Ladenburg Thalmann Financial Services’s OCATA THERAPEUTICS, INC. COMMON STOCK OCAT Stock Holding History

Bought
Maintained
Sold
Quarter Market Value Status Shares Shares
Change %
Capital Flow Portfolio Weight Portfolio Position
2016
Q1
Sell
-2,535
Closed -$21K 5010
2015
Q4
$21K Sell
2,535
-240
-9% -$1.99K ﹤0.01% 3211
2015
Q3
$11K Hold
2,775
﹤0.01% 3504
2015
Q2
$14K Buy
2,775
+2,500
+909% +$12.6K ﹤0.01% 3488
2015
Q1
$1K Buy
+275
New +$1K ﹤0.01% 4532