We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.67B
AUM Growth
+$18.7M
Cap. Flow
+$70.4M
Cap. Flow %
1.92%
Top 10 Hldgs %
14.53%
Holding
4,235
New
204
Increased
1,520
Reduced
1,249
Closed
158

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$51.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$44.1M
3
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$40.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$16.6M
5
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$15.9M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$47.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$25.8M
3
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$23.8M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$22.5M
5
IYE icon
iShares US Energy ETF
IYE
+$19.8M

Sector Composition

Rank Sector Weight
1 Energy 4.52%
2 Technology 4.35%
3 Financials 4.34%
4 Industrials 4.06%
5 Healthcare 4.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DALN
3651
DELISTED
DallasNews
DALN
$2K ﹤0.01%
38
– –
DBI icon
3652
Designer Brands
DBI
$328M
$2K ﹤0.01%
68
– –
DGP icon
3653
DB Gold Double Long ETN due February 15, 2038
DGP
$251M
$2K ﹤0.01%
100
– –
DGZ icon
3654
DB Gold Short ETN due Feb 15 2038
DGZ
$1.71M
$2K ﹤0.01%
100
– –
DXLG icon
3655
Destination XL Group
DXLG
$33.1M
$2K ﹤0.01%
500
– –
EPHE icon
3656
iShares MSCI Philippines ETF
EPHE
$147M
$2K ﹤0.01%
52
– –
EVRI
3657
DELISTED
Everi Holdings
EVRI
$2K ﹤0.01%
300
– –
EYPT icon
3658
EyePoint Inc
EYPT
$1.09B
$2K ﹤0.01%
50
– –
FELE icon
3659
Franklin Electric
FELE
$4.75B
$2K ﹤0.01%
63
-16
-20% -$603
FOR icon
3660
Forestar Group
FOR
$1.5B
$2K ﹤0.01%
100
– –
GLU
3661
Gabelli Utility & Income Trust
GLU
$116M
$2K ﹤0.01%
110
– –
GPI icon
3662
Group 1 Automotive
GPI
$3.19B
$2K ﹤0.01%
31
– –
MCHB
3663
Mechanics Bancorp
MCHB
$3.78B
$2K ﹤0.01%
100
– –
HPP
3664
Hudson Pacific Properties
HPP
$728M
$2K ﹤0.01%
13
– –
HUBG icon
3665
HUB Group
HUBG
$2.36B
$2K ﹤0.01%
100
-54
-35% -$1.23K
HURN icon
3666
Huron Consulting
HURN
$2.46B
$2K ﹤0.01%
40
– –
IMNN icon
3667
Imunon
IMNN
$6.77M
– –
0
– –
INGN icon
3668
Inogen
INGN
$158M
$2K ﹤0.01%
100
– –
IX icon
3669
ORIX
IX
$43.2B
$2K ﹤0.01%
145
– –
JBSS icon
3670
John B. Sanfilippo & Son
JBSS
$975M
$2K ﹤0.01%
57
– –
KFY icon
3671
Korn Ferry
KFY
$4.26B
$2K ﹤0.01%
63
– –
KOPN icon
3672
Kopin
KOPN
$951M
$2K ﹤0.01%
700
+110
+19% +$395
LCII icon
3673
LCI Industries
LCII
$2.64B
$2K ﹤0.01%
50
-26
-34% -$1.18K
LYV icon
3674
Live Nation Entertainment
LYV
$43B
$2K ﹤0.01%
80
– –
MATV icon
3675
Mativ Holdings
MATV
$716M
$2K ﹤0.01%
52
– –
145 146
147
148 149

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q3 2014 Portfolio in Review

As of Q3 2014, Ladenburg Thalmann Financial Services held 4,235 positions worth $3.67B, up 0.51% from $3.65B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2014 filing shows 204 new, 1,520 increased, 1,249 reduced and 158 closed positions. Its largest new stake was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M. The largest sale was iShares Russell Mid-Cap Value ETF, an estimated $47.4M.

By sector, the portfolio is most concentrated in Energy at 4.5% of assets, down from 4.9% a quarter earlier, followed by Technology and Financials.

  • Ladenburg Thalmann Financial Services's largest Q3 2014 buy was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2014, an estimated $51.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2014 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $47.4M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra Utilities in Q3 2014, selling an estimated $1.4M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $3.67B portfolio in Q3 2014.
  • Ladenburg Thalmann Financial Services opened 204 new positions and closed 158 in Q3 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 0.51% quarter-over-quarter to $3.67B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2014, filed 14 Nov 2014.