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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.52B
AUM Growth
+$850M
Cap. Flow
+$765M
Cap. Flow %
16.93%
Top 10 Hldgs %
14%
Holding
4,636
New
555
Increased
2,421
Reduced
842
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$60.7M
2
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$40.4M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$35.6M
4
AAPL icon
Apple
AAPL
+$29.4M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$27.9M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$49.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$49.5M
3
OEF icon
iShares S&P 100 ETF
OEF
+$39.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$26.2M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$24.6M

Sector Composition

Rank Sector Weight
1 Financials 5.33%
2 Technology 5.3%
3 Industrials 5.11%
4 Consumer Staples 4.67%
5 Healthcare 4.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EFG icon
351
iShares MSCI EAFE Growth ETF
EFG
$17.2B
$2.02M 0.04%
30,682
+17,491
+133% +$1.17M
CERN
352
DELISTED
Cerner Corp
CERN
$2.01M 0.04%
31,121
+12,723
+69% +$792K
UL icon
353
Unilever
UL
$135B
$2.01M 0.04%
44,195
+28,907
+189% +$1.33M
XRT icon
354
State Street SPDR S&P Retail ETF
XRT
$653M
$2.01M 0.04%
41,874
+40,476
+2,895% +$1.82M
FXD icon
355
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$274M
$2M 0.04%
56,448
-3,593
-6% -$121K
PH icon
356
Parker-Hannifin
PH
$134B
$2M 0.04%
15,528
+1,775
+13% +$218K
SCZ icon
357
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.5B
$2M 0.04%
42,810
+8,306
+24% +$392K
KED
358
DELISTED
Kayne Anderson Energy
KED
$2M 0.04%
55,892
+4,772
+9% +$164K
UUP icon
359
Invesco DB US Dollar Index Bullish Fund
UUP
$414M
$2M 0.04%
84,287
+64,864
+334% +$1.51M
CPB icon
360
Campbell Soup
CPB
$6.69B
$1.98M 0.04%
44,953
+35,995
+402% +$1.57M
KYN icon
361
Kayne Anderson Energy Infrastructure Fund
KYN
$2.45B
$1.98M 0.04%
51,799
+3,145
+6% +$122K
BOH icon
362
Bank of Hawaii
BOH
$3.09B
$1.97M 0.04%
33,180
+11,628
+54% +$670K
AA icon
363
Alcoa
AA
$13.6B
$1.97M 0.04%
51,754
+29,556
+133% +$1.15M
ECL icon
364
Ecolab
ECL
$79.5B
$1.95M 0.04%
18,322
+1,447
+9% +$158K
TRV icon
365
Travelers Companies
TRV
$78.2B
$1.95M 0.04%
18,446
+2,315
+14% +$234K
CSM icon
366
ProShares Large Cap Core Plus
CSM
$534M
$1.95M 0.04%
77,156
+50,732
+192% +$1.25M
PAYX icon
367
Paychex
PAYX
$42.9B
$1.95M 0.04%
42,114
+10,085
+31% +$466K
VV icon
368
Vanguard Morningstar Large-Cap ETF
VV
$54.5B
$1.92M 0.04%
20,308
+4,371
+27% +$403K
CCI icon
369
Crown Castle
CCI
$31.3B
$1.92M 0.04%
24,226
+5,557
+30% +$445K
NOC icon
370
Northrop Grumman
NOC
$82B
$1.9M 0.04%
13,156
-351
-3% -$48.1K
PSP icon
371
Invesco Global Listed Private Equity ETF
PSP
$244M
$1.89M 0.04%
34,405
+7,285
+27% +$401K
CDC icon
372
VictoryShares US EQ Income Enhanced Volatility Wtd ETF
CDC
$741M
$1.89M 0.04%
+51,198
New +$1.83M
SWKS icon
373
Skyworks Solutions
SWKS
$10.4B
$1.88M 0.04%
26,758
-1,817
-6% -$113K
SSO icon
374
ProShares Ultra S&P500
SSO
$8.39B
$1.88M 0.04%
234,352
-458,512
-66% -$3.5M
SYY icon
375
Sysco
SYY
$40.1B
$1.87M 0.04%
47,132
+20,110
+74% +$780K
13 14
15
16 17

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HAM
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CM
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TRAM
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Ladenburg Thalmann Financial Services's Q4 2014 Portfolio in Review

As of Q4 2014, Ladenburg Thalmann Financial Services held 4,636 positions worth $4.52B, up 23% from $3.67B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $765M of net new capital in Q4 2014, opening 555 new positions and adding to 2,421 existing holdings. Its largest new stake was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.

By sector, the portfolio is most concentrated in Financials at 5.3% of assets, up from 4.3% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $49.9M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2014 buy was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $60.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $49.9M.
  • Ladenburg Thalmann Financial Services fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.52B portfolio in Q4 2014.
  • Ladenburg Thalmann Financial Services opened 555 new positions and closed 135 in Q4 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 23% quarter-over-quarter to $4.52B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2014, filed 13 Feb 2015.