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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.67B
AUM Growth
+$18.7M
Cap. Flow
+$70.4M
Cap. Flow %
1.92%
Top 10 Hldgs %
14.53%
Holding
4,235
New
204
Increased
1,520
Reduced
1,249
Closed
158

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$51.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$44.1M
3
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$40.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$16.6M
5
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$15.9M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$47.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$25.8M
3
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$23.8M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$22.5M
5
IYE icon
iShares US Energy ETF
IYE
+$19.8M

Sector Composition

Rank Sector Weight
1 Energy 4.52%
2 Technology 4.35%
3 Financials 4.34%
4 Industrials 4.06%
5 Healthcare 4.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CEB
3726
DELISTED
CEB Inc.
CEB
$2K ﹤0.01%
38
-52
-58% -$3.4K
IL
3727
DELISTED
IntraLinks Holdings Inc.
IL
$2K ﹤0.01%
250
– –
VMEM
3728
DELISTED
VIOLIN MEMORY, INC.
VMEM
$2K ﹤0.01%
+97
New +$1.61K
RLYP
3729
DELISTED
RELYPSA INC COM
RLYP
$2K ﹤0.01%
+79
New +$1.92K
RLOC
3730
DELISTED
REACHLOCAL INC COM STK (DE)
RLOC
$2K ﹤0.01%
500
– –
EXAM
3731
DELISTED
EXAMWORKS GROUP INC COM STK (DE)
EXAM
$2K ﹤0.01%
68
-27
-28% -$887
HERO
3732
DELISTED
HERCULES OFFSHORE INC COM STK
HERO
$2K ﹤0.01%
1,000
– –
ZINC
3733
DELISTED
HORSEHEAD HLDG CORP COM STK (DE)
ZINC
$2K ﹤0.01%
+100
New +$1.9K
MW
3734
DELISTED
THE MENS WAREHOUSE INC
MW
$2K ﹤0.01%
45
– –
PMCS
3735
DELISTED
P M C SIERRA INC
PMCS
$2K ﹤0.01%
223
-80
-26% -$586
VRNG
3736
DELISTED
VRINGO, INC COM STK NEW (DE)
VRNG
$2K ﹤0.01%
200
– –
ESCR
3737
DELISTED
ESCALERA RESOURCES CO
ESCR
$2K ﹤0.01%
1,000
– –
MM
3738
DELISTED
MILLENNIAL MEDIA INC COM STK (DE)
MM
$2K ﹤0.01%
1,000
– –
APP
3739
DELISTED
AMERICAN APPAREL INC COM
APP
$2K ﹤0.01%
2,000
– –
ACFN
3740
DELISTED
Acorn Energy Inc
ACFN
$2K ﹤0.01%
1,250
– –
BRDR
3741
DELISTED
BODERFREE INC COM
BRDR
$2K ﹤0.01%
+150
New +$2.19K
RNE
3742
DELISTED
MORGAN STLY EASTEURO FD
RNE
$2K ﹤0.01%
100
– –
PTRY
3743
DELISTED
PANTRY INC (THE)
PTRY
$2K ﹤0.01%
76
– –
QRM
3744
DELISTED
QUEST RARE MINERALS LTD COM SHS CANADA
QRM
$2K ﹤0.01%
12,116
– –
CPWR
3745
DELISTED
COMPUWARE CORP
CPWR
$2K ﹤0.01%
208
-215
-51% -$2.02K
BOLT
3746
DELISTED
BOLT TECHNOLOGY CORPORATION
BOLT
$2K ﹤0.01%
75
– –
MRGE
3747
DELISTED
MERGE HEALTHCARE INC COM STK (WI)
MRGE
$2K ﹤0.01%
800
– –
GSH
3748
DELISTED
Guangshen Railway Co. Ltd
GSH
$2K ﹤0.01%
101
– –
AUO
3749
DELISTED
AU Optronics Corp
AUO
$2K ﹤0.01%
475
– –
MRVC
3750
DELISTED
MRV Communications Inc
MRVC
$2K ﹤0.01%
160
– –
148 149
150
151 152

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Ladenburg Thalmann Financial Services's Q3 2014 Portfolio in Review

As of Q3 2014, Ladenburg Thalmann Financial Services held 4,235 positions worth $3.67B, up 0.51% from $3.65B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2014 filing shows 204 new, 1,520 increased, 1,249 reduced and 158 closed positions. Its largest new stake was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M. The largest sale was iShares Russell Mid-Cap Value ETF, an estimated $47.4M.

By sector, the portfolio is most concentrated in Energy at 4.5% of assets, down from 4.9% a quarter earlier, followed by Technology and Financials.

  • Ladenburg Thalmann Financial Services's largest Q3 2014 buy was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2014, an estimated $51.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2014 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $47.4M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra Utilities in Q3 2014, selling an estimated $1.4M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $3.67B portfolio in Q3 2014.
  • Ladenburg Thalmann Financial Services opened 204 new positions and closed 158 in Q3 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 0.51% quarter-over-quarter to $3.67B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2014, filed 14 Nov 2014.