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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Consumer Staples 5.3%
2 Financials 5.29%
3 Technology 5.07%
4 Industrials 5.07%
5 Healthcare 4.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
INDL icon
3801
Direxion Daily MSCI India Bull 2X ETF
INDL
$57.3M
$10K ﹤0.01%
164
– –
LOB icon
3802
Live Oak Bancshares
LOB
$2.01B
$10K ﹤0.01%
691
– –
MEDP icon
3803
Medpace
MEDP
$16.2B
$10K ﹤0.01%
+328
New +$9.58K
MGF
3804
Aberdeen Government Markets Income Fund
MGF
$92.9M
$10K ﹤0.01%
1,800
– –
MMI icon
3805
Marcus & Millichap
MMI
$1.2B
$10K ﹤0.01%
397
+161
+68% +$4.26K
NSIT icon
3806
Insight Enterprises
NSIT
$4.6B
$10K ﹤0.01%
309
+7
+2% +$206
PGHY icon
3807
Invesco Global ex-US High Yield Corporate Bond ETF
PGHY
$227M
$10K ﹤0.01%
400
-415
-51% -$10.1K
PSCE icon
3808
Invesco S&P SmallCap Energy ETF
PSCE
$104M
$10K ﹤0.01%
105
– –
QMCO icon
3809
Quantum Corp
QMCO
$973M
$10K ﹤0.01%
96
-1
-1% -$98
QTWO icon
3810
Q2 Holdings
QTWO
$4.13B
$10K ﹤0.01%
347
-99
-22% -$2.78K
SHE icon
3811
State Street SPDR MSCI USA Gender Diversity ETF
SHE
$339M
$10K ﹤0.01%
158
+75
+90% +$4.85K
SSNC icon
3812
SS&C Technologies
SSNC
$19.3B
$10K ﹤0.01%
309
+13
+4% +$412
STC icon
3813
Stewart Information Services
STC
$2.07B
$10K ﹤0.01%
227
-304
-57% -$13.6K
TIPX icon
3814
State Street SPDR Bloomberg 1-10 Year TIPS ETF
TIPX
$2.04B
$10K ﹤0.01%
504
-770
-60% -$15.3K
TLK icon
3815
Telkom Indonesia
TLK
$14.5B
$10K ﹤0.01%
296
-206
-41% -$6.58K
UDN icon
3816
Invesco DB US Dollar Index Bearish Fund
UDN
$109M
$10K ﹤0.01%
460
– –
VECO icon
3817
Veeco
VECO
$3.28B
$10K ﹤0.01%
499
+450
+918% +$8.47K
VVX icon
3818
V2X
VVX
$2.55B
$10K ﹤0.01%
654
-8
-1% -$240
WMS icon
3819
Advanced Drainage Systems
WMS
$11.3B
$10K ﹤0.01%
400
– –
CGRN
3820
DELISTED
Capstone Green Energy Corporation Common Stock
CGRN
$10K ﹤0.01%
754
– –
DDF
3821
DELISTED
Delaware Investments Dividend & Income Fund, Inc.
DDF
$10K ﹤0.01%
1,000
-1,899
-66% -$18.9K
EMCF
3822
DELISTED
Emclaire Financial Corp
EMCF
$10K ﹤0.01%
400
– –
GPL
3823
DELISTED
Great Panther Mining Limited
GPL
$10K ﹤0.01%
750
+700
+1,400% +$9.77K
SREV
3824
DELISTED
ServiceSource International, Inc.
SREV
$10K ﹤0.01%
2,000
– –
ENIA
3825
DELISTED
Enel Amricas S.A. American Depositary Shares (Each representing 50 shares of Common Stock)
ENIA
$10K ﹤0.01%
1,276
– –
151 152
153
154 155

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AG
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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Consumer Staples at 5.3% of assets, down from 5.6% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.