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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.59%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$2.95B
AUM Growth
+$147M
Cap. Flow
+$36.4M
Cap. Flow %
1.23%
Top 10 Hldgs %
18.66%
Holding
4,031
New
225
Increased
1,492
Reduced
1,087
Closed
151

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$68M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$30.7M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$29.2M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$21.5M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$15.8M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$50.1M
2
SSO icon
ProShares Ultra S&P500
SSO
+$33.5M
3
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$27.6M
4
GLD icon
SPDR Gold Trust
GLD
+$21.4M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.5M

Sector Composition

Rank Sector Weight
1 Energy 4.74%
2 Industrials 4.14%
3 Technology 3.92%
4 Consumer Staples 3.86%
5 Healthcare 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GNK
3676
DELISTED
GENCO SHIPPING & TRADING LTD
GNK
$1K ﹤0.01%
304
-114
-27% -$308
FXCB
3677
DELISTED
FOX CHASE BANCORP INC COM STK (MD)
FXCB
$1K ﹤0.01%
55
+1
+2% +$17
ACIW icon
3678
ACI Worldwide
ACIW
$5.34B
– –
-801
Closed -$12K
ACNT icon
3679
Ascent Industries
ACNT
$141M
$0 ﹤0.01%
15
– –
AGEN
3680
Agenus
AGEN
$315M
$0 ﹤0.01%
3
– –
AGX icon
3681
Argan
AGX
$8.15B
– –
-13
Closed –
AIR icon
3682
AAR Corp
AIR
$5.74B
$0 ﹤0.01%
10
– –
ALGT icon
3683
Allegiant Air
ALGT
$2.41B
– –
-22
Closed -$2K
ALLT icon
3684
Allot
ALLT
$369M
$0 ﹤0.01%
28
– –
ALX
3685
Alexander's
ALX
$1.38B
– –
-3
Closed -$1K
AMSC icon
3686
American Superconductor
AMSC
$1.5B
$0 ﹤0.01%
13
– –
APO icon
3687
Apollo Global Management
APO
$76B
– –
-600
Closed -$14K
ASYS icon
3688
Amtech Systems
ASYS
$264M
– –
-1,000
Closed -$6K
AUB icon
3689
Atlantic Union Bankshares
AUB
$5.95B
– –
-6
Closed –
AVAV icon
3690
AeroVironment
AVAV
$9.57B
$0 ﹤0.01%
4
– –
AVNW icon
3691
Aviat Networks
AVNW
$270M
$0 ﹤0.01%
23
– –
AZZ icon
3692
AZZ Inc
AZZ
$4.58B
– –
-48
Closed -$2K
BLDR icon
3693
Builders FirstSource
BLDR
$7.74B
– –
-137
Closed -$1K
BOKF icon
3694
BOK Financial
BOKF
$8.7B
$0 ﹤0.01%
8
-16
-67% -$1.05K
BSET icon
3695
Bassett Furniture
BSET
$169M
– –
-6
Closed –
CATY icon
3696
Cathay General Bancorp
CATY
$4.23B
– –
-45
Closed -$1K
CBOE icon
3697
Cboe Global Markets
CBOE
$29.8B
$0 ﹤0.01%
7
-11
-61% -$522
CEE
3698
Central and Eastern Europe Fund
CEE
$137M
$0 ﹤0.01%
16
– –
CENTA icon
3699
Central Garden & Pet Co Class A
CENTA
$2.39B
$0 ﹤0.01%
16
-30
-65% -$164
CEVA icon
3700
CEVA Inc
CEVA
$889M
$0 ﹤0.01%
22
-19
-46% -$350
146 147
148
149 150

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Ladenburg Thalmann Financial Services held 4,031 positions worth $2.95B, up 5.3% from $2.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2013 filing shows 225 new, 1,492 increased, 1,087 reduced and 151 closed positions. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M. The largest sale was iShares Core S&P 500 ETF, an estimated $50.1M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 4.7% a quarter earlier, followed by Industrials and Technology.

  • Ladenburg Thalmann Financial Services's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M.
  • Ladenburg Thalmann Financial Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $68M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $50.1M.
  • Ladenburg Thalmann Financial Services fully exited Arrow Dow Jones Global Yield ETF in Q3 2013, selling an estimated $464K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 19% of its $2.95B portfolio in Q3 2013.
  • Ladenburg Thalmann Financial Services opened 225 new positions and closed 151 in Q3 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.3% quarter-over-quarter to $2.95B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2013, filed 14 Nov 2013.