We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-11.08%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$11.1B
AUM Growth
-$848M
Cap. Flow
+$682M
Cap. Flow %
6.14%
Top 10 Hldgs %
14.4%
Holding
5,597
New
319
Increased
2,567
Reduced
1,671
Closed
195

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$110M
2
HDV
iShares Core High Dividend ETF
HDV
+$56.5M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$47.2M
4
AAPL icon
Apple
AAPL
+$47M
5
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$36.6M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$75.2M
2
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$59.4M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$27.4M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$26.3M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$19.6M

Sector Composition

Rank Sector Weight
1 Technology 6.75%
2 Financials 5.93%
3 Healthcare 4.22%
4 Industrials 4.18%
5 Consumer Discretionary 3.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MSBI icon
3776
Midland States Bancorp
MSBI
$693M
$23K ﹤0.01%
+1,038
New +$27.1K
NPO icon
3777
Enpro
NPO
$7.27B
$23K ﹤0.01%
379
+197
+108% +$13.1K
RUSHA icon
3778
Rush Enterprises Class A
RUSHA
$9.6B
$23K ﹤0.01%
1,535
-238
-13% -$3.81K
SHOO icon
3779
Steven Madden
SHOO
$3.45B
$23K ﹤0.01%
727
+482
+197% +$14.8K
SKY icon
3780
Champion Homes
SKY
$5.13B
$23K ﹤0.01%
1,585
+85
+6% +$1.88K
SMPL icon
3781
Simply Good Foods
SMPL
$1B
$23K ﹤0.01%
1,247
+946
+314% +$17.9K
TISI icon
3782
Team
TISI
$101M
$23K ﹤0.01%
+157
New +$28.6K
TMP icon
3783
Tompkins Financial
TMP
$1.46B
$23K ﹤0.01%
301
– –
TRMK icon
3784
Trustmark
TRMK
$2.8B
$23K ﹤0.01%
800
+81
+11% +$2.51K
TSBK icon
3785
Timberland Bancorp
TSBK
$358M
$23K ﹤0.01%
1,050
– –
ONC
3786
BeOne Medicines Ltd
ONC
$39.3B
$23K ﹤0.01%
164
-5
-3% -$663
PETQ
3787
DELISTED
PetIQ, Inc. Class A Common Stock
PETQ
$23K ﹤0.01%
999
+570
+133% +$17.6K
SRLP
3788
DELISTED
SPRAGUE RESOURCES LP
SRLP
$23K ﹤0.01%
1,600
– –
SHLX
3789
DELISTED
Shell Midstream Partners, L.P.
SHLX
$23K ﹤0.01%
1,250
– –
SYKE
3790
DELISTED
SYKES Enterprises Inc
SYKE
$23K ﹤0.01%
935
+97
+12% +$2.7K
WPG
3791
DELISTED
Washington Prime Group Inc.
WPG
$23K ﹤0.01%
504
+169
+50% +$9.46K
EQC.PRD
3792
DELISTED
Equity Commonwealth 6 1/2% Series D Cumulative Convertible Preferred Shares
EQC.PRD
$23K ﹤0.01%
900
– –
ARWR icon
3793
Arrowhead Research
ARWR
$12.2B
$22K ﹤0.01%
1,835
+1,435
+359% +$19.6K
BRC icon
3794
Brady Corp
BRC
$4.44B
$22K ﹤0.01%
500
– –
BTAL icon
3795
AGF US Market Neutral Anti-Beta Fund
BTAL
$298M
$22K ﹤0.01%
+1,009
New +$21.5K
CARS icon
3796
Cars.com
CARS
$663M
$22K ﹤0.01%
1,026
-6
-0.6% -$150
CDXS icon
3797
Codexis
CDXS
$171M
$22K ﹤0.01%
1,300
-150
-10% -$2.59K
CNCR
3798
DELISTED
ETF Series Solutions Trust Range Cancer Therapeutics ETF
CNCR
$22K ﹤0.01%
1,182
-100
-8% -$2.08K
COTY icon
3799
Coty
COTY
$2.51B
$22K ﹤0.01%
3,124
+1,067
+52% +$9.85K
DMO
3800
Western Asset Mortgage Opportunity Fund
DMO
$120M
$22K ﹤0.01%
1,068
+16
+2% +$351
150 151
152
153 154

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q4 2018 Portfolio in Review

As of Q4 2018, Ladenburg Thalmann Financial Services held 5,597 positions worth $11.1B, down 7.1% from $12B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $682M of net new capital in Q4 2018, opening 319 new positions and adding to 2,567 existing holdings. Its largest new stake was Linde: 13,311 shares worth $2.07M.

By sector, the portfolio is most concentrated in Technology at 6.7% of assets, down from 7.2% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $75.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2018 buy was Linde: 13,311 shares worth $2.07M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2018, an estimated $110M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2018 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $75.2M.
  • Ladenburg Thalmann Financial Services fully exited Corporate Capital Trust, Inc. in Q4 2018, selling an estimated $12M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $11.1B portfolio in Q4 2018.
  • Ladenburg Thalmann Financial Services opened 319 new positions and closed 195 in Q4 2018.
  • Ladenburg Thalmann Financial Services's portfolio value fell 7.1% quarter-over-quarter to $11.1B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2018, filed 14 Feb 2019.