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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.76%
2 Technology 5.43%
3 Industrials 5.06%
4 Consumer Staples 4.97%
5 Healthcare 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WGO icon
3476
Winnebago Industries
WGO
$921M
$11K ﹤0.01%
550
– –
ZUMZ icon
3477
Zumiez
ZUMZ
$319M
$11K ﹤0.01%
700
-28
-4% -$639
CTHR
3478
DELISTED
Charles & Colvard Ltd
CTHR
$11K ﹤0.01%
860
– –
AEL
3479
DELISTED
American Equity Investment Life Holding Company
AEL
$11K ﹤0.01%
455
-101
-18% -$2.6K
CEQP
3480
DELISTED
Crestwood Equity Partners LP
CEQP
$11K ﹤0.01%
473
-46
-9% -$1.5K
SYKE
3481
DELISTED
SYKES Enterprises Inc
SYKE
$11K ﹤0.01%
450
-30
-6% -$748
BPFH
3482
DELISTED
Boston Private Financial Holdings, Inc.
BPFH
$11K ﹤0.01%
927
+549
+145% +$6.78K
MEN
3483
DELISTED
Blackrock Muni Enhanced Fund, Inc.
MEN
$11K ﹤0.01%
937
– –
FOMX
3484
DELISTED
Foamix Pharmaceuticals Ltd. Ordinary Shares
FOMX
$11K ﹤0.01%
1,500
+750
+100% +$7.64K
IBMH
3485
DELISTED
iShares iBonds Sep 2019 Term Muni Bond ETF
IBMH
$11K ﹤0.01%
437
– –
MXWL
3486
DELISTED
Maxwell Technologies Inc
MXWL
$11K ﹤0.01%
+2,000
New +$10.1K
IOIL
3487
DELISTED
IQ Global Oil Small Cap ETF
IOIL
$11K ﹤0.01%
1,000
– –
LBF
3488
DELISTED
Deutsche Global High Incm Fund
LBF
$11K ﹤0.01%
1,392
+24
+2% +$192
COBO
3489
DELISTED
ProShares USD Covered Bond
COBO
$11K ﹤0.01%
110
– –
TNGO
3490
DELISTED
Tangoe, Inc.
TNGO
$11K ﹤0.01%
1,500
– –
WCIC
3491
DELISTED
WCI Communities, Inc.
WCIC
$11K ﹤0.01%
+500
New +$12K
FLTX
3492
DELISTED
Fleetmatics Group PLC
FLTX
$11K ﹤0.01%
234
+107
+84% +$5.1K
COB
3493
DELISTED
CommunityOne Bancorp
COB
$11K ﹤0.01%
1,005
– –
YCB
3494
DELISTED
YOUR CMNTY BANKSHARES INC COM
YCB
$11K ﹤0.01%
367
– –
NSPH
3495
DELISTED
NANOSPHERE INC. COM NEW
NSPH
$11K ﹤0.01%
6,600
+4,200
+175% +$10.8K
SZYM
3496
DELISTED
SOLAZYME INC COM STK (DE)
SZYM
$11K ﹤0.01%
4,550
– –
RVLT
3497
DELISTED
Revolution Lighting Technologies, Inc. - Class A
RVLT
$11K ﹤0.01%
1,180
– –
OCAT
3498
DELISTED
OCATA THERAPEUTICS, INC. COMMON STOCK
OCAT
$11K ﹤0.01%
2,775
– –
BEE
3499
DELISTED
STRATEGIC HOTELS & RESORTS, INC
BEE
$11K ﹤0.01%
775
– –
FBC
3500
DELISTED
Flagstar Bancorp, Inc. New
FBC
$11K ﹤0.01%
528
– –
138 139
140
141 142

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HAM
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Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.7% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.