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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-11.08%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$11.1B
AUM Growth
-$848M
Cap. Flow
+$682M
Cap. Flow %
6.14%
Top 10 Hldgs %
14.4%
Holding
5,597
New
319
Increased
2,567
Reduced
1,671
Closed
195

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$110M
2
HDV
iShares Core High Dividend ETF
HDV
+$56.5M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$47.2M
4
AAPL icon
Apple
AAPL
+$47M
5
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$36.6M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$75.2M
2
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$59.4M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$27.4M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$26.3M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$19.6M

Sector Composition

Rank Sector Weight
1 Technology 6.75%
2 Financials 5.93%
3 Healthcare 4.22%
4 Industrials 4.18%
5 Consumer Discretionary 3.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NEXA icon
3751
Nexa Resources
NEXA
$1.88B
$24K ﹤0.01%
2,000
– –
PCTY icon
3752
Paylocity
PCTY
$7.87B
$24K ﹤0.01%
400
– –
PRGO icon
3753
Perrigo
PRGO
$1.81B
$24K ﹤0.01%
614
-200
-25% -$12.7K
SENEA icon
3754
Seneca Foods Class A
SENEA
$1.3B
$24K ﹤0.01%
852
– –
TCI icon
3755
Transcontinental Realty Investors
TCI
$315M
$24K ﹤0.01%
841
– –
CPE
3756
DELISTED
Callon Petroleum Company
CPE
$24K ﹤0.01%
364
+143
+65% +$13.8K
GHL
3757
DELISTED
Greenhill & Co., Inc.
GHL
$24K ﹤0.01%
997
+1
+0.1% +$24
CSOD
3758
DELISTED
Cornerstone OnDemand, Inc.
CSOD
$24K ﹤0.01%
462
+420
+1,000% +$21.3K
NYMTO
3759
DELISTED
New York Mortgage Trust, Inc. 7.875% Series C Cumulative Redeemable Preferred Stock
NYMTO
$24K ﹤0.01%
1,075
-250
-19% -$5.83K
BPYU
3760
DELISTED
Brookfield Property REIT Inc. Class A Common Stock
BPYU
$24K ﹤0.01%
1,529
+29
+2% +$529
DUC
3761
DELISTED
Duff & Phelps Utility & Corporate Bond Trust
DUC
$24K ﹤0.01%
3,056
+14
+0.5% +$115
SRF
3762
DELISTED
THE CUSHING ROYALTY & INCOME FUND
SRF
$24K ﹤0.01%
3,728
-150
-4% -$1.19K
FINU
3763
DELISTED
ProShares UltraPro Financial Select Sector
FINU
$24K ﹤0.01%
418
– –
NNC
3764
DELISTED
Nuveen North Carolina Quality Municipal Income Fund
NNC
$24K ﹤0.01%
2,006
+1,000
+99% +$11.8K
ESGF
3765
DELISTED
Oppenheimer Global ESG Revenue ETF
ESGF
$24K ﹤0.01%
916
+905
+8,227% +$23.7K
ASB icon
3766
Associated Banc-Corp
ASB
$6.11B
$23K ﹤0.01%
1,132
-331
-23% -$7.57K
ATMP icon
3767
iPath Select MLP ETN
ATMP
$649M
$23K ﹤0.01%
1,341
+15
+1% +$292
DTRE icon
3768
First Trust Alerian Disruptive Technology Real Estate ETF
DTRE
$14.7M
$23K ﹤0.01%
549
– –
ESGR
3769
DELISTED
Enstar Group
ESGR
$23K ﹤0.01%
139
– –
ESSA
3770
DELISTED
ESSA Bancorp
ESSA
$23K ﹤0.01%
+1,450
New +$23.3K
FMF icon
3771
First Trust Managed Futures Strategy Fund
FMF
$259M
$23K ﹤0.01%
511
+467
+1,061% +$22.5K
FN icon
3772
Fabrinet
FN
$20.4B
$23K ﹤0.01%
453
+150
+50% +$7.19K
GUSH icon
3773
Direxion Daily S&P Oil & Gas Exp. & Prod. Bull 2X ETF
GUSH
$252M
$23K ﹤0.01%
29
+19
+190% +$40.5K
HBB icon
3774
Hamilton Beach Brands
HBB
$448M
$23K ﹤0.01%
1,000
– –
IETC icon
3775
iShares US Tech Independence Focused ETF
IETC
$729M
$23K ﹤0.01%
+1,000
New +$25.1K
149 150
151
152 153

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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2018 Portfolio in Review

As of Q4 2018, Ladenburg Thalmann Financial Services held 5,597 positions worth $11.1B, down 7.1% from $12B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $682M of net new capital in Q4 2018, opening 319 new positions and adding to 2,567 existing holdings. Its largest new stake was Linde: 13,311 shares worth $2.07M.

By sector, the portfolio is most concentrated in Technology at 6.7% of assets, down from 7.2% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $75.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2018 buy was Linde: 13,311 shares worth $2.07M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2018, an estimated $110M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2018 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $75.2M.
  • Ladenburg Thalmann Financial Services fully exited Corporate Capital Trust, Inc. in Q4 2018, selling an estimated $12M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $11.1B portfolio in Q4 2018.
  • Ladenburg Thalmann Financial Services opened 319 new positions and closed 195 in Q4 2018.
  • Ladenburg Thalmann Financial Services's portfolio value fell 7.1% quarter-over-quarter to $11.1B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2018, filed 14 Feb 2019.