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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.67B
AUM Growth
+$18.7M
Cap. Flow
+$70.4M
Cap. Flow %
1.92%
Top 10 Hldgs %
14.53%
Holding
4,235
New
204
Increased
1,520
Reduced
1,249
Closed
158

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$51.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$44.1M
3
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$40.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$16.6M
5
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$15.9M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$47.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$25.8M
3
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$23.8M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$22.5M
5
IYE icon
iShares US Energy ETF
IYE
+$19.8M

Sector Composition

Rank Sector Weight
1 Energy 4.52%
2 Technology 4.35%
3 Financials 4.34%
4 Industrials 4.06%
5 Healthcare 4.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ORB
3626
DELISTED
ORBITAL SCIENCES CORP
ORB
$3K ﹤0.01%
100
– –
AUXL
3627
DELISTED
AUXILIUM PHARAMCEUTICALS INC
AUXL
$3K ﹤0.01%
100
– –
BNA
3628
DELISTED
BLACKROCK INCOME OPPORTUNITY TRUST INC
BNA
$3K ﹤0.01%
267
-100
-27% -$1.05K
KHI
3629
DELISTED
Deutsche High Income Trust
KHI
$3K ﹤0.01%
289
– –
CTIC
3630
DELISTED
CTI BioPharma Corp. (DE) Common Stock
CTIC
$3K ﹤0.01%
127
– –
MTSC
3631
DELISTED
MTS Systems Corp
MTSC
$3K ﹤0.01%
51
– –
GTAA
3632
DELISTED
AdvisorShares Morgan Creek Global Tactical ETF
GTAA
$3K ﹤0.01%
102
– –
HTCH
3633
DELISTED
HUTCHINSON TECHNOLOGY INC
HTCH
$3K ﹤0.01%
925
– –
WRES
3634
DELISTED
WARREN RESOURCES INC
WRES
$3K ﹤0.01%
500
-500
-50% -$3.06K
RKUS
3635
DELISTED
RUCKUS WIRELESS INC COM STK (DE)
RKUS
$3K ﹤0.01%
259
– –
QGENF
3636
DELISTED
QIAGEN NV
QGENF
$3K ﹤0.01%
138
– –
GOLD
3637
DELISTED
Randgold Resources Ltd
GOLD
$3K ﹤0.01%
48
+16
+50% +$1.29K
TIVO
3638
DELISTED
TIVO INC
TIVO
$3K ﹤0.01%
200
– –
ETRM
3639
DELISTED
EnteroMedics Inc.
ETRM
$3K ﹤0.01%
2
– –
ADEA icon
3640
Adeia
ADEA
$3.06B
$2K ﹤0.01%
242
– –
AMN icon
3641
AMN Healthcare
AMN
$1.28B
$2K ﹤0.01%
157
– –
ATRC icon
3642
AtriCure
ATRC
$2.19B
$2K ﹤0.01%
160
– –
BIO icon
3643
Bio-Rad Laboratories Class A
BIO
$9.53B
$2K ﹤0.01%
18
– –
BLUE
3644
DELISTED
bluebird bio
BLUE
$2K ﹤0.01%
4
– –
BME icon
3645
BlackRock Health Sciences Trust
BME
$577M
$2K ﹤0.01%
+60
New +$2.21K
CAL icon
3646
Caleres
CAL
$475M
$2K ﹤0.01%
72
-22
-23% -$636
CASI
3647
DELISTED
CASI Pharmaceuticals
CASI
$2K ﹤0.01%
+95
New +$1.69K
CMCO icon
3648
Columbus McKinnon
CMCO
$564M
$2K ﹤0.01%
104
– –
CSGP icon
3649
CoStar Group
CSGP
$12.6B
$2K ﹤0.01%
110
-30
-21% -$447
HERZ
3650
Herzfeld Credit Income Fund
HERZ
$32.6M
$2K ﹤0.01%
27
– –
144 145
146
147 148

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HAM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2014 Portfolio in Review

As of Q3 2014, Ladenburg Thalmann Financial Services held 4,235 positions worth $3.67B, up 0.51% from $3.65B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2014 filing shows 204 new, 1,520 increased, 1,249 reduced and 158 closed positions. Its largest new stake was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M. The largest sale was iShares Russell Mid-Cap Value ETF, an estimated $47.4M.

By sector, the portfolio is most concentrated in Energy at 4.5% of assets, down from 4.9% a quarter earlier, followed by Technology and Financials.

  • Ladenburg Thalmann Financial Services's largest Q3 2014 buy was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2014, an estimated $51.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2014 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $47.4M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra Utilities in Q3 2014, selling an estimated $1.4M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $3.67B portfolio in Q3 2014.
  • Ladenburg Thalmann Financial Services opened 204 new positions and closed 158 in Q3 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 0.51% quarter-over-quarter to $3.67B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2014, filed 14 Nov 2014.