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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.67B
AUM Growth
+$18.7M
Cap. Flow
+$70.4M
Cap. Flow %
1.92%
Top 10 Hldgs %
14.53%
Holding
4,235
New
204
Increased
1,520
Reduced
1,249
Closed
158

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$51.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$44.1M
3
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$40.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$16.6M
5
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$15.9M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$47.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$25.8M
3
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$23.8M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$22.5M
5
IYE icon
iShares US Energy ETF
IYE
+$19.8M

Sector Composition

Rank Sector Weight
1 Energy 4.52%
2 Technology 4.35%
3 Financials 4.34%
4 Industrials 4.06%
5 Healthcare 4.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RSO
326
DELISTED
Resource Capital Corp.
RSO
$1.72M 0.05%
88,063
+10,075
+13% +$218K
ROP icon
327
Roper Technologies
ROP
$39.6B
$1.71M 0.05%
11,519
-222
-2% -$32.6K
ARR
328
Armour Residential REIT
ARR
$2.34B
$1.71M 0.05%
11,104
+843
+8% +$142K
BBBY
329
DELISTED
Bed Bath & Beyond Inc
BBBY
$1.71M 0.05%
25,947
+24,308
+1,483% +$1.53M
PDP icon
330
Invesco Dorsey Wright Momentum ETF
PDP
$1.49B
$1.7M 0.05%
42,674
-1,237
-3% -$48.7K
AOM icon
331
iShares Core Moderate Allocation ETF
AOM
$1.77B
$1.7M 0.05%
48,604
-2,509
-5% -$88.7K
CBI
332
DELISTED
Chicago Bridge & Iron Nv
CBI
$1.7M 0.05%
29,311
+19,060
+186% +$1.2M
NKE icon
333
Nike
NKE
$61.9B
$1.69M 0.05%
37,792
+2,134
+6% +$84.7K
CAG icon
334
Conagra Brands
CAG
$7.12B
$1.68M 0.05%
65,287
-6,047
-8% -$149K
PEG icon
335
Public Service Enterprise Group
PEG
$37.2B
$1.67M 0.05%
44,963
-884
-2% -$32.7K
SCZ icon
336
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.5B
$1.67M 0.05%
34,504
-28,891
-46% -$1.48M
DHS icon
337
WisdomTree US High Dividend Fund
DHS
$1.57B
$1.67M 0.05%
28,086
+6,900
+33% +$410K
ETR icon
338
Entergy
ETR
$49.4B
$1.66M 0.05%
42,822
+24,808
+138% +$939K
CTAS icon
339
Cintas
CTAS
$81.1B
$1.65M 0.04%
96,160
+44,320
+85% +$722K
UNH icon
340
UnitedHealth
UNH
$374B
$1.65M 0.04%
19,097
+2,269
+13% +$192K
PPG icon
341
PPG Industries
PPG
$25.9B
$1.65M 0.04%
16,284
+858
+6% +$87.4K
EZM icon
342
WisdomTree US MidCap Fund
EZM
$952M
$1.64M 0.04%
56,265
+10,986
+24% +$332K
FVD icon
343
First Trust Value Line Dividend Fund
FVD
$8.36B
$1.64M 0.04%
73,106
+33,145
+83% +$753K
ICLR icon
344
Icon
ICLR
$12.7B
$1.64M 0.04%
28,695
-1,295
-4% -$66.7K
SWKS icon
345
Skyworks Solutions
SWKS
$10.4B
$1.64M 0.04%
28,575
+18,846
+194% +$1M
KMR
346
DELISTED
KINDER MORGAN MANAGEMENT LLC
KMR
$1.64M 0.04%
17,623
-4,266
-19% -$368K
PBI icon
347
Pitney Bowes
PBI
$2.36B
$1.62M 0.04%
64,757
+10,345
+19% +$277K
PCY icon
348
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.39B
$1.62M 0.04%
56,827
+9,365
+20% +$272K
STPZ icon
349
PIMCO 1-5 Year US TIPS Index Exchange-Traded Fund
STPZ
$524M
$1.62M 0.04%
30,783
+8,703
+39% +$463K
COR icon
350
Cencora
COR
$62B
$1.61M 0.04%
20,880
+71
+0.3% +$5.4K
12 13
14
15 16

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HAM
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Ladenburg Thalmann Financial Services's Q3 2014 Portfolio in Review

As of Q3 2014, Ladenburg Thalmann Financial Services held 4,235 positions worth $3.67B, up 0.51% from $3.65B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2014 filing shows 204 new, 1,520 increased, 1,249 reduced and 158 closed positions. Its largest new stake was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M. The largest sale was iShares Russell Mid-Cap Value ETF, an estimated $47.4M.

By sector, the portfolio is most concentrated in Energy at 4.5% of assets, down from 4.9% a quarter earlier, followed by Technology and Financials.

  • Ladenburg Thalmann Financial Services's largest Q3 2014 buy was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2014, an estimated $51.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2014 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $47.4M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra Utilities in Q3 2014, selling an estimated $1.4M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $3.67B portfolio in Q3 2014.
  • Ladenburg Thalmann Financial Services opened 204 new positions and closed 158 in Q3 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 0.51% quarter-over-quarter to $3.67B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2014, filed 14 Nov 2014.