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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Consumer Staples 5.3%
2 Financials 5.29%
3 Technology 5.07%
4 Industrials 5.07%
5 Healthcare 4.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ELNK
3776
DELISTED
EarthLink Holdings Corp.
ELNK
$11K ﹤0.01%
1,756
+9
+0.5% +$58
WPG
3777
DELISTED
Washington Prime Group Inc.
WPG
$11K ﹤0.01%
96
-5
-5% -$574
KMM
3778
DELISTED
Deutsche Multi-Market Incm Trust
KMM
$11K ﹤0.01%
1,302
-1,929
-60% -$16.4K
RXII
3779
DELISTED
GALENA BIOPHARMA INC COM
RXII
$11K ﹤0.01%
30,125
+1,250
+4% +$456
MNE
3780
DELISTED
Blackrock MUNI New York Intermediate Duration Fund, Inc.
MNE
$11K ﹤0.01%
725
– –
RALS
3781
DELISTED
ProShares RAFI Long/Short
RALS
$11K ﹤0.01%
278
– –
CQH
3782
DELISTED
Cheniere Energy Partners LP Holdings LLC
CQH
$11K ﹤0.01%
500
– –
SGF
3783
DELISTED
Aberdeen Singapore Fund
SGF
$11K ﹤0.01%
1,200
– –
FPT
3784
DELISTED
Federated Premier Intermediate M
FPT
$11K ﹤0.01%
800
– –
BSQR
3785
DELISTED
BSQUARE Corporation
BSQR
$11K ﹤0.01%
2,308
– –
OB
3786
DELISTED
Onebeacon Insurance Group Ltd
OB
$11K ﹤0.01%
775
+41
+6% +$579
AGX icon
3787
Argan
AGX
$7.84B
$10K ﹤0.01%
+168
New +$8.24K
AWI icon
3788
Armstrong World Industries
AWI
$7.68B
$10K ﹤0.01%
251
-241
-49% -$10.1K
CAR icon
3789
Avis
CAR
$4.84B
$10K ﹤0.01%
291
– –
CHRS icon
3790
Coherus Oncology
CHRS
$176M
$10K ﹤0.01%
+372
New +$10.1K
CIO
3791
DELISTED
City Office REIT
CIO
$10K ﹤0.01%
775
-4,970
-87% -$65.4K
CLW icon
3792
Clearwater Paper
CLW
$354M
$10K ﹤0.01%
154
– –
EWM icon
3793
iShares MSCI Malaysia ETF
EWM
$332M
$10K ﹤0.01%
323
+148
+85% +$4.88K
FEUZ icon
3794
First Trust Eurozone AlphaDEX
FEUZ
$134M
$10K ﹤0.01%
315
+2
+0.6% +$63
FTAI icon
3795
FTAI Aviation
FTAI
$22.2B
$10K ﹤0.01%
+937
New +$9.13K
FWRD icon
3796
Forward Air
FWRD
$682M
$10K ﹤0.01%
221
+3
+1% +$136
GLAD icon
3797
Gladstone Capital
GLAD
$452M
$10K ﹤0.01%
666
-200
-23% -$3.26K
GPRE icon
3798
Green Plains
GPRE
$1.09B
$10K ﹤0.01%
390
-898
-70% -$21K
HI
3799
DELISTED
Hillenbrand
HI
$10K ﹤0.01%
339
– –
IHD
3800
Voya Emerging Markets High Income Dividend Equity Fund
IHD
$134M
$10K ﹤0.01%
1,167
– –
150 151
152
153 154

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Consumer Staples at 5.3% of assets, down from 5.6% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.