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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.67B
AUM Growth
+$18.7M
Cap. Flow
+$70.4M
Cap. Flow %
1.92%
Top 10 Hldgs %
14.53%
Holding
4,235
New
204
Increased
1,520
Reduced
1,249
Closed
158

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$51.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$44.1M
3
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$40.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$16.6M
5
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$15.9M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$47.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$25.8M
3
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$23.8M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$22.5M
5
IYE icon
iShares US Energy ETF
IYE
+$19.8M

Sector Composition

Rank Sector Weight
1 Energy 4.52%
2 Technology 4.35%
3 Financials 4.34%
4 Industrials 4.06%
5 Healthcare 4.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IDXJ
3526
DELISTED
VANECK VECTORS ETF TR INDONESIA SMALL-CAP ETF
IDXJ
$4K ﹤0.01%
+300
New +$4.35K
RDEN
3527
DELISTED
ELIZABETH ARDEN INC
RDEN
$4K ﹤0.01%
238
– –
GSIG
3528
DELISTED
GSI GROUP INC COM STK (CDA)
GSIG
$4K ﹤0.01%
332
– –
REE
3529
DELISTED
RARE ELEMENT RES LTD
REE
$4K ﹤0.01%
5,750
– –
UTIW
3530
DELISTED
UTI WORLDWIDE INC
UTIW
$4K ﹤0.01%
334
– –
ISSI
3531
DELISTED
INTEGRATED SILICON SOLUTN INC
ISSI
$4K ﹤0.01%
325
– –
OWW
3532
DELISTED
ORBITZ WORLDWIDE, INC
OWW
$4K ﹤0.01%
500
– –
ROSE
3533
DELISTED
ROSETTA RESOURCES INC
ROSE
$4K ﹤0.01%
86
-10
-10% -$498
CODE
3534
DELISTED
SPANSION INC, CLASS A COMMON STOCK
CODE
$4K ﹤0.01%
+161
New +$3.42K
CQB
3535
DELISTED
CHIQUITA BRANDS INTL (NEW)
CQB
$4K ﹤0.01%
+247
New +$3.03K
FUBC
3536
DELISTED
1st United Bancorp (Florida)
FUBC
$4K ﹤0.01%
505
– –
WLH
3537
DELISTED
WILLIAM LYON HOMES
WLH
$4K ﹤0.01%
+195
New +$5.09K
TI
3538
DELISTED
Telecom Italia
TI
$4K ﹤0.01%
341
– –
ALFA
3539
DELISTED
AlphaClone Alternative Alpha ETF
ALFA
$4K ﹤0.01%
95
– –
FNSR
3540
DELISTED
Finisar Corp
FNSR
$4K ﹤0.01%
237
-1,006
-81% -$19.4K
STL
3541
DELISTED
Sterling Bancorp
STL
$4K ﹤0.01%
+336
New +$4.17K
ACAD icon
3542
Acadia Pharmaceuticals
ACAD
$5.07B
$3K ﹤0.01%
115
– –
AIN icon
3543
Albany International
AIN
$1.79B
$3K ﹤0.01%
95
– –
AMH icon
3544
American Homes 4 Rent
AMH
$12.2B
$3K ﹤0.01%
153
+58
+61% +$1.04K
APO icon
3545
Apollo Global Management
APO
$80.8B
$3K ﹤0.01%
+120
New +$3K
AXTI icon
3546
AXT Inc
AXTI
$4.83B
$3K ﹤0.01%
1,450
– –
CNMD icon
3547
CONMED
CNMD
$1.48B
$3K ﹤0.01%
88
– –
COTY icon
3548
Coty
COTY
$2.48B
$3K ﹤0.01%
+207
New +$3.61K
CSV icon
3549
Carriage Services
CSV
$534M
$3K ﹤0.01%
170
– –
CVGW
3550
DELISTED
Calavo Growers
CVGW
$3K ﹤0.01%
70
– –
140 141
142
143 144

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Ladenburg Thalmann Financial Services's Q3 2014 Portfolio in Review

As of Q3 2014, Ladenburg Thalmann Financial Services held 4,235 positions worth $3.67B, up 0.51% from $3.65B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2014 filing shows 204 new, 1,520 increased, 1,249 reduced and 158 closed positions. Its largest new stake was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M. The largest sale was iShares Russell Mid-Cap Value ETF, an estimated $47.4M.

By sector, the portfolio is most concentrated in Energy at 4.5% of assets, down from 4.9% a quarter earlier, followed by Technology and Financials.

  • Ladenburg Thalmann Financial Services's largest Q3 2014 buy was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2014, an estimated $51.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2014 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $47.4M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra Utilities in Q3 2014, selling an estimated $1.4M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $3.67B portfolio in Q3 2014.
  • Ladenburg Thalmann Financial Services opened 204 new positions and closed 158 in Q3 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 0.51% quarter-over-quarter to $3.67B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2014, filed 14 Nov 2014.