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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.76%
2 Technology 5.43%
3 Industrials 5.06%
4 Consumer Staples 4.97%
5 Healthcare 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SFLY
3776
DELISTED
Shutterfly, Inc.
SFLY
$7K ﹤0.01%
196
+22
+13% +$918
FRSH
3777
DELISTED
Papa Murphy's Holdings, Inc
FRSH
$7K ﹤0.01%
510
-1,581
-76% -$27.3K
EQLT
3778
DELISTED
Workplace Equality Portfolio
EQLT
$7K ﹤0.01%
254
– –
WREI
3779
DELISTED
Invesco Wilshire US REIT ETF
WREI
$7K ﹤0.01%
156
– –
XOXO
3780
DELISTED
Xo Group Inc
XOXO
$7K ﹤0.01%
500
– –
AVHI
3781
DELISTED
A V Homes, Inc.
AVHI
$7K ﹤0.01%
500
– –
ELON
3782
DELISTED
Echelon Corp
ELON
$7K ﹤0.01%
1,060
+106
+11% +$640
FINL
3783
DELISTED
Finish Line
FINL
$7K ﹤0.01%
333
-12
-3% -$318
IPXL
3784
DELISTED
Impax Laboratories, Inc.
IPXL
$7K ﹤0.01%
185
– –
KTEC
3785
DELISTED
Key Technology Inc
KTEC
$7K ﹤0.01%
590
– –
MKTO
3786
DELISTED
MARKETO INC COM STK (DE)
MKTO
$7K ﹤0.01%
250
-151
-38% -$4.26K
FRAK
3787
DELISTED
VanEck Vectors Unconventional Oil & Gas ETF
FRAK
$7K ﹤0.01%
45
-9
-17% -$1.53K
RENT
3788
DELISTED
RENTRAK CORP
RENT
$7K ﹤0.01%
+133
New +$7.47K
SFY
3789
DELISTED
SWIFT ENERGY CO (HOLDING COMPANY)
SFY
$7K ﹤0.01%
18,685
-3,230
-15% -$2.28K
STNR
3790
DELISTED
STEINER LEISURE LTD
STNR
$7K ﹤0.01%
110
-11
-9% -$653
ISSI
3791
DELISTED
INTEGRATED SILICON SOLUTN INC
ISSI
$7K ﹤0.01%
325
-175
-35% -$3.83K
VRNG
3792
DELISTED
VRINGO, INC COM STK NEW (DE)
VRNG
$7K ﹤0.01%
1,200
– –
RELY
3793
DELISTED
Real Industry, Inc.
RELY
$7K ﹤0.01%
781
– –
EGL
3794
DELISTED
Engility Holdings, Inc.
EGL
$7K ﹤0.01%
290
-35
-11% -$909
KMI.WS
3795
DELISTED
Kinder Morgan Inc
KMI.WS
$7K ﹤0.01%
7,253
-8
-0.1% -$12
NWBO
3796
DELISTED
Northwest Biotherapeutics, Inc. Common stock
NWBO
$7K ﹤0.01%
1,100
-6,700
-86% -$62.6K
KNGT
3797
DELISTED
KNIGHT TRANSPORTATION INC
KNGT
$7K ﹤0.01%
283
+18
+7% +$445
AEMD icon
3798
Aethlon Medical
AEMD
$1.54M
– –
0
– –
AMRN
3799
Amarin Corp
AMRN
$299M
$6K ﹤0.01%
143
– –
ARKW icon
3800
ARK Web x.0 ETF
ARKW
$1.82B
$6K ﹤0.01%
+300
New +$6.81K
150 151
152
153 154

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HAM
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Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.7% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.