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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.67B
AUM Growth
+$18.7M
Cap. Flow
+$70.4M
Cap. Flow %
1.92%
Top 10 Hldgs %
14.53%
Holding
4,235
New
204
Increased
1,520
Reduced
1,249
Closed
158

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$51.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$44.1M
3
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$40.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$16.6M
5
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$15.9M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$47.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$25.8M
3
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$23.8M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$22.5M
5
IYE icon
iShares US Energy ETF
IYE
+$19.8M

Sector Composition

Rank Sector Weight
1 Energy 4.52%
2 Technology 4.35%
3 Financials 4.34%
4 Industrials 4.06%
5 Healthcare 4.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CVLT icon
3551
Commault Systems
CVLT
$5.78B
$3K ﹤0.01%
52
+6
+13% +$309
BGMS
3552
Bio Green Med Solution Inc
BGMS
$4.97M
– –
0
– –
DB icon
3553
Deutsche Bank
DB
$71.8B
$3K ﹤0.01%
95
-4,490
-98% -$139K
DENN
3554
DELISTED
Denny's
DENN
$3K ﹤0.01%
400
– –
DNN icon
3555
Denison Mines
DNN
$3B
$3K ﹤0.01%
2,709
– –
EEMA icon
3556
iShares MSCI Emerging Markets Asia ETF
EEMA
$859M
$3K ﹤0.01%
57
+1
+2% +$61
EGBN icon
3557
Eagle Bancorp
EGBN
$865M
$3K ﹤0.01%
80
– –
EVN
3558
Eaton Vance Municipal Income Trust
EVN
$430M
$3K ﹤0.01%
+200
New +$2.5K
FYT icon
3559
First Trust Small Cap Value AlphaDEX Fund
FYT
$199M
$3K ﹤0.01%
91
– –
GGB icon
3560
Gerdau
GGB
$9.21B
$3K ﹤0.01%
775
– –
GIB icon
3561
CGI
GIB
$15.5B
$3K ﹤0.01%
75
– –
INOD icon
3562
Innodata
INOD
$2.05B
$3K ﹤0.01%
1,000
– –
KB icon
3563
KB Financial Group
KB
$41.3B
$3K ﹤0.01%
82
+42
+105% +$1.6K
MZTI
3564
The Marzetti Company
MZTI
$3.15B
$3K ﹤0.01%
31
-81
-72% -$7.28K
LBTYA icon
3565
Liberty Global Class A
LBTYA
$3.48B
$3K ﹤0.01%
87
-136
-61% -$4.85K
LIVE icon
3566
Live Ventures
LIVE
$31.8M
$3K ﹤0.01%
150
– –
KG
3567
Kestrel Group
KG
$68.8M
$3K ﹤0.01%
+13
New +$3.1K
MTR
3568
Mesa Royalty Trust
MTR
$5.29M
$3K ﹤0.01%
100
– –
MTRN icon
3569
Materion
MTRN
$5.85B
$3K ﹤0.01%
85
– –
NMR icon
3570
Nomura Holdings
NMR
$28.6B
$3K ﹤0.01%
579
– –
ORMP icon
3571
Oramed Pharmaceuticals
ORMP
$177M
$3K ﹤0.01%
+369
New +$3.28K
PKE icon
3572
Park Aerospace
PKE
$815M
$3K ﹤0.01%
125
– –
PZZA icon
3573
Papa John's
PZZA
$801M
$3K ﹤0.01%
66
– –
RAIL icon
3574
FreightCar America
RAIL
$252M
$3K ﹤0.01%
100
– –
SCHM icon
3575
Schwab US Mid-Cap ETF
SCHM
$15.1B
$3K ﹤0.01%
270
+174
+181% +$2.3K
141 142
143
144 145

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2014 Portfolio in Review

As of Q3 2014, Ladenburg Thalmann Financial Services held 4,235 positions worth $3.67B, up 0.51% from $3.65B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2014 filing shows 204 new, 1,520 increased, 1,249 reduced and 158 closed positions. Its largest new stake was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M. The largest sale was iShares Russell Mid-Cap Value ETF, an estimated $47.4M.

By sector, the portfolio is most concentrated in Energy at 4.5% of assets, down from 4.9% a quarter earlier, followed by Technology and Financials.

  • Ladenburg Thalmann Financial Services's largest Q3 2014 buy was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2014, an estimated $51.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2014 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $47.4M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra Utilities in Q3 2014, selling an estimated $1.4M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $3.67B portfolio in Q3 2014.
  • Ladenburg Thalmann Financial Services opened 204 new positions and closed 158 in Q3 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 0.51% quarter-over-quarter to $3.67B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2014, filed 14 Nov 2014.