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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.59%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$2.95B
AUM Growth
+$147M
Cap. Flow
+$36.4M
Cap. Flow %
1.23%
Top 10 Hldgs %
18.66%
Holding
4,031
New
225
Increased
1,492
Reduced
1,087
Closed
151

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$68M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$30.7M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$29.2M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$21.5M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$15.8M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$50.1M
2
SSO icon
ProShares Ultra S&P500
SSO
+$33.5M
3
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$27.6M
4
GLD icon
SPDR Gold Trust
GLD
+$21.4M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.5M

Sector Composition

Rank Sector Weight
1 Energy 4.74%
2 Industrials 4.14%
3 Technology 3.92%
4 Consumer Staples 3.86%
5 Healthcare 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TT icon
351
Trane Technologies
TT
$105B
$1.19M 0.04%
23,019
+3,791
+20% +$186K
NUAN
352
DELISTED
Nuance Communications, Inc.
NUAN
$1.19M 0.04%
73,416
+5,137
+8% +$85K
AIG icon
353
American International
AIG
$40.6B
$1.19M 0.04%
24,406
-2,469
-9% -$117K
ALL icon
354
Allstate
ALL
$68B
$1.19M 0.04%
23,386
+4,204
+22% +$211K
SJM icon
355
J.M. Smucker
SJM
$12.6B
$1.18M 0.04%
11,198
+7,014
+168% +$759K
BEN icon
356
Franklin Resources
BEN
$17.1B
$1.18M 0.04%
23,239
+508
+2% +$24.5K
EMLP icon
357
First Trust North American Energy Infrastructure Fund
EMLP
$4.1B
$1.17M 0.04%
51,267
+7,275
+17% +$170K
TRV icon
358
Travelers Companies
TRV
$78.4B
$1.17M 0.04%
13,766
+526
+4% +$43.5K
LNKD
359
DELISTED
LinkedIn Corporation
LNKD
$1.16M 0.04%
4,699
+522
+12% +$118K
FXI icon
360
iShares China Large-Cap ETF
FXI
$4.35B
$1.15M 0.04%
31,621
-3,608
-10% -$128K
PNRA
361
DELISTED
Panera Bread Co
PNRA
$1.15M 0.04%
7,266
+5,673
+356% +$985K
OKS
362
DELISTED
Oneok Partners LP
OKS
$1.15M 0.04%
21,603
+1,131
+6% +$57.4K
KYE
363
DELISTED
Kayne Anderson Energy
KYE
$1.14M 0.04%
38,134
+26
+0.1% +$764
TNA icon
364
Direxion Daily Small Cap Bull 3x ETF
TNA
$1.45B
$1.14M 0.04%
36,280
-23,780
-40% -$682K
CIT
365
DELISTED
CIT Group Inc.
CIT
$1.14M 0.04%
23,307
+1,904
+9% +$93.5K
NKE icon
366
Nike
NKE
$62.4B
$1.13M 0.04%
31,056
+350
+1% +$11.4K
PHO icon
367
Invesco Water Resources ETF
PHO
$2.09B
$1.13M 0.04%
47,287
-26,907
-36% -$621K
PKG icon
368
Packaging Corp of America
PKG
$22.7B
$1.13M 0.04%
20,560
+18,683
+995% +$1.01M
HYD icon
369
VanEck High Yield Muni ETF
HYD
$4.4B
$1.13M 0.04%
19,566
+1,317
+7% +$77K
SCS
370
DELISTED
Steelcase
SCS
$1.13M 0.04%
67,833
+4,649
+7% +$71K
SPLV icon
371
Invesco S&P 500 Low Volatility ETF
SPLV
$7.17B
$1.12M 0.04%
36,110
-7,144
-17% -$226K
AZN icon
372
AstraZeneca
AZN
$251B
$1.11M 0.04%
21,390
+1,997
+10% +$100K
STPZ icon
373
PIMCO 1-5 Year US TIPS Index Exchange-Traded Fund
STPZ
$524M
$1.11M 0.04%
20,933
+2,309
+12% +$122K
BBH icon
374
VanEck Biotech ETF
BBH
$427M
$1.11M 0.04%
13,380
+12,580
+1,573% +$988K
LMT icon
375
Lockheed Martin
LMT
$139B
$1.11M 0.04%
8,641
+1
+0% +$121
13 14
15
16 17

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HAM
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CM
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TRAM
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Ladenburg Thalmann Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Ladenburg Thalmann Financial Services held 4,031 positions worth $2.95B, up 5.3% from $2.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2013 filing shows 225 new, 1,492 increased, 1,087 reduced and 151 closed positions. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M. The largest sale was iShares Core S&P 500 ETF, an estimated $50.1M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 4.7% a quarter earlier, followed by Industrials and Technology.

  • Ladenburg Thalmann Financial Services's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M.
  • Ladenburg Thalmann Financial Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $68M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $50.1M.
  • Ladenburg Thalmann Financial Services fully exited Arrow Dow Jones Global Yield ETF in Q3 2013, selling an estimated $464K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 19% of its $2.95B portfolio in Q3 2013.
  • Ladenburg Thalmann Financial Services opened 225 new positions and closed 151 in Q3 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.3% quarter-over-quarter to $2.95B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2013, filed 14 Nov 2013.