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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.67B
AUM Growth
+$18.7M
Cap. Flow
+$70.4M
Cap. Flow %
1.92%
Top 10 Hldgs %
14.53%
Holding
4,235
New
204
Increased
1,520
Reduced
1,249
Closed
158

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$51.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$44.1M
3
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$40.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$16.6M
5
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$15.9M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$47.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$25.8M
3
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$23.8M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$22.5M
5
IYE icon
iShares US Energy ETF
IYE
+$19.8M

Sector Composition

Rank Sector Weight
1 Energy 4.52%
2 Technology 4.35%
3 Financials 4.34%
4 Industrials 4.06%
5 Healthcare 4.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GLCN
3826
DELISTED
VanEck China Growth Leaders ETF
GLCN
$1K ﹤0.01%
+42
New +$1.29K
INFI
3827
DELISTED
Infinity Pharmaceuticals, Inc.
INFI
$1K ﹤0.01%
39
– –
WTT
3828
DELISTED
Wireless Telecom Group, Inc.
WTT
$1K ﹤0.01%
300
– –
CSII
3829
DELISTED
Cardiovascular Systems, Inc.
CSII
$1K ﹤0.01%
30
– –
ALR
3830
DELISTED
AlerisLife Inc
ALR
$1K ﹤0.01%
13
– –
AMPE
3831
DELISTED
Ampio Pharmaceuticals Inc.
AMPE
$1K ﹤0.01%
1
– –
TLI
3832
DELISTED
Western Asset Corporate Loan Fund Inc.
TLI
$1K ﹤0.01%
67
-133
-67% -$1.57K
RST
3833
DELISTED
ROSETTA STONE INC
RST
$1K ﹤0.01%
150
– –
GMO
3834
DELISTED
General Moly, Inc.
GMO
$1K ﹤0.01%
1,000
– –
TUES
3835
DELISTED
Tuesday Morning Corp
TUES
$1K ﹤0.01%
32
– –
MLNX
3836
DELISTED
Mellanox Technologies, Ltd.
MLNX
$1K ﹤0.01%
20
– –
WCG
3837
DELISTED
Wellcare Health Plans, Inc.
WCG
$1K ﹤0.01%
23
– –
LABL
3838
DELISTED
Multi-Color Corp
LABL
$1K ﹤0.01%
+31
New +$1.35K
ELGX
3839
DELISTED
Endologix Inc
ELGX
$1K ﹤0.01%
9
– –
LDF
3840
DELISTED
Latin American Discovery Fund
LDF
$1K ﹤0.01%
100
– –
ANW
3841
DELISTED
Aegean Marine Petroleum Network
ANW
$1K ﹤0.01%
158
-500
-76% -$4.91K
GPT
3842
DELISTED
Gramercy Property Trust
GPT
$1K ﹤0.01%
79
– –
PHH
3843
DELISTED
PHH Corporation
PHH
$1K ﹤0.01%
31
– –
ILG
3844
DELISTED
ILG, Inc Common Stock
ILG
$1K ﹤0.01%
65
– –
FMI
3845
DELISTED
Foundation Medicine, Inc.
FMI
$1K ﹤0.01%
35
– –
WGL
3846
DELISTED
Wgl Holdings
WGL
$1K ﹤0.01%
25
– –
LAYN
3847
DELISTED
Layne Christensen Co
LAYN
$1K ﹤0.01%
100
– –
CUDA
3848
DELISTED
Barracuda Networks, Inc.
CUDA
$1K ﹤0.01%
+24
New +$675
OCRX
3849
DELISTED
Ocera Therapeutics, Inc.
OCRX
$1K ﹤0.01%
+166
New +$958
CBF
3850
DELISTED
Capital Bank Financial Corp. Class A Common Stock
CBF
$1K ﹤0.01%
38
– –
152 153
154
155 156

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Ladenburg Thalmann Financial Services's Q3 2014 Portfolio in Review

As of Q3 2014, Ladenburg Thalmann Financial Services held 4,235 positions worth $3.67B, up 0.51% from $3.65B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2014 filing shows 204 new, 1,520 increased, 1,249 reduced and 158 closed positions. Its largest new stake was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M. The largest sale was iShares Russell Mid-Cap Value ETF, an estimated $47.4M.

By sector, the portfolio is most concentrated in Energy at 4.5% of assets, down from 4.9% a quarter earlier, followed by Technology and Financials.

  • Ladenburg Thalmann Financial Services's largest Q3 2014 buy was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2014, an estimated $51.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2014 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $47.4M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra Utilities in Q3 2014, selling an estimated $1.4M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $3.67B portfolio in Q3 2014.
  • Ladenburg Thalmann Financial Services opened 204 new positions and closed 158 in Q3 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 0.51% quarter-over-quarter to $3.67B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2014, filed 14 Nov 2014.