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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.76%
2 Technology 5.43%
3 Industrials 5.06%
4 Consumer Staples 4.97%
5 Healthcare 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EWK icon
3576
iShares MSCI Belgium ETF
EWK
$163M
$9K ﹤0.01%
+559
New +$9.72K
DMC
3577
Del Monte Corp
DMC
$1.44B
$9K ﹤0.01%
230
-11
-5% -$429
FLWS icon
3578
1-800-Flowers.com
FLWS
$261M
$9K ﹤0.01%
1,000
-650
-39% -$6.15K
FLXS icon
3579
Flexsteel Industries
FLXS
$303M
$9K ﹤0.01%
298
-18
-6% -$654
FNK icon
3580
First Trust Mid Cap Value AlphaDEX Fund
FNK
$233M
$9K ﹤0.01%
+321
New +$9.27K
GAU
3581
Galiano Gold
GAU
$547M
$9K ﹤0.01%
5,800
– –
GLOB icon
3582
Globant
GLOB
$1.77B
$9K ﹤0.01%
+306
New +$9.43K
GLP icon
3583
Global Partners
GLP
$1.69B
$9K ﹤0.01%
+307
New +$9.8K
IOVA icon
3584
Iovance Biotherapeutics
IOVA
$2.95B
$9K ﹤0.01%
1,500
– –
LOAN
3585
Manhattan Bridge Capital
LOAN
$47.2M
$9K ﹤0.01%
2,200
-1,000
-31% -$4.03K
MHO icon
3586
M/I Homes
MHO
$3.9B
$9K ﹤0.01%
+363
New +$9.01K
MNA icon
3587
IQ ARB Merger Arbitrage ETF
MNA
$254M
$9K ﹤0.01%
318
+75
+31% +$2.13K
MYN icon
3588
BlackRock MuniYield New York Quality Fund
MYN
$378M
$9K ﹤0.01%
673
+5
+0.7% +$65
PAC icon
3589
Grupo Aeroportuario del Pacifico
PAC
$12.4B
$9K ﹤0.01%
100
– –
PB icon
3590
Prosperity Bancshares
PB
$8.97B
$9K ﹤0.01%
166
-85
-34% -$4.49K
PEB icon
3591
Pebblebrook Hotel Trust
PEB
$2.05B
$9K ﹤0.01%
280
+17
+6% +$683
POST icon
3592
Post Holdings
POST
$3.65B
$9K ﹤0.01%
237
-593
-71% -$23.3K
RMAX icon
3593
RE/MAX Holdings
RMAX
$265M
$9K ﹤0.01%
262
+261
+26,100% +$9.79K
SRL icon
3594
Scully Royalty
SRL
$90.1M
$9K ﹤0.01%
600
– –
SSTK icon
3595
Shutterstock
SSTK
$217M
$9K ﹤0.01%
300
+200
+200% +$8.03K
STRT icon
3596
STRATTEC Security
STRT
$338M
$9K ﹤0.01%
143
-14
-9% -$940
TAL icon
3597
TAL Education Group
TAL
$6.43B
$9K ﹤0.01%
1,800
-8,022
-82% -$43.3K
TCI icon
3598
Transcontinental Realty Investors
TCI
$312M
$9K ﹤0.01%
719
– –
TQQQ icon
3599
ProShares UltraPro QQQ
TQQQ
$38.7B
$9K ﹤0.01%
4,944
– –
UE icon
3600
Urban Edge Properties
UE
$2.78B
$9K ﹤0.01%
436
– –
142 143
144
145 146

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HAM
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TRAM
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CONA
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Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.7% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.