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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.05%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$5.41B
AUM Growth
+$561M
Cap. Flow
+$408M
Cap. Flow %
7.54%
Top 10 Hldgs %
14.8%
Holding
5,036
New
264
Increased
2,184
Reduced
1,438
Closed
181

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$62.5M
2
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$24.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$23.4M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$23.3M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$16.2M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$14.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$14M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$13.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$10.5M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$8.07M

Sector Composition

Rank Sector Weight
1 Financials 5.77%
2 Consumer Staples 5.18%
3 Technology 5.18%
4 Industrials 5.13%
5 Healthcare 4.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ARES icon
3776
Ares Management
ARES
$33.7B
$8K ﹤0.01%
600
– –
AX icon
3777
Axos Financial
AX
$5.72B
$8K ﹤0.01%
400
-436
-52% -$10.3K
BCO icon
3778
Brink's
BCO
$4.72B
$8K ﹤0.01%
268
+27
+11% +$825
BW icon
3779
Babcock & Wilcox
BW
$1.39B
$8K ﹤0.01%
38
-8
-17% -$1.46K
BWEN icon
3780
Broadwind
BWEN
$125M
$8K ﹤0.01%
4,000
– –
CGEN icon
3781
Compugen
CGEN
$228M
$8K ﹤0.01%
+1,238
New +$8.12K
CTLP
3782
DELISTED
Cantaloupe
CTLP
$8K ﹤0.01%
+2,729
New +$7.95K
DBB icon
3783
Invesco DB Base Metals Fund
DBB
$314M
$8K ﹤0.01%
706
– –
DGRE icon
3784
WisdomTree Trust WisdomTree Emerging Markets Quality Dividend Growth Fund
DGRE
$150M
$8K ﹤0.01%
400
– –
DIG icon
3785
ProShares Ultra Energy
DIG
$83.4M
$8K ﹤0.01%
216
– –
DRH icon
3786
Diamondrock Hospitality Co
DRH
$2.51B
$8K ﹤0.01%
859
+400
+87% +$4.49K
EEMS icon
3787
iShares MSCI Emerging Markets Small-Cap ETF
EEMS
$378M
$8K ﹤0.01%
200
-1,764
-90% -$73.9K
EGY icon
3788
Vaalco Energy
EGY
$592M
$8K ﹤0.01%
5,000
+2,950
+144% +$5.5K
FSM icon
3789
Fortuna Silver Mines
FSM
$3.1B
$8K ﹤0.01%
3,400
– –
GAU
3790
Galiano Gold
GAU
$547M
$8K ﹤0.01%
5,800
– –
TDAY
3791
USA Today Co
TDAY
$1B
$8K ﹤0.01%
419
+72
+21% +$1.29K
GEF icon
3792
Greif
GEF
$5.03B
$8K ﹤0.01%
250
– –
GLNG icon
3793
Golar LNG
GLNG
$5.21B
$8K ﹤0.01%
508
-618
-55% -$15.8K
LOPE icon
3794
Grand Canyon Education
LOPE
$3.79B
$8K ﹤0.01%
186
+143
+333% +$5.63K
LPL icon
3795
LG Display
LPL
$3.37B
$8K ﹤0.01%
785
– –
MCHX icon
3796
Marchex
MCHX
$80.6M
$8K ﹤0.01%
2,000
– –
MITK icon
3797
Mitek Systems
MITK
$853M
$8K ﹤0.01%
2,000
– –
MRVL icon
3798
Marvell Technology
MRVL
$199B
$8K ﹤0.01%
863
-1,553
-64% -$13.7K
MTSI icon
3799
MACOM Technology Solutions
MTSI
$23.5B
$8K ﹤0.01%
207
+171
+475% +$5.95K
NEO icon
3800
NeoGenomics
NEO
$2.11B
$8K ﹤0.01%
1,000
– –
150 151
152
153 154

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2015 Portfolio in Review

As of Q4 2015, Ladenburg Thalmann Financial Services held 5,036 positions worth $5.41B, up 12% from $4.85B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services deployed $408M of net new capital in Q4 2015, opening 264 new positions and adding to 2,184 existing holdings. Its largest new stake was Alphabet (Google) Class A: 357,940 shares worth $13.9M.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.8% a quarter earlier, followed by Consumer Staples and Technology.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $14.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2015 buy was Alphabet (Google) Class A: 357,940 shares worth $13.9M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2015, an estimated $62.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2015 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $14.4M.
  • Ladenburg Thalmann Financial Services fully exited CHAMBERS STR PPTYS COM in Q4 2015, selling an estimated $2.23M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $5.41B portfolio in Q4 2015.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 181 in Q4 2015.
  • Ladenburg Thalmann Financial Services's portfolio value rose 12% quarter-over-quarter to $5.41B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2015, filed 16 Feb 2016.