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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.67B
AUM Growth
+$18.7M
Cap. Flow
+$70.4M
Cap. Flow %
1.92%
Top 10 Hldgs %
14.53%
Holding
4,235
New
204
Increased
1,520
Reduced
1,249
Closed
158

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$51.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$44.1M
3
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$40.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$16.6M
5
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$15.9M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$47.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$25.8M
3
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$23.8M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$22.5M
5
IYE icon
iShares US Energy ETF
IYE
+$19.8M

Sector Composition

Rank Sector Weight
1 Energy 4.52%
2 Technology 4.35%
3 Financials 4.34%
4 Industrials 4.06%
5 Healthcare 4.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DF
3601
DELISTED
Dean Foods Company
DF
$3K ﹤0.01%
275
-118
-30% -$1.88K
EGI
3602
DELISTED
Entre Resources Ltd. Common Shares
EGI
$3K ﹤0.01%
12,200
– –
TI.A
3603
DELISTED
Telecom Italia 10 Svg
TI.A
$3K ﹤0.01%
363
-390
-52% -$3.58K
HZNP
3604
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
$3K ﹤0.01%
205
– –
TIS
3605
DELISTED
Orchids Paper Products, Inc.
TIS
$3K ﹤0.01%
104
– –
AUSE
3606
DELISTED
WisdomTree Australia Dividend Fund
AUSE
$3K ﹤0.01%
45
– –
VXZ
3607
DELISTED
iPath S&P 500 VIX Mid-Term Futures ETN due 1/30/2019
VXZ
$3K ﹤0.01%
50
-14,694
-100% -$731K
KST
3608
DELISTED
Deutsche Strategic Income Trust
KST
$3K ﹤0.01%
235
– –
IPXL
3609
DELISTED
Impax Laboratories, Inc.
IPXL
$3K ﹤0.01%
110
– –
PMC
3610
DELISTED
PharMerica Corporation
PMC
$3K ﹤0.01%
108
-3,000
-97% -$79.6K
FNFV
3611
DELISTED
Fidelity Natl Financial, Inc.
FNFV
$3K ﹤0.01%
+273
New +$3.26K
SPNC
3612
DELISTED
Spectranetics Corp
SPNC
$3K ﹤0.01%
110
+24
+28% +$645
ENOC
3613
DELISTED
EnerNOC, Inc.
ENOC
$3K ﹤0.01%
200
– –
CHMT
3614
DELISTED
Chemtura Corporation
CHMT
$3K ﹤0.01%
113
+112
+11,200% +$2.78K
NILE
3615
DELISTED
Blue Nile, Inc.
NILE
$3K ﹤0.01%
110
– –
APOL
3616
DELISTED
Apollo Education Group Inc Class A
APOL
$3K ﹤0.01%
121
+73
+152% +$2.03K
LDRH
3617
DELISTED
LDR HOLDINGS CORP COM STK
LDRH
$3K ﹤0.01%
+108
New +$2.8K
RSE
3618
DELISTED
ROUSE PPTYS INC COM (DE)
RSE
$3K ﹤0.01%
204
– –
RLD
3619
DELISTED
REALD INC COM STK
RLD
$3K ﹤0.01%
300
+100
+50% +$1.01K
TC
3620
DELISTED
Thompson Creek Metals Company Inc. Ordinary Shares (Canada)
TC
$3K ﹤0.01%
1,500
– –
NYNY
3621
DELISTED
Empire Resorts, Inc.
NYNY
$3K ﹤0.01%
86
– –
STNR
3622
DELISTED
STEINER LEISURE LTD
STNR
$3K ﹤0.01%
89
– –
NHC.PRA
3623
DELISTED
NATIONAL HEALTHCARE CORP PFD CONV SER A (DE)
NHC.PRA
$3K ﹤0.01%
200
– –
CKSW
3624
DELISTED
CLICKSOFTWARE TECH LTD
CKSW
$3K ﹤0.01%
400
– –
ADVS
3625
DELISTED
Advent Software Inc
ADVS
$3K ﹤0.01%
107
– –
143 144
145
146 147

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Ladenburg Thalmann Financial Services's Q3 2014 Portfolio in Review

As of Q3 2014, Ladenburg Thalmann Financial Services held 4,235 positions worth $3.67B, up 0.51% from $3.65B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2014 filing shows 204 new, 1,520 increased, 1,249 reduced and 158 closed positions. Its largest new stake was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M. The largest sale was iShares Russell Mid-Cap Value ETF, an estimated $47.4M.

By sector, the portfolio is most concentrated in Energy at 4.5% of assets, down from 4.9% a quarter earlier, followed by Technology and Financials.

  • Ladenburg Thalmann Financial Services's largest Q3 2014 buy was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2014, an estimated $51.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2014 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $47.4M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra Utilities in Q3 2014, selling an estimated $1.4M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $3.67B portfolio in Q3 2014.
  • Ladenburg Thalmann Financial Services opened 204 new positions and closed 158 in Q3 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 0.51% quarter-over-quarter to $3.67B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2014, filed 14 Nov 2014.