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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.67B
AUM Growth
+$18.7M
Cap. Flow
+$70.4M
Cap. Flow %
1.92%
Top 10 Hldgs %
14.53%
Holding
4,235
New
204
Increased
1,520
Reduced
1,249
Closed
158

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$51.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$44.1M
3
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$40.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$16.6M
5
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$15.9M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$47.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$25.8M
3
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$23.8M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$22.5M
5
IYE icon
iShares US Energy ETF
IYE
+$19.8M

Sector Composition

Rank Sector Weight
1 Energy 4.52%
2 Technology 4.35%
3 Financials 4.34%
4 Industrials 4.06%
5 Healthcare 4.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CNA icon
3776
CNA Financial
CNA
$13.8B
$1K ﹤0.01%
28
– –
VISN
3777
Vistance Networks Inc
VISN
$2.66B
$1K ﹤0.01%
21
– –
CYD icon
3778
China Yuchai International
CYD
$1.76B
$1K ﹤0.01%
33
+2
+6% +$41
DAN icon
3779
Dana Inc
DAN
$3.26B
$1K ﹤0.01%
47
-932
-95% -$21.2K
EEMS icon
3780
iShares MSCI Emerging Markets Small-Cap ETF
EEMS
$376M
$1K ﹤0.01%
+20
New +$1.02K
EXTR icon
3781
Extreme Networks
EXTR
$3.14B
$1K ﹤0.01%
300
– –
FC icon
3782
Franklin Covey
FC
$241M
$1K ﹤0.01%
70
– –
FLXS icon
3783
Flexsteel Industries
FLXS
$306M
$1K ﹤0.01%
38
– –
FTEK icon
3784
Fuel Tech
FTEK
$43.7M
$1K ﹤0.01%
320
– –
GEO icon
3785
The GEO Group
GEO
$4.17B
$1K ﹤0.01%
+41
New +$998
HBIO icon
3786
Harvard Bioscience
HBIO
$27.3M
$1K ﹤0.01%
30
– –
HMY icon
3787
Harmony Gold Mining
HMY
$12.1B
$1K ﹤0.01%
430
– –
IIIN icon
3788
Insteel Industries
IIIN
$636M
$1K ﹤0.01%
40
– –
INVA icon
3789
Innoviva
INVA
$1.5B
$1K ﹤0.01%
61
– –
KMT icon
3790
Kennametal
KMT
$2.37B
$1K ﹤0.01%
+30
New +$1.32K
LCTX icon
3791
Lineage Cell Therapeutics
LCTX
$278M
$1K ﹤0.01%
+527
New +$1.27K
LEE icon
3792
Lee Enterprises
LEE
$182M
$1K ﹤0.01%
25
– –
LXFR icon
3793
Luxfer Holdings
LXFR
$457M
$1K ﹤0.01%
34
– –
LXRX icon
3794
Lexicon Pharmaceuticals
LXRX
$1.05B
$1K ﹤0.01%
143
-714
-83% -$7.62K
LITS
3795
Lite Strategy Inc
LITS
$31M
$1K ﹤0.01%
6
– –
MWA icon
3796
Mueller Water Products
MWA
$4.09B
$1K ﹤0.01%
142
-591
-81% -$5.12K
MYE icon
3797
Myers Industries
MYE
$1.23B
$1K ﹤0.01%
58
– –
NBIX icon
3798
Neurocrine Biosciences
NBIX
$16.5B
$1K ﹤0.01%
60
– –
NWG icon
3799
NatWest
NWG
$75.9B
$1K ﹤0.01%
72
– –
PENN icon
3800
PENN Entertainment
PENN
$2.56B
$1K ﹤0.01%
100
-102
-50% -$1.15K
150 151
152
153 154

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HAM
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Ladenburg Thalmann Financial Services's Q3 2014 Portfolio in Review

As of Q3 2014, Ladenburg Thalmann Financial Services held 4,235 positions worth $3.67B, up 0.51% from $3.65B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2014 filing shows 204 new, 1,520 increased, 1,249 reduced and 158 closed positions. Its largest new stake was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M. The largest sale was iShares Russell Mid-Cap Value ETF, an estimated $47.4M.

By sector, the portfolio is most concentrated in Energy at 4.5% of assets, down from 4.9% a quarter earlier, followed by Technology and Financials.

  • Ladenburg Thalmann Financial Services's largest Q3 2014 buy was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2014, an estimated $51.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2014 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $47.4M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra Utilities in Q3 2014, selling an estimated $1.4M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $3.67B portfolio in Q3 2014.
  • Ladenburg Thalmann Financial Services opened 204 new positions and closed 158 in Q3 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 0.51% quarter-over-quarter to $3.67B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2014, filed 14 Nov 2014.