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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.37%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$14.5B
AUM Growth
+$666M
Cap. Flow
+$788M
Cap. Flow %
5.43%
Top 10 Hldgs %
14.27%
Holding
5,699
New
210
Increased
2,378
Reduced
1,926
Closed
175

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$116M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$77M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$63.1M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$46.2M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$44M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$94.6M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$60.4M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$34.2M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$30.5M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$21.4M

Sector Composition

Rank Sector Weight
1 Technology 7%
2 Financials 5.42%
3 Industrials 4%
4 Consumer Discretionary 3.71%
5 Healthcare 3.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NAN icon
3501
Nuveen New York Quality Municipal Income Fund
NAN
$374M
$46K ﹤0.01%
3,253
-500
-13% -$7.03K
NHC icon
3502
National Healthcare
NHC
$3.5B
$46K ﹤0.01%
566
-20
-3% -$1.66K
AIVC
3503
Amplify Bloomberg AI Equal Weight ETF
AIVC
$127M
$46K ﹤0.01%
1,270
– –
DESC
3504
DELISTED
Xtrackers Russell 2000 Comprehensive Factor ETF
DESC
$46K ﹤0.01%
1,389
-180
-11% -$5.92K
ENV
3505
DELISTED
ENVESTNET, INC.
ENV
$46K ﹤0.01%
807
+4
+0.5% +$253
ALKS icon
3506
Alkermes
ALKS
$8.23B
$45K ﹤0.01%
2,336
+14
+0.6% +$305
BSEP icon
3507
Innovator US Equity Buffer ETF September
BSEP
$217M
$45K ﹤0.01%
+1,800
New +$44.9K
CAF
3508
Morgan Stanley China A Share Fund
CAF
$327M
$45K ﹤0.01%
2,214
-1,020
-32% -$21.6K
CNMD icon
3509
CONMED
CNMD
$1.51B
$45K ﹤0.01%
474
-201
-30% -$18.9K
CORN icon
3510
Teucrium Corn Fund
CORN
$171M
$45K ﹤0.01%
2,950
-125
-4% -$1.94K
FRPT icon
3511
Freshpet
FRPT
$3.5B
$45K ﹤0.01%
904
+450
+99% +$20.6K
FTS icon
3512
Fortis
FTS
$29B
$45K ﹤0.01%
1,050
-189
-15% -$7.71K
GPRO icon
3513
GoPro
GPRO
$110M
$45K ﹤0.01%
8,508
-96
-1% -$450
JUST icon
3514
Goldman Sachs JUST US Large Cap Equity ETF
JUST
$580M
$45K ﹤0.01%
1,050
+550
+110% +$23.3K
PALL icon
3515
abrdn Physical Palladium Shares ETF
PALL
$651M
$45K ﹤0.01%
1,415
+80
+6% +$2.32K
PLCE icon
3516
Children's Place
PLCE
$54.3M
$45K ﹤0.01%
581
+11
+2% +$969
DYNT
3517
DELISTED
Dynatronics Corp
DYNT
$45K ﹤0.01%
8,904
+3,906
+78% +$27.9K
HMSY
3518
DELISTED
HMS Holdings Corp.
HMSY
$45K ﹤0.01%
1,312
-553
-30% -$20K
CUK
3519
DELISTED
Carnival PLC
CUK
$44K ﹤0.01%
1,054
-1,911
-64% -$85.3K
GAL icon
3520
State Street Global Allocation ETF
GAL
$316M
$44K ﹤0.01%
1,155
– –
JSML icon
3521
Janus Henderson Small Cap Growth Alpha ETF
JSML
$384M
$44K ﹤0.01%
1,054
-509
-33% -$21.7K
LXP icon
3522
LXP Industrial Trust
LXP
$3.57B
$44K ﹤0.01%
857
+407
+90% +$20.3K
PAWZ icon
3523
ProShares Pet Care ETF
PAWZ
$33.8M
$44K ﹤0.01%
1,111
+428
+63% +$17.7K
PBH icon
3524
Prestige Consumer Healthcare
PBH
$2.43B
$44K ﹤0.01%
1,263
-94
-7% -$3.1K
PIPR icon
3525
Piper Sandler
PIPR
$5.41B
$44K ﹤0.01%
2,332
+168
+8% +$3.13K
139 140
141
142 143

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EM
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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2019 Portfolio in Review

As of Q3 2019, Ladenburg Thalmann Financial Services held 5,699 positions worth $14.5B, up 4.8% from $13.8B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $788M of net new capital in Q3 2019, opening 210 new positions and adding to 2,378 existing holdings. Its largest new stake was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.

By sector, the portfolio is most concentrated in Technology at 7% of assets, down from 7.1% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $94.6M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2019 buy was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q3 2019, an estimated $116M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2019 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $94.6M.
  • Ladenburg Thalmann Financial Services fully exited AmeriGas Partners, L.P. in Q3 2019, selling an estimated $1.62M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $14.5B portfolio in Q3 2019.
  • Ladenburg Thalmann Financial Services opened 210 new positions and closed 175 in Q3 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 4.8% quarter-over-quarter to $14.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2019, filed 14 Nov 2019.