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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.67B
AUM Growth
+$18.7M
Cap. Flow
+$70.4M
Cap. Flow %
1.92%
Top 10 Hldgs %
14.53%
Holding
4,235
New
204
Increased
1,520
Reduced
1,249
Closed
158

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$51.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$44.1M
3
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$40.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$16.6M
5
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$15.9M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$47.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$25.8M
3
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$23.8M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$22.5M
5
IYE icon
iShares US Energy ETF
IYE
+$19.8M

Sector Composition

Rank Sector Weight
1 Energy 4.52%
2 Technology 4.35%
3 Financials 4.34%
4 Industrials 4.06%
5 Healthcare 4.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SOHU
3576
Sohu.com
SOHU
$371M
$3K ﹤0.01%
56
– –
SPGM icon
3577
State Street SPDR Portfolio MSCI Global Stock Market ETF
SPGM
$1.75B
$3K ﹤0.01%
+80
New +$2.61K
SPOK icon
3578
Spok Holdings
SPOK
$239M
$3K ﹤0.01%
200
– –
TIPX icon
3579
State Street SPDR Bloomberg 1-10 Year TIPS ETF
TIPX
$2.04B
$3K ﹤0.01%
154
+2
+1% +$39
TPH
3580
DELISTED
Tri Pointe Homes
TPH
$3K ﹤0.01%
+250
New +$3.56K
WTMF icon
3581
WisdomTree Managed Futures Strategy Fund
WTMF
$248M
$3K ﹤0.01%
79
– –
TXNM
3582
TXNM Energy Inc
TXNM
$5.91B
$3K ﹤0.01%
115
-36
-24% -$955
GRCE
3583
Grace Therapeutics
GRCE
$44.6M
$3K ﹤0.01%
8
– –
SUNE
3584
SUNation Energy
SUNE
$10.6M
– –
0
– –
HA
3585
DELISTED
Hawaiian Holdings, Inc.
HA
$3K ﹤0.01%
200
– –
BIG
3586
DELISTED
Big Lots, Inc.
BIG
$3K ﹤0.01%
78
-30
-28% -$1.36K
ENG
3587
DELISTED
ENGlobal Corp
ENG
$3K ﹤0.01%
188
– –
RPT
3588
DELISTED
RPT Realty Common Shares of Beneficial Interest (MD)
RPT
$3K ﹤0.01%
206
+1
+0.5% +$17
ENIA
3589
DELISTED
Enel Amricas S.A. American Depositary Shares (Each representing 50 shares of Common Stock)
ENIA
$3K ﹤0.01%
358
– –
PFPT
3590
DELISTED
Proofpoint, Inc.
PFPT
$3K ﹤0.01%
82
– –
QTS
3591
DELISTED
QTS REALTY TRUST, INC.
QTS
$3K ﹤0.01%
95
– –
FFG
3592
DELISTED
FBL Financial Group
FFG
$3K ﹤0.01%
61
– –
FLIR
3593
DELISTED
FLIR Systems, Inc. (DE) Common Stock
FLIR
$3K ﹤0.01%
98
-36
-27% -$1.21K
GLUU
3594
DELISTED
Glu Mobile Inc.
GLUU
$3K ﹤0.01%
500
-28,880
-98% -$161K
MUH
3595
DELISTED
Blackrock Muniholdings Fund II, Inc.
MUH
$3K ﹤0.01%
+200
New +$3K
CEL
3596
DELISTED
Cellcom Israel, Ltd.
CEL
$3K ﹤0.01%
250
– –
MVC
3597
DELISTED
MVC Capital, Inc.
MVC
$3K ﹤0.01%
300
– –
ZN
3598
DELISTED
Zion Oil & Gas, Inc.
ZN
$3K ﹤0.01%
2,075
– –
TTPH
3599
DELISTED
Tetraphase Pharmaceuticals, Inc.
TTPH
$3K ﹤0.01%
9
– –
PGNX
3600
DELISTED
Progenics Pharmaceuticals Inc
PGNX
$3K ﹤0.01%
+554
New +$2.76K
142 143
144
145 146

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Ladenburg Thalmann Financial Services's Q3 2014 Portfolio in Review

As of Q3 2014, Ladenburg Thalmann Financial Services held 4,235 positions worth $3.67B, up 0.51% from $3.65B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2014 filing shows 204 new, 1,520 increased, 1,249 reduced and 158 closed positions. Its largest new stake was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M. The largest sale was iShares Russell Mid-Cap Value ETF, an estimated $47.4M.

By sector, the portfolio is most concentrated in Energy at 4.5% of assets, down from 4.9% a quarter earlier, followed by Technology and Financials.

  • Ladenburg Thalmann Financial Services's largest Q3 2014 buy was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2014, an estimated $51.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2014 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $47.4M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra Utilities in Q3 2014, selling an estimated $1.4M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $3.67B portfolio in Q3 2014.
  • Ladenburg Thalmann Financial Services opened 204 new positions and closed 158 in Q3 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 0.51% quarter-over-quarter to $3.67B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2014, filed 14 Nov 2014.