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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.59%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$2.95B
AUM Growth
+$147M
Cap. Flow
+$36.4M
Cap. Flow %
1.23%
Top 10 Hldgs %
18.66%
Holding
4,031
New
225
Increased
1,492
Reduced
1,087
Closed
151

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$68M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$30.7M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$29.2M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$21.5M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$15.8M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$50.1M
2
SSO icon
ProShares Ultra S&P500
SSO
+$33.5M
3
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$27.6M
4
GLD icon
SPDR Gold Trust
GLD
+$21.4M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.5M

Sector Composition

Rank Sector Weight
1 Energy 4.74%
2 Industrials 4.14%
3 Technology 3.92%
4 Consumer Staples 3.86%
5 Healthcare 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KRNY icon
3751
Kearny Financial
KRNY
$595M
– –
-258
Closed -$2K
LDOS icon
3752
Leidos
LDOS
$17.5B
– –
-2,929
Closed -$101K
LEN.B icon
3753
Lennar Class B
LEN.B
$20.2B
$0 ﹤0.01%
11
– –
LQDT icon
3754
Liquidity Services
LQDT
$1.28B
$0 ﹤0.01%
12
-112
-90% -$3.56K
MAG
3755
DELISTED
MAG Silver
MAG
$0 ﹤0.01%
+6
New +$38
MASI
3756
DELISTED
Masimo
MASI
$0 ﹤0.01%
1
– –
MBWM icon
3757
Mercantile Bank Corp
MBWM
$1.05B
– –
-6
Closed –
MODV
3758
DELISTED
ModivCare
MODV
– –
-6
Closed –
MRC
3759
DELISTED
MRC Global
MRC
$0 ﹤0.01%
3
– –
MRCY icon
3760
Mercury Systems
MRCY
$6.52B
$0 ﹤0.01%
7
– –
MRTN icon
3761
Marten Transport
MRTN
$1.2B
$0 ﹤0.01%
38
– –
MSN icon
3762
Emerson Radio
MSN
$7.79M
$0 ﹤0.01%
26
– –
MTG icon
3763
MGIC Investment
MTG
$6.21B
$0 ﹤0.01%
50
– –
MTN icon
3764
Vail Resorts
MTN
$5.21B
$0 ﹤0.01%
3
– –
MX icon
3765
Magnachip Semiconductor
MX
$134M
– –
-25
Closed –
NBIX icon
3766
Neurocrine Biosciences
NBIX
$16.8B
– –
-400
Closed -$5K
NCMI icon
3767
National CineMedia
NCMI
$370M
$0 ﹤0.01%
2
– –
NOA
3768
North American Construction
NOA
$395M
– –
-147
Closed -$1K
NOTV
3769
DELISTED
Inotiv
NOTV
$0 ﹤0.01%
3
– –
NQP
3770
DELISTED
Nuveen Pennsylvania Quality Municipal Income Fund
NQP
– –
-200
Closed -$3K
NRO
3771
Neuberger Real Estate Securities Income Fund Inc
NRO
$189M
$0 ﹤0.01%
15
– –
NRT
3772
North European Oil Royalty Trust
NRT
$83.5M
– –
-1,767
Closed -$43K
ONEQ icon
3773
Fidelity Nasdaq Composite Index ETF
ONEQ
$10.8B
– –
-3,500
Closed -$48K
OPCH icon
3774
Option Care Health
OPCH
$3.67B
– –
-56
Closed -$4K
PAC icon
3775
Grupo Aeroportuario del Pacifico
PAC
$12.9B
– –
-134
Closed -$7K
149 150
151
152 153

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Ladenburg Thalmann Financial Services held 4,031 positions worth $2.95B, up 5.3% from $2.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2013 filing shows 225 new, 1,492 increased, 1,087 reduced and 151 closed positions. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M. The largest sale was iShares Core S&P 500 ETF, an estimated $50.1M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 4.7% a quarter earlier, followed by Industrials and Technology.

  • Ladenburg Thalmann Financial Services's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M.
  • Ladenburg Thalmann Financial Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $68M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $50.1M.
  • Ladenburg Thalmann Financial Services fully exited Arrow Dow Jones Global Yield ETF in Q3 2013, selling an estimated $464K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 19% of its $2.95B portfolio in Q3 2013.
  • Ladenburg Thalmann Financial Services opened 225 new positions and closed 151 in Q3 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.3% quarter-over-quarter to $2.95B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2013, filed 14 Nov 2013.