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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.67B
AUM Growth
+$18.7M
Cap. Flow
+$70.4M
Cap. Flow %
1.92%
Top 10 Hldgs %
14.53%
Holding
4,235
New
204
Increased
1,520
Reduced
1,249
Closed
158

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$51.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$44.1M
3
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$40.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$16.6M
5
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$15.9M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$47.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$25.8M
3
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$23.8M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$22.5M
5
IYE icon
iShares US Energy ETF
IYE
+$19.8M

Sector Composition

Rank Sector Weight
1 Energy 4.52%
2 Technology 4.35%
3 Financials 4.34%
4 Industrials 4.06%
5 Healthcare 4.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MKSI icon
3676
MKS Inc
MKSI
$19.9B
$2K ﹤0.01%
67
– –
MUE
3677
DELISTED
BlackRock MuniHoldings Quality Fund II
MUE
$2K ﹤0.01%
163
– –
PHI icon
3678
PLDT
PHI
$4.2B
$2K ﹤0.01%
+25
New +$1.81K
PLG
3679
Platinum Group Metals
PLG
$194M
$2K ﹤0.01%
22
– –
POST icon
3680
Post Holdings
POST
$3.55B
$2K ﹤0.01%
108
– –
RING icon
3681
iShares MSCI Global Gold Miners ETF
RING
$2.44B
$2K ﹤0.01%
123
+50
+68% +$1.08K
SNOA icon
3682
Sonoma Pharmaceuticals
SNOA
$6.56M
$2K ﹤0.01%
1
– –
TBI
3683
Trueblue
TBI
$311M
$2K ﹤0.01%
92
-36
-28% -$997
TMV icon
3684
Direxion Daily 20+ Year Treasury Bear 3X ETF
TMV
$194M
$2K ﹤0.01%
20
– –
TWM icon
3685
ProShares UltraShort Russell2000
TWM
$41.4M
$2K ﹤0.01%
2
– –
UIS icon
3686
Unisys
UIS
$208M
$2K ﹤0.01%
67
– –
UMH
3687
UMH Properties
UMH
$1.39B
$2K ﹤0.01%
200
– –
VRA icon
3688
Vera Bradley
VRA
$94.7M
$2K ﹤0.01%
100
– –
VRTS icon
3689
Virtus Investment Partners
VRTS
$1.13B
$2K ﹤0.01%
11
– –
WGO icon
3690
Winnebago Industries
WGO
$926M
$2K ﹤0.01%
100
-550
-85% -$13.5K
WIX icon
3691
WIX.com
WIX
$2.77B
$2K ﹤0.01%
100
– –
WKC icon
3692
World Kinect Corp
WKC
$1.91B
$2K ﹤0.01%
58
– –
ASXC
3693
DELISTED
Asensus Surgical, Inc.
ASXC
$2K ﹤0.01%
31
– –
BIOL
3694
DELISTED
Biolase, Inc.
BIOL
– –
0
– –
MTBL
3695
DELISTED
Moatable, Inc. American Depositary Share (each representing forty-five (45) Class A Ordinary Shares)
MTBL
$2K ﹤0.01%
333
– –
FRTX
3696
DELISTED
Fresh Tracks Therapeutics, Inc. Common Stock
FRTX
$2K ﹤0.01%
1
– –
GHL
3697
DELISTED
Greenhill & Co., Inc.
GHL
$2K ﹤0.01%
42
– –
AVTA
3698
DELISTED
Avantax, Inc. Common Stock
AVTA
$2K ﹤0.01%
132
– –
AMBC.WS
3699
DELISTED
Ambac Financial Group
AMBC.WS
$2K ﹤0.01%
+125
New +$1.83K
CYRN
3700
DELISTED
CYREN Ltd.
CYRN
$2K ﹤0.01%
50
– –
146 147
148
149 150

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HAM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2014 Portfolio in Review

As of Q3 2014, Ladenburg Thalmann Financial Services held 4,235 positions worth $3.67B, up 0.51% from $3.65B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2014 filing shows 204 new, 1,520 increased, 1,249 reduced and 158 closed positions. Its largest new stake was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M. The largest sale was iShares Russell Mid-Cap Value ETF, an estimated $47.4M.

By sector, the portfolio is most concentrated in Energy at 4.5% of assets, down from 4.9% a quarter earlier, followed by Technology and Financials.

  • Ladenburg Thalmann Financial Services's largest Q3 2014 buy was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2014, an estimated $51.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2014 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $47.4M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra Utilities in Q3 2014, selling an estimated $1.4M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $3.67B portfolio in Q3 2014.
  • Ladenburg Thalmann Financial Services opened 204 new positions and closed 158 in Q3 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 0.51% quarter-over-quarter to $3.67B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2014, filed 14 Nov 2014.