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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+2.41%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.19B
AUM Growth
+$515M
Cap. Flow
+$409M
Cap. Flow %
5.68%
Top 10 Hldgs %
13.33%
Holding
5,189
New
264
Increased
2,160
Reduced
1,542
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$17.5M
3
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$16.5M
4
ABUS icon
Arbutus Biopharma
ABUS
+$15.4M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$14.6M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$36M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$12.1M
3
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$11.1M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$6.94M
5
MSM icon
MSC Industrial Direct
MSM
+$6.76M

Sector Composition

Rank Sector Weight
1 Financials 6.15%
2 Industrials 5.32%
3 Technology 5.28%
4 Consumer Staples 4.98%
5 Healthcare 4.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
YPF icon
3776
YPF Sociedad Anonima American Depositary Shares (Each representing ten (10) Class D shares of Capital Stock)
YPF
$19.4B
$12K ﹤0.01%
737
-212
-22% -$3.63K
PRKS icon
3777
United Parks & Resorts
PRKS
$2.04B
$12K ﹤0.01%
625
-1,992
-76% -$32.6K
MFV
3778
DELISTED
MFS SPECIAL VALUE TRUST
MFV
$12K ﹤0.01%
2,200
+32
+1% +$178
RPT.PRD
3779
DELISTED
RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest
RPT.PRD
$12K ﹤0.01%
200
– –
SCU
3780
DELISTED
Sculptor Capital Management, Inc. Class A Common Stock
SCU
$12K ﹤0.01%
362
+184
+103% +$5.87K
DS
3781
DELISTED
Drive Shack Inc.
DS
$12K ﹤0.01%
2,994
-426
-12% -$1.88K
AMPE
3782
DELISTED
Ampio Pharmaceuticals Inc.
AMPE
$12K ﹤0.01%
44
+36
+450% +$8.57K
PVG
3783
DELISTED
PRETIUM RESOURCES INC.
PVG
$12K ﹤0.01%
1,500
– –
WBC
3784
DELISTED
WABCO HOLDINGS INC.
WBC
$12K ﹤0.01%
114
– –
HFBC
3785
DELISTED
HopFed Bancorp Inc
HFBC
$12K ﹤0.01%
865
-865
-50% -$10.6K
EMES
3786
DELISTED
Emerge Energy Services LP
EMES
$12K ﹤0.01%
1,000
– –
IRDMB
3787
DELISTED
Iridium Communications Inc - 6.75% Series B
IRDMB
$12K ﹤0.01%
35
– –
WELL.PRI
3788
DELISTED
Welltower Inc.
WELL.PRI
$12K ﹤0.01%
200
– –
IOIL
3789
DELISTED
IQ Global Oil Small Cap ETF
IOIL
$12K ﹤0.01%
1,000
– –
SFR
3790
DELISTED
Starwood Waypoint Homes
SFR
$12K ﹤0.01%
401
-259
-39% -$7.53K
CEB
3791
DELISTED
CEB Inc.
CEB
$12K ﹤0.01%
172
+120
+231% +$6.63K
CAVM
3792
DELISTED
Cavium, Inc.
CAVM
$12K ﹤0.01%
185
+22
+13% +$1.27K
CBA
3793
DELISTED
ClearBridge American Energy MLP
CBA
$12K ﹤0.01%
1,361
-294
-18% -$2.58K
AGX icon
3794
Argan
AGX
$7.84B
$11K ﹤0.01%
176
+8
+5% +$499
ASA
3795
ASA Gold and Precious Metals
ASA
$1.08B
$11K ﹤0.01%
984
– –
AWI icon
3796
Armstrong World Industries
AWI
$7.68B
$11K ﹤0.01%
276
+25
+10% +$1.02K
AXDX
3797
DELISTED
Accelerate Diagnostics
AXDX
$11K ﹤0.01%
55
+35
+175% +$8.31K
DEI icon
3798
Douglas Emmett
DEI
$1.99B
$11K ﹤0.01%
310
-35
-10% -$1.26K
DHY
3799
Credit Suisse High Yield Credit Fund
DHY
$240M
$11K ﹤0.01%
3,965
-1,660
-30% -$4.12K
EIG icon
3800
Employers Holdings
EIG
$871M
$11K ﹤0.01%
341
-374
-52% -$12.6K
150 151
152
153 154

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Ladenburg Thalmann Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Ladenburg Thalmann Financial Services held 5,189 positions worth $7.19B, up 7.7% from $6.68B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $409M of net new capital in Q4 2016, opening 264 new positions and adding to 2,160 existing holdings. Its largest new stake was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.

By sector, the portfolio is most concentrated in Financials at 6.1% of assets, up from 5.3% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $36M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2016 buy was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $38.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2016 reduction was iShares Russell 2000 ETF, cutting an estimated $36M.
  • Ladenburg Thalmann Financial Services fully exited Financial Services Select Sector SPDR Fund in Q4 2016, selling an estimated $4.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $7.19B portfolio in Q4 2016.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 203 in Q4 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 7.7% quarter-over-quarter to $7.19B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2016, filed 14 Feb 2017.