We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.6%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.43B
AUM Growth
+$186M
Cap. Flow
+$144M
Cap. Flow %
4.19%
Top 10 Hldgs %
17.6%
Holding
4,057
New
195
Increased
1,549
Reduced
1,151
Closed
172

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$69M
2
UWM icon
ProShares Ultra Russell2000
UWM
+$37.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$34.4M
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$21M
5
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$17.4M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$69.4M
2
MVV icon
ProShares Ultra MidCap400
MVV
+$41M
3
DEM icon
WisdomTree Emerging Markets High Dividend Fund
DEM
+$23.6M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$23.6M
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$17M

Sector Composition

Rank Sector Weight
1 Technology 4.56%
2 Energy 4.44%
3 Industrials 3.98%
4 Healthcare 3.89%
5 Consumer Staples 3.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VEEV icon
3651
Veeva Systems
VEEV
$38.4B
$1K ﹤0.01%
21
– –
VPG icon
3652
Vishay Precision Group
VPG
$894M
$1K ﹤0.01%
48
-1,455
-97% -$23.3K
VXRT
3653
DELISTED
Vaxart
VXRT
$1K ﹤0.01%
15
– –
WAFD icon
3654
WaFd
WAFD
$2.82B
$1K ﹤0.01%
49
– –
WILC icon
3655
G. Willi-Food International
WILC
$377M
$1K ﹤0.01%
134
– –
YPF icon
3656
YPF Sociedad Anonima American Depositary Shares (Each representing ten (10) Class D shares of Capital Stock)
YPF
$19.3B
$1K ﹤0.01%
33
– –
CPE
3657
DELISTED
Callon Petroleum Company
CPE
$1K ﹤0.01%
10
– –
EXPR
3658
DELISTED
Express, Inc.
EXPR
$1K ﹤0.01%
2
– –
WTT
3659
DELISTED
Wireless Telecom Group, Inc.
WTT
$1K ﹤0.01%
300
-200
-40% -$583
MGI
3660
DELISTED
MoneyGram International, Inc. New
MGI
$1K ﹤0.01%
32
– –
ALR
3661
DELISTED
AlerisLife Inc
ALR
$1K ﹤0.01%
25
-101
-80% -$5.72K
AUTO
3662
DELISTED
AutoWeb, Inc. Common Stock
AUTO
$1K ﹤0.01%
100
– –
HWCC
3663
DELISTED
Houston Wire & Cable Company
HWCC
$1K ﹤0.01%
+101
New +$1.35K
ZAGG
3664
DELISTED
ZAGG Inc Common Stock (Delaware)
ZAGG
$1K ﹤0.01%
300
– –
RELV
3665
DELISTED
Reliv International Inc
RELV
$1K ﹤0.01%
43
– –
GMO
3666
DELISTED
General Moly, Inc.
GMO
$1K ﹤0.01%
1,000
– –
TTPH
3667
DELISTED
Tetraphase Pharmaceuticals, Inc.
TTPH
$1K ﹤0.01%
5
– –
MLNX
3668
DELISTED
Mellanox Technologies, Ltd.
MLNX
$1K ﹤0.01%
20
– –
PEGI
3669
DELISTED
Pattern Energy Group Inc. Class A
PEGI
$1K ﹤0.01%
37
+11
+42% +$308
WCG
3670
DELISTED
Wellcare Health Plans, Inc.
WCG
$1K ﹤0.01%
23
-200
-90% -$13K
ARQL
3671
DELISTED
Arqule Inc
ARQL
$1K ﹤0.01%
500
– –
PES
3672
DELISTED
Pioneer Energy Services Corp.
PES
$1K ﹤0.01%
73
-273
-79% -$2.73K
ELGX
3673
DELISTED
Endologix Inc
ELGX
$1K ﹤0.01%
10
– –
HQCL
3674
DELISTED
Hanwha Q CELLS Co., Ltd.
HQCL
$1K ﹤0.01%
20
– –
LDF
3675
DELISTED
Latin American Discovery Fund
LDF
$1K ﹤0.01%
100
– –
145 146
147
148 149

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q1 2014 Portfolio in Review

As of Q1 2014, Ladenburg Thalmann Financial Services held 4,057 positions worth $3.43B, up 5.7% from $3.24B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $144M of net new capital in Q1 2014, opening 195 new positions and adding to 1,549 existing holdings. Its largest new stake was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.

By sector, the portfolio is most concentrated in Technology at 4.6% of assets, up from 4% a quarter earlier, followed by Energy and Industrials.

On the sell side, the largest reduction was iShares Core S&P Mid-Cap ETF, an estimated $69.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2014 buy was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q1 2014, an estimated $69M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2014 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $69.4M.
  • Ladenburg Thalmann Financial Services fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $4.11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.43B portfolio in Q1 2014.
  • Ladenburg Thalmann Financial Services opened 195 new positions and closed 172 in Q1 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.7% quarter-over-quarter to $3.43B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2014, filed 15 May 2014.