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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.76%
2 Technology 5.43%
3 Industrials 5.06%
4 Consumer Staples 4.97%
5 Healthcare 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SDIV icon
351
Global X SuperDividend ETF
SDIV
$1.22B
$2.27M 0.05%
38,066
-8,208
-18% -$518K
RDS.B
352
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$2.26M 0.05%
47,683
-11,776
-20% -$635K
CIZ
353
DELISTED
VictoryShares Developed Enhanced Volatility Wtd ETF
CIZ
$2.25M 0.05%
70,849
+4,810
+7% +$165K
AGNC icon
354
AGNC Investment
AGNC
$12.8B
$2.25M 0.05%
120,503
+19,668
+20% +$378K
IYK icon
355
iShares US Consumer Staples ETF
IYK
$1.43B
$2.25M 0.05%
65,709
+25,029
+62% +$880K
PCP
356
DELISTED
PRECISION CASTPARTS CORP
PCP
$2.25M 0.05%
9,786
+841
+9% +$181K
NOC icon
357
Northrop Grumman
NOC
$82.1B
$2.24M 0.05%
13,504
-6,402
-32% -$1.07M
CSG
358
DELISTED
CHAMBERS STR PPTYS COM
CSG
$2.23M 0.05%
343,594
-69,470
-17% -$495K
MGC icon
359
Vanguard Morningstar Mega Cap ETF
MGC
$10.4B
$2.19M 0.05%
33,545
+4,809
+17% +$333K
YUM icon
360
Yum! Brands
YUM
$39.7B
$2.19M 0.05%
38,137
-4,269
-10% -$258K
SPSB icon
361
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.8B
$2.18M 0.04%
71,338
+2,921
+4% +$89.2K
BHC icon
362
Bausch Health
BHC
$2.37B
$2.17M 0.04%
12,174
+2,004
+20% +$467K
FDN icon
363
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.41B
$2.17M 0.04%
32,870
+26,176
+391% +$1.82M
TSLA icon
364
Tesla
TSLA
$1.31T
$2.17M 0.04%
130,950
-51,855
-28% -$881K
CPB icon
365
Campbell Soup
CPB
$6.69B
$2.15M 0.04%
42,448
-1,286
-3% -$63.2K
IEFA icon
366
iShares Core MSCI EAFE ETF
IEFA
$195B
$2.15M 0.04%
40,654
+7,038
+21% +$399K
BXMT icon
367
Blackstone Mortgage Trust
BXMT
$2.39B
$2.15M 0.04%
78,566
+7,684
+11% +$220K
MON
368
DELISTED
Monsanto Co
MON
$2.14M 0.04%
25,219
-4,478
-15% -$442K
AWK icon
369
American Water Works
AWK
$26.9B
$2.14M 0.04%
39,115
-8,413
-18% -$440K
KRG icon
370
Kite Realty
KRG
$5.29B
$2.14M 0.04%
89,771
-16,445
-15% -$411K
CASY icon
371
Casey's General Stores
CASY
$31.6B
$2.13M 0.04%
20,714
+746
+4% +$77.4K
IAU icon
372
iShares Gold Trust
IAU
$65.1B
$2.13M 0.04%
98,679
-33,175
-25% -$721K
MOAT icon
373
VanEck Morningstar Wide Moat ETF
MOAT
$12.4B
$2.13M 0.04%
76,119
-4,322
-5% -$129K
AIG icon
374
American International
AIG
$40.6B
$2.1M 0.04%
37,151
+46
+0.1% +$2.81K
TWTR
375
DELISTED
Twitter, Inc.
TWTR
$2.09M 0.04%
77,805
+10,008
+15% +$300K
13 14
15
16 17

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HAM
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Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.7% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.