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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.59%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$2.95B
AUM Growth
+$147M
Cap. Flow
+$36.4M
Cap. Flow %
1.23%
Top 10 Hldgs %
18.66%
Holding
4,031
New
225
Increased
1,492
Reduced
1,087
Closed
151

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$68M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$30.7M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$29.2M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$21.5M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$15.8M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$50.1M
2
SSO icon
ProShares Ultra S&P500
SSO
+$33.5M
3
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$27.6M
4
GLD icon
SPDR Gold Trust
GLD
+$21.4M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.5M

Sector Composition

Rank Sector Weight
1 Energy 4.74%
2 Industrials 4.14%
3 Technology 3.92%
4 Consumer Staples 3.86%
5 Healthcare 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FXB icon
3726
Invesco CurrencyShares British Pound Sterling Trust
FXB
$64.9M
$0 ﹤0.01%
1
-65
-98% -$9.96K
GBAB
3727
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
$389M
– –
-450
Closed -$10K
GDEN
3728
DELISTED
Golden Entertainment
GDEN
$0 ﹤0.01%
+37
New +$291
GEF.B icon
3729
Greif Class B
GEF.B
$4.15B
– –
-673
Closed -$38K
GEO icon
3730
The GEO Group
GEO
$4.04B
– –
-17,132
Closed -$398K
GFI icon
3731
Gold Fields
GFI
$36.8B
$0 ﹤0.01%
43
-700
-94% -$3.75K
GHY
3732
PGIM Global High Yield Fund
GHY
$479M
– –
-1,000
Closed -$18K
GIGM icon
3733
GigaMedia
GIGM
$16.4M
$0 ﹤0.01%
100
– –
GILT icon
3734
Gilat Satellite Networks
GILT
$832M
$0 ﹤0.01%
+10
New +$51
GLP icon
3735
Global Partners
GLP
$1.69B
– –
-55
Closed -$2K
GMF icon
3736
State Street SPDR S&P Emerging Asia Pacific ETF
GMF
$438M
$0 ﹤0.01%
346
-90
-21% -$6.66K
GUNR icon
3737
FlexShares Global Upstream Natural Resources Index Fund
GUNR
$7.09B
– –
-300
Closed -$9K
GYLD icon
3738
Arrow Dow Jones Global Yield ETF
GYLD
$38.1M
– –
-17,954
Closed -$464K
HAP icon
3739
VanEck Natural Resources ETF
HAP
$309M
– –
-300
Closed -$10K
HEQ
3740
John Hancock Hedged Equity & Income Fund
HEQ
$141M
$0 ﹤0.01%
29
– –
STRR
3741
Star Equity Holdings
STRR
$41.7M
$0 ﹤0.01%
1
– –
ILTB icon
3742
iShares Core 10+ Year USD Bond ETF
ILTB
$591M
– –
-460
Closed -$26K
INDY icon
3743
iShares S&P India Nifty 50 Index Fund
INDY
$565M
$0 ﹤0.01%
10
– –
INKM icon
3744
State Street Income Allocation ETF
INKM
$75.1M
– –
-450
Closed -$13K
IQV icon
3745
IQVIA
IQV
$39.8B
$0 ﹤0.01%
1
– –
JPI
3746
DELISTED
Nuveen Preferred Securities & Income Opportunities Fund
JPI
– –
-500
Closed -$12K
KBWY icon
3747
Invesco KBW Premium Yield Equity REIT ETF
KBWY
$305M
– –
-150
Closed -$5K
KMPR icon
3748
Kemper
KMPR
$1.55B
$0 ﹤0.01%
9
-86
-91% -$3K
KMT icon
3749
Kennametal
KMT
$2.41B
$0 ﹤0.01%
1
– –
KRC icon
3750
Kilroy Realty
KRC
$4.32B
$0 ﹤0.01%
9
– –
148 149
150
151 152

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Ladenburg Thalmann Financial Services held 4,031 positions worth $2.95B, up 5.3% from $2.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2013 filing shows 225 new, 1,492 increased, 1,087 reduced and 151 closed positions. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M. The largest sale was iShares Core S&P 500 ETF, an estimated $50.1M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 4.7% a quarter earlier, followed by Industrials and Technology.

  • Ladenburg Thalmann Financial Services's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M.
  • Ladenburg Thalmann Financial Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $68M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $50.1M.
  • Ladenburg Thalmann Financial Services fully exited Arrow Dow Jones Global Yield ETF in Q3 2013, selling an estimated $464K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 19% of its $2.95B portfolio in Q3 2013.
  • Ladenburg Thalmann Financial Services opened 225 new positions and closed 151 in Q3 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.3% quarter-over-quarter to $2.95B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2013, filed 14 Nov 2013.