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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+6.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.24B
AUM Growth
+$294M
Cap. Flow
+$124M
Cap. Flow %
3.84%
Top 10 Hldgs %
18.07%
Holding
4,077
New
197
Increased
1,450
Reduced
1,165
Closed
217

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$71.2M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$68.7M
3
SSO icon
ProShares Ultra S&P500
SSO
+$38.6M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$37.6M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$19.2M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$63M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$59.3M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$38.1M
4
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$32.9M
5
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$22.1M

Sector Composition

Rank Sector Weight
1 Energy 4.75%
2 Industrials 4.34%
3 Technology 4.01%
4 Consumer Staples 3.87%
5 Healthcare 3.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VRTS icon
3851
Virtus Investment Partners
VRTS
$1.11B
– –
-8
Closed -$1K
WSR
3852
DELISTED
Whitestone REIT
WSR
– –
-1,746
Closed -$26K
XIN
3853
DELISTED
Xinyuan Real Estate
XIN
– –
-5
Closed –
XSD icon
3854
State Street SPDR S&P Semiconductor ETF
XSD
$2.82B
– –
-200
Closed -$6K
ORKA
3855
Oruka Therapeutics
ORKA
$6.34B
– –
0
– –
NPKI
3856
NPK International
NPKI
$1.15B
– –
-7
Closed –
BCOV
3857
DELISTED
Brightcove, Inc.
BCOV
– –
-900
Closed -$10K
SAVE
3858
DELISTED
Spirit Airlines, Inc.
SAVE
– –
-6
Closed –
PRFT
3859
DELISTED
Perficient Inc
PRFT
– –
-5
Closed –
EGIO
3860
DELISTED
Edgio, Inc. Common Stock
EGIO
– –
0
– –
YTEN
3861
DELISTED
Yield10 Bioscience, Inc. Common Stock
YTEN
– –
0
– –
BFX
3862
DELISTED
BowFlex Inc.
BFX
– –
-3
Closed –
GOL
3863
DELISTED
Gol Linhas Aéreas Inteligentes S.A. American Depositary Shares (Each representing Ten Preferred Shares)
GOL
$0 ﹤0.01%
34
– –
ARGO
3864
DELISTED
Argo Group International Holdings, Ltd.
ARGO
$0 ﹤0.01%
7
– –
EMAN
3865
DELISTED
eMagin Corporation
EMAN
$0 ﹤0.01%
81
– –
MTEM
3866
DELISTED
Molecular Templates, Inc.
MTEM
$0 ﹤0.01%
1
– –
STCN
3867
DELISTED
Steel Connect, Inc. Common Stock
STCN
$0 ﹤0.01%
5
-1
-17% -$37
CSII
3868
DELISTED
Cardiovascular Systems, Inc.
CSII
– –
-5
Closed –
ATCO
3869
DELISTED
Atlas Corp.
ATCO
– –
-250
Closed -$6K
IMLP
3870
DELISTED
iPath S&P MLP ETN
IMLP
– –
-800
Closed -$22K
HBP
3871
DELISTED
Huttig Building Products, Inc.
HBP
$0 ﹤0.01%
+90
New +$326
FOE
3872
DELISTED
Ferro Corporation
FOE
– –
-2,900
Closed -$26K
CONE
3873
DELISTED
CyrusOne Inc Common Stock
CONE
$0 ﹤0.01%
15
– –
KRA
3874
DELISTED
Kraton Corporation
KRA
– –
-298
Closed -$6K
GSS
3875
DELISTED
Golden Star Resources Ltd.
GSS
$0 ﹤0.01%
50
– –
153 154
155
156 157

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HAM
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TRAM
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CONA
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Ladenburg Thalmann Financial Services's Q4 2013 Portfolio in Review

As of Q4 2013, Ladenburg Thalmann Financial Services held 4,077 positions worth $3.24B, up 10% from $2.95B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $124M of net new capital in Q4 2013, opening 197 new positions and adding to 1,450 existing holdings. Its largest new stake was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.

By sector, the portfolio is most concentrated in Energy at 4.8% of assets, up from 4.7% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $63M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2013 buy was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2013, an estimated $71.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2013 reduction was iShares Russell 2000 ETF, cutting an estimated $63M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra 7-10 Year Treasury in Q4 2013, selling an estimated $22.1M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.24B portfolio in Q4 2013.
  • Ladenburg Thalmann Financial Services opened 197 new positions and closed 217 in Q4 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 10% quarter-over-quarter to $3.24B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2013, filed 14 Feb 2014.