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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.67B
AUM Growth
+$18.7M
Cap. Flow
+$70.4M
Cap. Flow %
1.92%
Top 10 Hldgs %
14.53%
Holding
4,235
New
204
Increased
1,520
Reduced
1,249
Closed
158

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$51.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$44.1M
3
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$40.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$16.6M
5
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$15.9M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$47.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$25.8M
3
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$23.8M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$22.5M
5
IYE icon
iShares US Energy ETF
IYE
+$19.8M

Sector Composition

Rank Sector Weight
1 Energy 4.52%
2 Technology 4.35%
3 Financials 4.34%
4 Industrials 4.06%
5 Healthcare 4.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UST icon
3501
ProShares Ultra 7-10 Year Treasury
UST
$13.8M
$4K ﹤0.01%
72
-214,936
-100% -$11.6M
UVV icon
3502
Universal Corp
UVV
$1.15B
$4K ﹤0.01%
100
– –
VEON icon
3503
VEON
VEON
$3.9B
$4K ﹤0.01%
20
– –
VVX icon
3504
V2X
VVX
$2.52B
$4K ﹤0.01%
+182
New +$3.56K
WW
3505
DELISTED
WW International
WW
$4K ﹤0.01%
150
-16
-10% -$365
ZEUS
3506
DELISTED
Olympic Steel
ZEUS
$4K ﹤0.01%
200
– –
BERY
3507
DELISTED
Berry Global Group, Inc.
BERY
$4K ﹤0.01%
155
+136
+716% +$3.1K
TA
3508
DELISTED
TravelCenters of America LLC
TA
$4K ﹤0.01%
88
-76
-46% -$3.8K
FCRD
3509
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
$4K ﹤0.01%
300
– –
ACH
3510
DELISTED
Alum Corp of China Ltd
ACH
$4K ﹤0.01%
420
– –
MBII
3511
DELISTED
Marrone Bio Innovations, Inc.
MBII
$4K ﹤0.01%
1,650
– –
CSOD
3512
DELISTED
Cornerstone OnDemand, Inc.
CSOD
$4K ﹤0.01%
110
+26
+31% +$1.02K
CATM
3513
DELISTED
Cardtronics plc Class A Ordinary Shares (UK)
CATM
$4K ﹤0.01%
117
-134
-53% -$4.77K
BREW
3514
DELISTED
Craft Brew Alliance, Inc.
BREW
$4K ﹤0.01%
+250
New +$3.08K
AVH
3515
DELISTED
AVIANCA HOLDINGS S.A.
AVH
$4K ﹤0.01%
306
-242
-44% -$3.86K
UCFC
3516
DELISTED
United Community Financial Corp
UCFC
$4K ﹤0.01%
782
+2
+0.3% +$9
CART
3517
DELISTED
Carolina Trust BancShares
CART
$4K ﹤0.01%
732
– –
SDT
3518
DELISTED
SANDRIDGE MISSISSIPPIAN TRUST I
SDT
$4K ﹤0.01%
1,087
+38
+4% +$214
NCI
3519
DELISTED
Navigant Consulting, Inc.
NCI
$4K ﹤0.01%
316
– –
ELON
3520
DELISTED
Echelon Corp
ELON
$4K ﹤0.01%
200
– –
GST
3521
DELISTED
Gastar Exploration Inc.
GST
$4K ﹤0.01%
600
– –
KYO
3522
DELISTED
Kyocera Adr
KYO
$4K ﹤0.01%
94
– –
JJC
3523
DELISTED
iPath Bloomberg Copper Subindex Total Return ETN due October 22, 2037
JJC
$4K ﹤0.01%
100
-504
-83% -$19.5K
EXAR
3524
DELISTED
Exar Corporation
EXAR
$4K ﹤0.01%
500
– –
ININ
3525
DELISTED
Interactive Intelligence Group, inc.
ININ
$4K ﹤0.01%
90
+53
+143% +$2.38K
139 140
141
142 143

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Ladenburg Thalmann Financial Services's Q3 2014 Portfolio in Review

As of Q3 2014, Ladenburg Thalmann Financial Services held 4,235 positions worth $3.67B, up 0.51% from $3.65B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2014 filing shows 204 new, 1,520 increased, 1,249 reduced and 158 closed positions. Its largest new stake was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M. The largest sale was iShares Russell Mid-Cap Value ETF, an estimated $47.4M.

By sector, the portfolio is most concentrated in Energy at 4.5% of assets, down from 4.9% a quarter earlier, followed by Technology and Financials.

  • Ladenburg Thalmann Financial Services's largest Q3 2014 buy was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2014, an estimated $51.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2014 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $47.4M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra Utilities in Q3 2014, selling an estimated $1.4M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $3.67B portfolio in Q3 2014.
  • Ladenburg Thalmann Financial Services opened 204 new positions and closed 158 in Q3 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 0.51% quarter-over-quarter to $3.67B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2014, filed 14 Nov 2014.