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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.51%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.65B
AUM Growth
+$223M
Cap. Flow
+$88M
Cap. Flow %
2.41%
Top 10 Hldgs %
15.39%
Holding
4,183
New
296
Increased
1,637
Reduced
1,037
Closed
153

Top Buys

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$28.7M
2
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$27.6M
3
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$26.5M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$24.5M
5
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$24.4M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$45.6M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$43.9M
3
SSO icon
ProShares Ultra S&P500
SSO
+$30.8M
4
UWM icon
ProShares Ultra Russell2000
UWM
+$25.6M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$24.4M

Sector Composition

Rank Sector Weight
1 Energy 4.91%
2 Technology 4.51%
3 Industrials 4.05%
4 Financials 4.05%
5 Healthcare 3.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CCH
3851
DELISTED
COCA-COLA HBC AG SPONSORED ADR(SWITZERLAND)
CCH
$1K ﹤0.01%
36
– –
QTWW
3852
DELISTED
QUANTUM FUEL SYS TECHNOLOGIES WORLDWIDE INC COM STK (DE)
QTWW
$1K ﹤0.01%
164
– –
IVAN
3853
DELISTED
IVANHOE ENERGY INC COM SHS (CDA)
IVAN
$1K ﹤0.01%
243
– –
TELK
3854
DELISTED
TELIK, INC
TELK
$1K ﹤0.01%
382
– –
BTM
3855
DELISTED
OI S.A. SPON ADR REPSTG 3 PFD SHS (BRA)
BTM
$1K ﹤0.01%
747
-66
-8% -$88
HSA
3856
DELISTED
HELIOS STRATEGIC INCOME FD, INC
HSA
$1K ﹤0.01%
152
– –
REGI
3857
DELISTED
Renewable Energy Group, Inc.
REGI
$1K ﹤0.01%
+80
New +$885
MCF
3858
DELISTED
Contango Oil & Gas Co.
MCF
$1K ﹤0.01%
24
– –
BVSN
3859
DELISTED
Broadvision Inc Com
BVSN
$1K ﹤0.01%
70
– –
IMUC
3860
DELISTED
ImmunoCellular Therapeutics, Ltd.
IMUC
$1K ﹤0.01%
25
– –
SSN
3861
DELISTED
Samson Oil & Gas Limited
SSN
$1K ﹤0.01%
133
– –
FBRC
3862
DELISTED
FBR & Co. Common Stock
FBRC
$1K ﹤0.01%
+33
New +$867
KBIO
3863
DELISTED
KALOBIOS PHARMACEUTICALS INC COM STK NEW (DE)
KBIO
$1K ﹤0.01%
+29
New +$496
FXCB
3864
DELISTED
FOX CHASE BANCORP INC COM STK (MD)
FXCB
$1K ﹤0.01%
56
– –
GKNT
3865
DELISTED
GEEKNET INC COM NEW
GKNT
$1K ﹤0.01%
+50
New +$682
AGEN
3866
Agenus
AGEN
$291M
$0 ﹤0.01%
3
– –
ALLT icon
3867
Allot
ALLT
$369M
$0 ﹤0.01%
28
– –
AROC icon
3868
Archrock
AROC
$5.81B
– –
-28
Closed -$1K
ASTE icon
3869
Astec Industries
ASTE
$991M
$0 ﹤0.01%
11
– –
AVNW icon
3870
Aviat Networks
AVNW
$270M
$0 ﹤0.01%
21
– –
AWRE icon
3871
Aware
AWRE
$27.7M
– –
-1,000
Closed -$6K
DCH
3872
Dauch Corp
DCH
$1.58B
– –
-18
Closed –
BHR
3873
Braemar Hotels & Resorts
BHR
$139M
$0 ﹤0.01%
20
– –
BJRI icon
3874
BJ's Restaurants
BJRI
$1.46B
– –
-28
Closed -$1K
BLMN icon
3875
Bloomin' Brands
BLMN
$944M
$0 ﹤0.01%
13
– –
153 154
155
156 157

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HAM
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Ladenburg Thalmann Financial Services's Q2 2014 Portfolio in Review

As of Q2 2014, Ladenburg Thalmann Financial Services held 4,183 positions worth $3.65B, up 6.5% from $3.43B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services's Q2 2014 filing shows 296 new, 1,637 increased, 1,037 reduced and 153 closed positions. Its largest new stake was Fidelity MSCI Industrials Index ETF: 884,194 shares worth $24.9M. The largest sale was iShares Core S&P 500 ETF, an estimated $45.6M.

By sector, the portfolio is most concentrated in Energy at 4.9% of assets, up from 4.4% a quarter earlier, followed by Technology and Industrials.

  • Ladenburg Thalmann Financial Services's largest Q2 2014 buy was Fidelity MSCI Industrials Index ETF: 884,194 shares worth $24.9M.
  • Ladenburg Thalmann Financial Services added most to iShares 7-10 Year Treasury Bond ETF in Q2 2014, an estimated $28.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q2 2014 reduction was iShares Core S&P 500 ETF, cutting an estimated $45.6M.
  • Ladenburg Thalmann Financial Services fully exited iShares MSCI Peru and Global Exposure ETF in Q2 2014, selling an estimated $1.94M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $3.65B portfolio in Q2 2014.
  • Ladenburg Thalmann Financial Services opened 296 new positions and closed 153 in Q2 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.5% quarter-over-quarter to $3.65B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q2 2014, filed 14 Aug 2014.