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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.59%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$2.95B
AUM Growth
+$147M
Cap. Flow
+$36.4M
Cap. Flow %
1.23%
Top 10 Hldgs %
18.66%
Holding
4,031
New
225
Increased
1,492
Reduced
1,087
Closed
151

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$68M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$30.7M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$29.2M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$21.5M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$15.8M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$50.1M
2
SSO icon
ProShares Ultra S&P500
SSO
+$33.5M
3
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$27.6M
4
GLD icon
SPDR Gold Trust
GLD
+$21.4M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.5M

Sector Composition

Rank Sector Weight
1 Energy 4.74%
2 Industrials 4.14%
3 Technology 3.92%
4 Consumer Staples 3.86%
5 Healthcare 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CHTR icon
3701
Charter Communications
CHTR
$18.3B
– –
-6
Closed -$1K
CIA icon
3702
Citizens
CIA
$194M
$0 ﹤0.01%
11
– –
CLIR icon
3703
ClearSign Technologies
CLIR
$26.6M
– –
-23
Closed -$2K
COLB icon
3704
Columbia Banking Systems
COLB
$8.84B
$0 ﹤0.01%
3
– –
CPF icon
3705
Central Pacific Financial
CPF
$991M
– –
-7
Closed –
CPIX icon
3706
Cumberland Pharmaceuticals
CPIX
$117M
– –
-200
Closed -$1K
CSGS
3707
DELISTED
CSG Systems International
CSGS
$0 ﹤0.01%
3
– –
CTBI icon
3708
Community Trust Bancorp
CTBI
$1.41B
$0 ﹤0.01%
+1
New +$36
CTRN icon
3709
Citi Trends
CTRN
$618M
$0 ﹤0.01%
11
– –
CWEN icon
3710
Clearway Energy Class C
CWEN
$6.78B
$0 ﹤0.01%
+18
New +$258
DCO icon
3711
Ducommun
DCO
$2.94B
– –
-520
Closed -$11K
DHT icon
3712
DHT Holdings
DHT
$2.95B
$0 ﹤0.01%
33
– –
EBF icon
3713
Ennis
EBF
$558M
$0 ﹤0.01%
+3
New +$55
ECF
3714
Ellsworth Growth & Income Fund
ECF
$173M
$0 ﹤0.01%
25
– –
EFZ icon
3715
ProShares Trust Short MSCI EAFE
EFZ
$10M
– –
-793
Closed -$63K
EGAN icon
3716
eGain
EGAN
$203M
– –
-3
Closed –
EGY icon
3717
Vaalco Energy
EGY
$622M
– –
-307
Closed -$2K
EIDO icon
3718
iShares MSCI Indonesia ETF
EIDO
$495M
$0 ﹤0.01%
2
– –
ENOV icon
3719
Enovis
ENOV
$1.4B
– –
-261
Closed -$23K
EUM icon
3720
ProShares Trust Short MSCI Emerging Markets
EUM
$9.47M
– –
-1,272
Closed -$75K
EWK icon
3721
iShares MSCI Belgium ETF
EWK
$164M
– –
-5
Closed –
EXLS icon
3722
EXL Service
EXLS
$5.32B
– –
-1,205
Closed -$7K
FAB icon
3723
First Trust Multi Cap Value AlphaDEX Fund
FAB
$176M
– –
-9,420
Closed -$356K
FARM
3724
DELISTED
Farmer Brothers
FARM
– –
-5
Closed –
FRME icon
3725
First Merchants
FRME
$2.66B
– –
-6
Closed –
147 148
149
150 151

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EM
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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Ladenburg Thalmann Financial Services held 4,031 positions worth $2.95B, up 5.3% from $2.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2013 filing shows 225 new, 1,492 increased, 1,087 reduced and 151 closed positions. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M. The largest sale was iShares Core S&P 500 ETF, an estimated $50.1M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 4.7% a quarter earlier, followed by Industrials and Technology.

  • Ladenburg Thalmann Financial Services's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M.
  • Ladenburg Thalmann Financial Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $68M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $50.1M.
  • Ladenburg Thalmann Financial Services fully exited Arrow Dow Jones Global Yield ETF in Q3 2013, selling an estimated $464K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 19% of its $2.95B portfolio in Q3 2013.
  • Ladenburg Thalmann Financial Services opened 225 new positions and closed 151 in Q3 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.3% quarter-over-quarter to $2.95B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2013, filed 14 Nov 2013.