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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.76%
2 Technology 5.43%
3 Industrials 5.06%
4 Consumer Staples 4.97%
5 Healthcare 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MFT
3501
DELISTED
BLACKROCK MUNIYIELD INVESTMENT QUALITY FUND
MFT
$11K ﹤0.01%
850
– –
CHU
3502
DELISTED
China Unicom (HONG KONG) Limited
CHU
$11K ﹤0.01%
919
-179
-16% -$2.44K
IBMG
3503
DELISTED
iShares iBonds Sep 2018 Term Muni Bond ETF
IBMG
$11K ﹤0.01%
432
– –
FPT
3504
DELISTED
Federated Premier Intermediate M
FPT
$11K ﹤0.01%
800
– –
PHF
3505
DELISTED
Pacholder High Yield
PHF
$11K ﹤0.01%
1,702
– –
JGV
3506
DELISTED
NUVEEN GLOBAL EQUITY INCOME FUND
JGV
$11K ﹤0.01%
1,065
-285
-21% -$3.25K
DEG
3507
DELISTED
ETABLISSEMENT DELHZ ADS 4 ADS REPTGS 1 ORD SHS
DEG
$11K ﹤0.01%
512
-134
-21% -$2.94K
XLBS
3508
DELISTED
POWERSHARES S&P SMALLCAP MATERIALS PORT
XLBS
$11K ﹤0.01%
340
+1
+0.3% +$32
RESI
3509
DELISTED
Front Yard Residential Corporation Common Stock
RESI
$11K ﹤0.01%
825
– –
AMH icon
3510
American Homes 4 Rent
AMH
$12.3B
$10K ﹤0.01%
645
+596
+1,216% +$9.56K
AMRC icon
3511
Ameresco
AMRC
$1.47B
$10K ﹤0.01%
1,645
– –
ANGO icon
3512
AngioDynamics
ANGO
$647M
$10K ﹤0.01%
705
+230
+48% +$3.47K
ARES icon
3513
Ares Management
ARES
$33.7B
$10K ﹤0.01%
600
– –
BH icon
3514
Biglari Holdings Class B
BH
$1.22B
$10K ﹤0.01%
42
– –
BJRI icon
3515
BJ's Restaurants
BJRI
$1.42B
$10K ﹤0.01%
+231
New +$10.8K
BME icon
3516
BlackRock Health Sciences Trust
BME
$576M
$10K ﹤0.01%
260
– –
BRC icon
3517
Brady Corp
BRC
$4.43B
$10K ﹤0.01%
500
– –
BSBR icon
3518
Santander
BSBR
$43.2B
$10K ﹤0.01%
3,445
+470
+16% +$1.95K
BYLD icon
3519
iShares Yield Optimized Bond ETF
BYLD
$443M
$10K ﹤0.01%
396
– –
EBS icon
3520
Emergent Biosolutions
EBS
$230M
$10K ﹤0.01%
364
+89
+32% +$2.93K
ECPG icon
3521
Encore Capital Group
ECPG
$2.15B
$10K ﹤0.01%
265
+114
+75% +$4.66K
FELE icon
3522
Franklin Electric
FELE
$4.68B
$10K ﹤0.01%
353
-29
-8% -$831
FLN icon
3523
First Trust Latin America AlphaDEX Fund
FLN
$35.7M
$10K ﹤0.01%
775
– –
GIB icon
3524
CGI
GIB
$15.5B
$10K ﹤0.01%
277
+14
+5% +$525
GPRE icon
3525
Green Plains
GPRE
$1.09B
$10K ﹤0.01%
519
+174
+50% +$3.84K
139 140
141
142 143

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HAM
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TRAM
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Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.7% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.