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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.37%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$14.5B
AUM Growth
+$666M
Cap. Flow
+$788M
Cap. Flow %
5.43%
Top 10 Hldgs %
14.27%
Holding
5,699
New
210
Increased
2,378
Reduced
1,926
Closed
175

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$116M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$77M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$63.1M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$46.2M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$44M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$94.6M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$60.4M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$34.2M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$30.5M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$21.4M

Sector Composition

Rank Sector Weight
1 Technology 7%
2 Financials 5.42%
3 Industrials 4%
4 Consumer Discretionary 3.71%
5 Healthcare 3.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DBD
3476
DELISTED
Diebold Nixdorf Incorporated
DBD
$48K ﹤0.01%
4,216
-282
-6% -$3.34K
AQUA
3477
DELISTED
Evoqua Water Technologies Corp. Common Stock
AQUA
$48K ﹤0.01%
2,836
-399
-12% -$6K
ECOL
3478
DELISTED
US Ecology, Inc.
ECOL
$48K ﹤0.01%
757
-88
-10% -$5.43K
ASYS icon
3479
Amtech Systems
ASYS
$281M
$47K ﹤0.01%
8,900
– –
BOOT icon
3480
Boot Barn
BOOT
$4.95B
$47K ﹤0.01%
1,342
-186
-12% -$6.19K
CBFV icon
3481
CB Financial Services
CBFV
$189M
$47K ﹤0.01%
1,685
– –
DBX icon
3482
Dropbox
DBX
$7.48B
$47K ﹤0.01%
2,369
-841
-26% -$17.9K
EML icon
3483
Eastern Company
EML
$153M
$47K ﹤0.01%
1,890
– –
JHMD icon
3484
John Hancock Multifactor Developed International ETF
JHMD
$987M
$47K ﹤0.01%
1,700
-363
-18% -$10K
LRN icon
3485
Stride
LRN
$3.46B
$47K ﹤0.01%
1,783
-573
-24% -$16.5K
MED icon
3486
Medifast
MED
$128M
$47K ﹤0.01%
453
-38
-8% -$4.08K
OMF icon
3487
OneMain Financial
OMF
$7.56B
$47K ﹤0.01%
1,276
+91
+8% +$3.38K
PEJ icon
3488
Invesco Leisure and Entertainment ETF
PEJ
$314M
$47K ﹤0.01%
1,100
– –
SILV
3489
DELISTED
SilverCrest Metals Inc. Common Shares
SILV
$47K ﹤0.01%
8,910
+910
+11% +$4.86K
PS
3490
DELISTED
Pluralsight, Inc. Class A Common Stock
PS
$47K ﹤0.01%
2,789
+1,144
+70% +$24.6K
SINA
3491
DELISTED
Sina Corp
SINA
$47K ﹤0.01%
1,197
– –
GLIBA
3492
DELISTED
GCI Liberty, Inc. Class A Common Stock (DE)
GLIBA
$47K ﹤0.01%
761
-299
-28% -$18.5K
LOGM
3493
DELISTED
LogMein, Inc.
LOGM
$47K ﹤0.01%
676
+11
+2% +$788
SPYB
3494
DELISTED
SPDR S&P 500 Buyback ETF
SPYB
$47K ﹤0.01%
700
-2,372
-77% -$158K
NFO
3495
DELISTED
Invesco Insider Sentiment ETF
NFO
$47K ﹤0.01%
669
– –
ADUS icon
3496
Addus HomeCare
ADUS
$2.17B
$46K ﹤0.01%
570
+24
+4% +$1.94K
AU icon
3497
AngloGold Ashanti
AU
$48.7B
$46K ﹤0.01%
2,492
-530
-18% -$10.5K
CIF
3498
DELISTED
MFS Intermediate High Income Fund
CIF
$46K ﹤0.01%
17,654
– –
EOLS icon
3499
Evolus
EOLS
$538M
$46K ﹤0.01%
2,924
+600
+26% +$9.83K
EPAC icon
3500
Enerpac Tool Group
EPAC
$1.89B
$46K ﹤0.01%
2,106
-539
-20% -$12.3K
138 139
140
141 142

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2019 Portfolio in Review

As of Q3 2019, Ladenburg Thalmann Financial Services held 5,699 positions worth $14.5B, up 4.8% from $13.8B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $788M of net new capital in Q3 2019, opening 210 new positions and adding to 2,378 existing holdings. Its largest new stake was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.

By sector, the portfolio is most concentrated in Technology at 7% of assets, down from 7.1% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $94.6M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2019 buy was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q3 2019, an estimated $116M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2019 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $94.6M.
  • Ladenburg Thalmann Financial Services fully exited AmeriGas Partners, L.P. in Q3 2019, selling an estimated $1.62M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $14.5B portfolio in Q3 2019.
  • Ladenburg Thalmann Financial Services opened 210 new positions and closed 175 in Q3 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 4.8% quarter-over-quarter to $14.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2019, filed 14 Nov 2019.