 4.06%
5 Healthcare 4.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CEMP
3851
DELISTED
Cempra, Inc.
CEMP
$1K ﹤0.01%
96
– –
ELOS
3852
DELISTED
Syneron Medical Ltd
ELOS
$1K ﹤0.01%
58
– –
FNBC
3853
DELISTED
First NBC Bank Holding Company
FNBC
$1K ﹤0.01%
24
-70
-74% -$2.27K
CLMS
3854
DELISTED
Calamos Asset Management, Inc.
CLMS
$1K ﹤0.01%
127
– –
IMN
3855
DELISTED
Imation
IMN
$1K ﹤0.01%
434
+65
+18% +$207
VLTC
3856
DELISTED
Voltari Corporation
VLTC
$1K ﹤0.01%
700
-200
-22% -$361
TBRA
3857
DELISTED
Tobira Therapeutics, Inc. Common Stock
TBRA
$1K ﹤0.01%
56
– –
PTX
3858
DELISTED
Pernix Therapeutics Holdings, Inc.
PTX
$1K ﹤0.01%
11
– –
PVCT
3859
DELISTED
PROVECTUS BIOPHARMACEUTICALS, INC. (DE)
PVCT
$1K ﹤0.01%
1,325
-12,875
-91% -$12.5K
CSH
3860
DELISTED
CASH AMERICA INTERNATIONAL INC
CSH
$1K ﹤0.01%
53
– –
AXLL
3861
DELISTED
AXIALL CORP COM STK (DE)
AXLL
$1K ﹤0.01%
30
-29,063
-100% -$1.23M
GDF
3862
DELISTED
WESTERN ASSET GLB PARTNERS INCM FUND INC. COM
GDF
$1K ﹤0.01%
100
-1,200
-92% -$13.1K
ATE
3863
DELISTED
Advantest Corp
ATE
$1K ﹤0.01%
54
– –
ORIG
3864
DELISTED
Ocean Rig UDW Inc. Class A Common Shares
ORIG
– –
0
– –
ARPI
3865
DELISTED
AMERICAN RESIDENTIAL PPTYS INC COM
ARPI
$1K ﹤0.01%
44
– –
ROYL
3866
DELISTED
ROYALE ENERGY INC
ROYL
$1K ﹤0.01%
+500
New +$1.77K
MSO
3867
DELISTED
MARTHA STEWART LIVING OMNIMEDIA INC
MSO
$1K ﹤0.01%
240
+100
+71% +$440
CHOP
3868
DELISTED
CHINA GERUI ADVANCED MATERIALS GROUP LTD ORD SHS
CHOP
$1K ﹤0.01%
350
+75
+27% +$408
PSEM
3869
DELISTED
PERICOM SEMICONDUCTOR CP
PSEM
$1K ﹤0.01%
120
– –
TRAK
3870
DELISTED
DEALERTRACK TECHNOLOGIES, INC. COM STK
TRAK
$1K ﹤0.01%
28
-84
-75% -$3.56K
BGMD
3871
DELISTED
BG MEDICINE INC COM STK NEW
BGMD
$1K ﹤0.01%
625
– –
AUQ
3872
DELISTED
AURICO GOLD INC COM
AUQ
$1K ﹤0.01%
260
– –
GEVA
3873
DELISTED
SYNAGEVA BIOPHARMA CORP COM STK (DE)
GEVA
$1K ﹤0.01%
12
-7
-37% -$501
URZ
3874
DELISTED
URANERZ ENERGY CORP
URZ
$1K ﹤0.01%
1,045
– –
TLM
3875
DELISTED
TALISMAN ENERGY INC
TLM
$1K ﹤0.01%
166
-216
-57% -$2.18K
153 154
155
156 157

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Ladenburg Thalmann Financial Services's Q3 2014 Portfolio in Review

As of Q3 2014, Ladenburg Thalmann Financial Services held 4,235 positions worth $3.67B, up 0.51% from $3.65B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2014 filing shows 204 new, 1,520 increased, 1,249 reduced and 158 closed positions. Its largest new stake was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M. The largest sale was iShares Russell Mid-Cap Value ETF, an estimated $47.4M.

By sector, the portfolio is most concentrated in Energy at 4.5% of assets, down from 4.9% a quarter earlier, followed by Technology and Financials.

  • Ladenburg Thalmann Financial Services's largest Q3 2014 buy was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2014, an estimated $51.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2014 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $47.4M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra Utilities in Q3 2014, selling an estimated $1.4M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $3.67B portfolio in Q3 2014.
  • Ladenburg Thalmann Financial Services opened 204 new positions and closed 158 in Q3 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 0.51% quarter-over-quarter to $3.67B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2014, filed 14 Nov 2014.