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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+2.41%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.19B
AUM Growth
+$515M
Cap. Flow
+$409M
Cap. Flow %
5.68%
Top 10 Hldgs %
13.33%
Holding
5,189
New
264
Increased
2,160
Reduced
1,542
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$17.5M
3
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$16.5M
4
ABUS icon
Arbutus Biopharma
ABUS
+$15.4M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$14.6M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$36M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$12.1M
3
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$11.1M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$6.94M
5
MSM icon
MSC Industrial Direct
MSM
+$6.76M

Sector Composition

Rank Sector Weight
1 Financials 6.15%
2 Industrials 5.32%
3 Technology 5.28%
4 Consumer Staples 4.98%
5 Healthcare 4.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JMM icon
3726
Nuveen Multi-Market Income Fund
JMM
$55.2M
$13K ﹤0.01%
1,715
– –
JRI icon
3727
Nuveen Real Asset Income & Growth Fund
JRI
$348M
$13K ﹤0.01%
850
– –
LOB icon
3728
Live Oak Bancshares
LOB
$2.01B
$13K ﹤0.01%
691
– –
NFRA icon
3729
FlexShares STOXX Global Broad Infrastructure Index Fund
NFRA
$3.04B
$13K ﹤0.01%
+300
New +$13K
PALL icon
3730
abrdn Physical Palladium Shares ETF
PALL
$648M
$13K ﹤0.01%
1,000
– –
PEGA icon
3731
Pegasystems
PEGA
$5.51B
$13K ﹤0.01%
740
+300
+68% +$5.01K
RYZ
3732
Ryerson Holding Corp
RYZ
$1.5B
$13K ﹤0.01%
1,000
-2,075
-67% -$25.4K
SAFE
3733
Safehold
SAFE
$1.1B
$13K ﹤0.01%
224
-1,210
-84% -$68.9K
SAIA icon
3734
Saia
SAIA
$10.1B
$13K ﹤0.01%
312
+76
+32% +$2.94K
TLPH icon
3735
Talphera
TLPH
$62.8M
$13K ﹤0.01%
250
– –
LUMO
3736
DELISTED
Lumos Pharma, Inc. Common Stock
LUMO
$13K ﹤0.01%
136
-22
-14% -$2.48K
BKI
3737
DELISTED
Black Knight, Inc. Common Stock
BKI
$13K ﹤0.01%
317
-73
-19% -$2.79K
ICOL
3738
DELISTED
iShares MSCI Colombia ETF
ICOL
$13K ﹤0.01%
+1,000
New +$12.6K
GPL
3739
DELISTED
Great Panther Mining Limited
GPL
$13K ﹤0.01%
750
– –
ECHO
3740
DELISTED
Echo Global Logistics, Inc.
ECHO
$13K ﹤0.01%
523
-686
-57% -$16.7K
CZFC
3741
DELISTED
Citizens First Corporation
CZFC
$13K ﹤0.01%
700
– –
JHDG
3742
DELISTED
WisdomTree Japan Hedged Quality Dividend Growth Fund
JHDG
$13K ﹤0.01%
550
– –
SHLD
3743
DELISTED
Sears Holding Corporation
SHLD
$13K ﹤0.01%
1,215
+62
+5% +$707
HHYX
3744
DELISTED
iShares Currency Hedged International High Yield Bond ETF of ISHARES TRUST
HHYX
$13K ﹤0.01%
520
+2
+0.4% +$52
JJG
3745
DELISTED
iPath Bloomberg Grains Subindex Total Return ETN due October 22, 2037
JJG
$13K ﹤0.01%
450
-137
-23% -$3.92K
SSNI
3746
DELISTED
Silver Spring Networks, Inc.
SSNI
$13K ﹤0.01%
1,000
– –
TERP
3747
DELISTED
TerraForm Power, Inc
TERP
$13K ﹤0.01%
1,018
-800
-44% -$10.4K
LBF
3748
DELISTED
Deutsche Global High Incm Fund
LBF
$13K ﹤0.01%
1,514
+19
+1% +$157
MINC
3749
DELISTED
AdvisorShares Newfleet Multi-Sector Income ETF
MINC
$13K ﹤0.01%
269
– –
CEMI
3750
DELISTED
Chembio diagnostics, Inc.
CEMI
$13K ﹤0.01%
1,922
– –
148 149
150
151 152

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Ladenburg Thalmann Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Ladenburg Thalmann Financial Services held 5,189 positions worth $7.19B, up 7.7% from $6.68B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $409M of net new capital in Q4 2016, opening 264 new positions and adding to 2,160 existing holdings. Its largest new stake was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.

By sector, the portfolio is most concentrated in Financials at 6.1% of assets, up from 5.3% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $36M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2016 buy was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $38.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2016 reduction was iShares Russell 2000 ETF, cutting an estimated $36M.
  • Ladenburg Thalmann Financial Services fully exited Financial Services Select Sector SPDR Fund in Q4 2016, selling an estimated $4.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $7.19B portfolio in Q4 2016.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 203 in Q4 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 7.7% quarter-over-quarter to $7.19B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2016, filed 14 Feb 2017.