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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.6%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.43B
AUM Growth
+$186M
Cap. Flow
+$144M
Cap. Flow %
4.19%
Top 10 Hldgs %
17.6%
Holding
4,057
New
195
Increased
1,549
Reduced
1,151
Closed
172

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$69M
2
UWM icon
ProShares Ultra Russell2000
UWM
+$37.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$34.4M
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$21M
5
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$17.4M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$69.4M
2
MVV icon
ProShares Ultra MidCap400
MVV
+$41M
3
DEM icon
WisdomTree Emerging Markets High Dividend Fund
DEM
+$23.6M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$23.6M
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$17M

Sector Composition

Rank Sector Weight
1 Technology 4.56%
2 Energy 4.44%
3 Industrials 3.98%
4 Healthcare 3.89%
5 Consumer Staples 3.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GIB icon
3501
CGI
GIB
$15.5B
$2K ﹤0.01%
75
– –
GLU
3502
Gabelli Utility & Income Trust
GLU
$116M
$2K ﹤0.01%
110
– –
GPI icon
3503
Group 1 Automotive
GPI
$3.17B
$2K ﹤0.01%
31
-263
-89% -$17.1K
MCHB
3504
Mechanics Bancorp
MCHB
$3.8B
$2K ﹤0.01%
100
– –
HPP
3505
Hudson Pacific Properties
HPP
$724M
$2K ﹤0.01%
13
-10
-43% -$1.56K
IMAX icon
3506
IMAX
IMAX
$2.77B
$2K ﹤0.01%
91
-295
-76% -$8.06K
IX icon
3507
ORIX
IX
$43.1B
$2K ﹤0.01%
140
– –
KFY icon
3508
Korn Ferry
KFY
$4.25B
$2K ﹤0.01%
63
-137
-69% -$3.52K
KOPN icon
3509
Kopin
KOPN
$964M
$2K ﹤0.01%
590
– –
KT icon
3510
KT
KT
$8.83B
$2K ﹤0.01%
138
-142
-51% -$1.98K
LYV icon
3511
Live Nation Entertainment
LYV
$42.7B
$2K ﹤0.01%
80
-450
-85% -$9.78K
MKSI icon
3512
MKS Inc
MKSI
$19.9B
$2K ﹤0.01%
+67
New +$2.01K
MRC
3513
DELISTED
MRC Global
MRC
$2K ﹤0.01%
+62
New +$1.73K
MTEX icon
3514
Mannatech
MTEX
$9.46M
$2K ﹤0.01%
104
– –
MUE
3515
DELISTED
BlackRock MuniHoldings Quality Fund II
MUE
$2K ﹤0.01%
163
– –
NPO icon
3516
Enpro
NPO
$7.12B
$2K ﹤0.01%
+27
New +$1.91K
OC icon
3517
Owens Corning
OC
$12.6B
$2K ﹤0.01%
51
– –
PENN icon
3518
PENN Entertainment
PENN
$2.57B
$2K ﹤0.01%
202
– –
PHIO icon
3519
Phio Pharmaceuticals
PHIO
$12.7M
– –
0
– –
PRTA icon
3520
Prothena Corp
PRTA
$473M
$2K ﹤0.01%
65
– –
RAIL icon
3521
FreightCar America
RAIL
$252M
$2K ﹤0.01%
+100
New +$2.42K
RLJ icon
3522
RLJ Lodging Trust
RLJ
$1.65B
$2K ﹤0.01%
+89
New +$2.27K
SNCR
3523
DELISTED
Synchronoss Technologies
SNCR
$2K ﹤0.01%
7
– –
SNV
3524
DELISTED
Synovus
SNV
$2K ﹤0.01%
78
– –
SPTS icon
3525
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
$6.11B
$2K ﹤0.01%
79
+19
+32% +$570
139 140
141
142 143

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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q1 2014 Portfolio in Review

As of Q1 2014, Ladenburg Thalmann Financial Services held 4,057 positions worth $3.43B, up 5.7% from $3.24B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $144M of net new capital in Q1 2014, opening 195 new positions and adding to 1,549 existing holdings. Its largest new stake was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.

By sector, the portfolio is most concentrated in Technology at 4.6% of assets, up from 4% a quarter earlier, followed by Energy and Industrials.

On the sell side, the largest reduction was iShares Core S&P Mid-Cap ETF, an estimated $69.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2014 buy was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q1 2014, an estimated $69M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2014 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $69.4M.
  • Ladenburg Thalmann Financial Services fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $4.11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.43B portfolio in Q1 2014.
  • Ladenburg Thalmann Financial Services opened 195 new positions and closed 172 in Q1 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.7% quarter-over-quarter to $3.43B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2014, filed 15 May 2014.