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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.67B
AUM Growth
+$18.7M
Cap. Flow
+$70.4M
Cap. Flow %
1.92%
Top 10 Hldgs %
14.53%
Holding
4,235
New
204
Increased
1,520
Reduced
1,249
Closed
158

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$51.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$44.1M
3
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$40.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$16.6M
5
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$15.9M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$47.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$25.8M
3
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$23.8M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$22.5M
5
IYE icon
iShares US Energy ETF
IYE
+$19.8M

Sector Composition

Rank Sector Weight
1 Energy 4.52%
2 Technology 4.35%
3 Financials 4.34%
4 Industrials 4.06%
5 Healthcare 4.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PROV icon
3801
Provident Financial
PROV
$116M
$1K ﹤0.01%
48
– –
PTEN icon
3802
Patterson-UTI
PTEN
$4.19B
$1K ﹤0.01%
33
– –
QTWO icon
3803
Q2 Holdings
QTWO
$3.96B
$1K ﹤0.01%
+50
New +$730
RCG
3804
RENN Fund
RCG
$20.3M
$1K ﹤0.01%
500
– –
SEED icon
3805
Origin Agritech
SEED
$12.7M
$1K ﹤0.01%
50
– –
SMSI icon
3806
Smith Micro Software
SMSI
$16M
$1K ﹤0.01%
6
– –
SSNC icon
3807
SS&C Technologies
SSNC
$18.7B
$1K ﹤0.01%
52
-24
-32% -$531
TILE icon
3808
Interface
TILE
$2.19B
$1K ﹤0.01%
39
-1,561
-98% -$26.9K
TIPT icon
3809
Tiptree Inc
TIPT
$671M
$1K ﹤0.01%
+168
New +$1.24K
TLK icon
3810
Telkom Indonesia
TLK
$14.5B
$1K ﹤0.01%
22
-74
-77% -$1.71K
TLYS icon
3811
Tilly's
TLYS
$130M
$1K ﹤0.01%
+128
New +$1.01K
TR icon
3812
Tootsie Roll Industries
TR
$2.96B
$1K ﹤0.01%
+33
New +$647
TREE icon
3813
LendingTree
TREE
$451M
$1K ﹤0.01%
26
– –
UEC icon
3814
Uranium Energy
UEC
$5.68B
$1K ﹤0.01%
1,000
– –
UTI icon
3815
Universal Technical Institute
UTI
$1.48B
$1K ﹤0.01%
143
– –
UTSI icon
3816
UTStarcom
UTSI
$23M
$1K ﹤0.01%
58
– –
VHI icon
3817
Valhi
VHI
$468M
$1K ﹤0.01%
8
– –
VPG icon
3818
Vishay Precision Group
VPG
$878M
$1K ﹤0.01%
48
– –
WILC icon
3819
G. Willi-Food International
WILC
$391M
$1K ﹤0.01%
134
– –
EMFM
3820
DELISTED
Global X MSCI Next Emerging & Frontier ETF
EMFM
$1K ﹤0.01%
+58
New +$1.56K
CTHR
3821
DELISTED
Charles & Colvard Ltd
CTHR
$1K ﹤0.01%
53
– –
TRVN
3822
DELISTED
Trevena, Inc.
TRVN
– –
0
– –
CPE
3823
DELISTED
Callon Petroleum Company
CPE
$1K ﹤0.01%
10
– –
EXPR
3824
DELISTED
Express, Inc.
EXPR
$1K ﹤0.01%
2
– –
SFE
3825
DELISTED
Safeguard Scientifics, Inc.
SFE
$1K ﹤0.01%
66
– –
151 152
153
154 155

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2014 Portfolio in Review

As of Q3 2014, Ladenburg Thalmann Financial Services held 4,235 positions worth $3.67B, up 0.51% from $3.65B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2014 filing shows 204 new, 1,520 increased, 1,249 reduced and 158 closed positions. Its largest new stake was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M. The largest sale was iShares Russell Mid-Cap Value ETF, an estimated $47.4M.

By sector, the portfolio is most concentrated in Energy at 4.5% of assets, down from 4.9% a quarter earlier, followed by Technology and Financials.

  • Ladenburg Thalmann Financial Services's largest Q3 2014 buy was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2014, an estimated $51.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2014 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $47.4M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra Utilities in Q3 2014, selling an estimated $1.4M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $3.67B portfolio in Q3 2014.
  • Ladenburg Thalmann Financial Services opened 204 new positions and closed 158 in Q3 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 0.51% quarter-over-quarter to $3.67B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2014, filed 14 Nov 2014.