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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.76%
2 Technology 5.43%
3 Industrials 5.06%
4 Consumer Staples 4.97%
5 Healthcare 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SINA
3551
DELISTED
Sina Corp
SINA
$10K ﹤0.01%
260
-100
-28% -$4.03K
TECD
3552
DELISTED
Tech Data Corp
TECD
$10K ﹤0.01%
153
-211
-58% -$12.9K
ZAYO
3553
DELISTED
Zayo Group Holdings, Inc.
ZAYO
$10K ﹤0.01%
400
– –
IPHS
3554
DELISTED
Innophos Holdings, Inc.
IPHS
$10K ﹤0.01%
245
+16
+7% +$774
NCI
3555
DELISTED
Navigant Consulting, Inc.
NCI
$10K ﹤0.01%
601
-42
-7% -$646
TYPE
3556
DELISTED
Monotype Imaging Holdings Inc.
TYPE
$10K ﹤0.01%
441
-59
-12% -$1.35K
NASH
3557
DELISTED
Nashville Area ETF
NASH
$10K ﹤0.01%
374
– –
ALR
3558
DELISTED
Alere Inc
ALR
$10K ﹤0.01%
205
+28
+16% +$1.45K
EVER
3559
DELISTED
Everbank Financial Corp
EVER
$10K ﹤0.01%
500
– –
XXIA
3560
DELISTED
Ixia
XXIA
$10K ﹤0.01%
709
+61
+9% +$869
DXKW
3561
DELISTED
WisdomTree Korea Hedged Equity Fund
DXKW
$10K ﹤0.01%
500
– –
NKA
3562
DELISTED
NISKA GAS STORAGE PARTNERS LLC UNIT LTD LIABILITY CO INTS
NKA
$10K ﹤0.01%
3,150
-100
-3% -$337
TXTR
3563
DELISTED
TEXTURA CORPORATION COM
TXTR
$10K ﹤0.01%
407
+238
+141% +$6.55K
KING
3564
DELISTED
KING DIGITAL ENTMT PLC ORD SHS (IRL)
KING
$10K ﹤0.01%
743
+76
+11% +$1.09K
MNE
3565
DELISTED
Blackrock MUNI New York Intermediate Duration Fund, Inc.
MNE
$10K ﹤0.01%
725
– –
CQH
3566
DELISTED
Cheniere Energy Partners LP Holdings LLC
CQH
$10K ﹤0.01%
500
– –
SGF
3567
DELISTED
Aberdeen Singapore Fund
SGF
$10K ﹤0.01%
1,200
– –
DCM
3568
DELISTED
NTT DOCOMO, Inc.
DCM
$10K ﹤0.01%
591
-1,317
-69% -$26.4K
CFNL
3569
DELISTED
Cardinal Financial Corp
CFNL
$10K ﹤0.01%
421
+104
+33% +$2.37K
GSC
3570
DELISTED
GS Connect S&P GSCI Enhanced Commodity Total Return Strategy Index ETN (maturity subject to postpone
GSC
$10K ﹤0.01%
443
– –
AIT icon
3571
Applied Industrial Technologies
AIT
$13.2B
$9K ﹤0.01%
226
-16
-7% -$632
AORT icon
3572
Artivion
AORT
$1.39B
$9K ﹤0.01%
900
– –
CCNE icon
3573
CNB Financial Corp
CCNE
$1.04B
$9K ﹤0.01%
500
– –
DBB icon
3574
Invesco DB Base Metals Fund
DBB
$314M
$9K ﹤0.01%
706
– –
EQAL icon
3575
Invesco Russell 1000 Equal Weight ETF
EQAL
$849M
$9K ﹤0.01%
400
– –
141 142
143
144 145

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HAM
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TRAM
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Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.7% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.