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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.37%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$14.5B
AUM Growth
+$666M
Cap. Flow
+$788M
Cap. Flow %
5.43%
Top 10 Hldgs %
14.27%
Holding
5,699
New
210
Increased
2,378
Reduced
1,926
Closed
175

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$116M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$77M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$63.1M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$46.2M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$44M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$94.6M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$60.4M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$34.2M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$30.5M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$21.4M

Sector Composition

Rank Sector Weight
1 Technology 7%
2 Financials 5.42%
3 Industrials 4%
4 Consumer Discretionary 3.71%
5 Healthcare 3.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IBOC icon
3776
International Bancshares
IBOC
$4.56B
$29K ﹤0.01%
748
– –
IMO icon
3777
Imperial Oil
IMO
$64.5B
$29K ﹤0.01%
1,112
-320
-22% -$8.43K
ONLN icon
3778
ProShares Online Retail ETF
ONLN
$64.7M
$29K ﹤0.01%
850
-200
-19% -$7.23K
POST icon
3779
Post Holdings
POST
$3.67B
$29K ﹤0.01%
439
-96
-18% -$6.54K
QLD icon
3780
ProShares Ultra QQQ
QLD
$14.4B
$29K ﹤0.01%
2,368
-848
-26% -$10.4K
SPXS icon
3781
Direxion Daily S&P 500 Bear 3x ETF
SPXS
$329M
$29K ﹤0.01%
17
+6
+55% +$10.7K
VFVA icon
3782
Vanguard US Value Factor ETF
VFVA
$945M
$29K ﹤0.01%
395
-75
-16% -$5.32K
VSH icon
3783
Vishay Intertechnology
VSH
$5.38B
$29K ﹤0.01%
1,711
-302
-15% -$4.96K
LGF.B
3784
DELISTED
Lions Gate Entertainment Corp. Class B Non-Voting Shares
LGF.B
$29K ﹤0.01%
3,311
-93
-3% -$998
POLY
3785
DELISTED
Plantronics, Inc.
POLY
$29K ﹤0.01%
793
-3,647
-82% -$124K
FRTA
3786
DELISTED
Forterra, Inc
FRTA
$29K ﹤0.01%
4,000
– –
SYKE
3787
DELISTED
SYKES Enterprises Inc
SYKE
$29K ﹤0.01%
951
-87
-8% -$2.51K
IPFF
3788
DELISTED
iShares International Preferred Stock ETF
IPFF
$29K ﹤0.01%
1,900
-22
-1% -$330
PER
3789
DELISTED
SANDRIDGE PERMIAN TRUST
PER
$29K ﹤0.01%
16,277
+1,576
+11% +$2.7K
UFS
3790
DELISTED
DOMTAR CORPORATION (New)
UFS
$29K ﹤0.01%
821
-335
-29% -$12.4K
ARES icon
3791
Ares Management
ARES
$32.5B
$28K ﹤0.01%
1,048
+700
+201% +$20K
CSIQ icon
3792
Canadian Solar
CSIQ
$1.03B
$28K ﹤0.01%
1,480
+980
+196% +$21.3K
DBO icon
3793
Invesco DB Oil Fund
DBO
$391M
$28K ﹤0.01%
2,883
-360
-11% -$3.53K
DSX icon
3794
Diana Shipping
DSX
$309M
$28K ﹤0.01%
12,035
+628
+6% +$1.5K
EPR.PRC icon
3795
EPR Properties 5.75% Series C Preferred Shares
EPR.PRC
$148M
$28K ﹤0.01%
850
– –
GAA icon
3796
Cambria Global Asset Allocation ETF
GAA
$74.7M
$28K ﹤0.01%
1,022
– –
LFEQ icon
3797
VanEck Long/Flat Trend ETF
LFEQ
$29.3M
$28K ﹤0.01%
1,000
– –
NGD
3798
DELISTED
New Gold Inc
NGD
$28K ﹤0.01%
27,995
– –
OSUR icon
3799
OraSure Technologies
OSUR
$265M
$28K ﹤0.01%
3,756
-170
-4% -$1.33K
RSPN icon
3800
Invesco S&P 500 Equal Weight Industrials ETF
RSPN
$1.08B
$28K ﹤0.01%
1,125
-610
-35% -$15.2K
150 151
152
153 154

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AG
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EM
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HAM
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CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2019 Portfolio in Review

As of Q3 2019, Ladenburg Thalmann Financial Services held 5,699 positions worth $14.5B, up 4.8% from $13.8B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $788M of net new capital in Q3 2019, opening 210 new positions and adding to 2,378 existing holdings. Its largest new stake was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.

By sector, the portfolio is most concentrated in Technology at 7% of assets, down from 7.1% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $94.6M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2019 buy was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q3 2019, an estimated $116M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2019 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $94.6M.
  • Ladenburg Thalmann Financial Services fully exited AmeriGas Partners, L.P. in Q3 2019, selling an estimated $1.62M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $14.5B portfolio in Q3 2019.
  • Ladenburg Thalmann Financial Services opened 210 new positions and closed 175 in Q3 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 4.8% quarter-over-quarter to $14.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2019, filed 14 Nov 2019.