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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.67B
AUM Growth
+$18.7M
Cap. Flow
+$70.4M
Cap. Flow %
1.92%
Top 10 Hldgs %
14.53%
Holding
4,235
New
204
Increased
1,520
Reduced
1,249
Closed
158

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$51.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$44.1M
3
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$40.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$16.6M
5
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$15.9M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$47.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$25.8M
3
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$23.8M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$22.5M
5
IYE icon
iShares US Energy ETF
IYE
+$19.8M

Sector Composition

Rank Sector Weight
1 Energy 4.52%
2 Technology 4.35%
3 Financials 4.34%
4 Industrials 4.06%
5 Healthcare 4.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MTOR
3701
DELISTED
MERITOR, Inc.
MTOR
$2K ﹤0.01%
148
-951
-87% -$12.4K
MIC
3702
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
$2K ﹤0.01%
25
-89
-78% -$6.2K
MGLN
3703
DELISTED
Magellan Health Services, Inc.
MGLN
$2K ﹤0.01%
28
-21
-43% -$1.21K
MDP
3704
DELISTED
Meredith Corporation
MDP
$2K ﹤0.01%
50
– –
CUB
3705
DELISTED
Cubic Corporation
CUB
$2K ﹤0.01%
38
– –
ZAGG
3706
DELISTED
ZAGG Inc Common Stock (Delaware)
ZAGG
$2K ﹤0.01%
300
– –
GV
3707
DELISTED
Goldfield Corporation
GV
$2K ﹤0.01%
1,109
– –
ANFI
3708
DELISTED
AMIRA NATURE FOODS LTD
ANFI
$2K ﹤0.01%
124
– –
LOR
3709
DELISTED
Lazard World Dividend & Income Fund, Inc.
LOR
$2K ﹤0.01%
124
– –
WAGE
3710
DELISTED
WageWorks, Inc.
WAGE
$2K ﹤0.01%
42
– –
PES
3711
DELISTED
Pioneer Energy Services Corp.
PES
$2K ﹤0.01%
138
– –
ULTI
3712
DELISTED
Ultimate Software Group Inc
ULTI
$2K ﹤0.01%
12
– –
IMPV
3713
DELISTED
Imperva, Inc.
IMPV
$2K ﹤0.01%
59
+23
+64% +$625
SONC
3714
DELISTED
Sonic Corp
SONC
$2K ﹤0.01%
100
– –
LHO
3715
DELISTED
LaSalle Hotel Properties
LHO
$2K ﹤0.01%
56
– –
SNMX
3716
DELISTED
Senomyx, Inc.
SNMX
$2K ﹤0.01%
260
– –
HGT
3717
DELISTED
Hugoton Royalty Trust
HGT
$2K ﹤0.01%
172
– –
EWEM
3718
DELISTED
Invesco MSCI Emerging Markets Equal Country Weight ETF
EWEM
$2K ﹤0.01%
50
– –
SPIL
3719
DELISTED
Siliconware Precision Industries Co Ltd
SPIL
$2K ﹤0.01%
296
+109
+58% +$806
BBG
3720
DELISTED
Bill Barrett Corp
BBG
$2K ﹤0.01%
76
-15
-16% -$350
GLBR
3721
DELISTED
Global Brokerage, Inc. Class A Common Stock
GLBR
$2K ﹤0.01%
11
– –
PLPM
3722
DELISTED
Planet Payment, Inc
PLPM
$2K ﹤0.01%
1,000
– –
PKY
3723
DELISTED
Parkway, Inc.
PKY
$2K ﹤0.01%
+115
New +$2.35K
DGAS
3724
DELISTED
Delta Natural Gas Co Inc
DGAS
$2K ﹤0.01%
100
– –
SFR
3725
DELISTED
Starwood Waypoint Homes
SFR
$2K ﹤0.01%
91
-130
-59% -$3.47K
147 148
149
150 151

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Ladenburg Thalmann Financial Services's Q3 2014 Portfolio in Review

As of Q3 2014, Ladenburg Thalmann Financial Services held 4,235 positions worth $3.67B, up 0.51% from $3.65B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2014 filing shows 204 new, 1,520 increased, 1,249 reduced and 158 closed positions. Its largest new stake was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M. The largest sale was iShares Russell Mid-Cap Value ETF, an estimated $47.4M.

By sector, the portfolio is most concentrated in Energy at 4.5% of assets, down from 4.9% a quarter earlier, followed by Technology and Financials.

  • Ladenburg Thalmann Financial Services's largest Q3 2014 buy was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2014, an estimated $51.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2014 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $47.4M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra Utilities in Q3 2014, selling an estimated $1.4M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $3.67B portfolio in Q3 2014.
  • Ladenburg Thalmann Financial Services opened 204 new positions and closed 158 in Q3 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 0.51% quarter-over-quarter to $3.67B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2014, filed 14 Nov 2014.